PFM Financial Advisors LLC ~ C190076
CITY OF TIGARD - CONTRACT SUMMARY & ROUTING FORM
Contract Overview
Contract/Amendment Number: C190076a1
Contract Start Date: 06/20/2019 Contract End Date: 05/31/2024
Contract Title: Financial Advisor Services
Contractor Name: PFM Financial Advisors LLC
Contract Manager: Eric Kang
Department: FIN
Contract Costs
Original Contract Amount: $150,000.00
Total All Previous Amendments: n/a
Total of this Amendment: n/a
Total Contract Amount: $150,000.00
Procurement Authority
Contract Type: Personal Services
Procurement Type: Intermediate RFP <=$150K
Solicitation Number: n/a
LCRB Date: 05/14/2019
Account String: Fund-Division-Account Work Order – Activity Type Amount
FY On-Call
Contracts & Purchasing Approval
Purchasing Signature:
Comments: Update end date and pm
DocuSign Routing
Route for Signature Name Email Address
Contractor Managing Director brownd@pfm.com
City of Tigard Eric Kang Eric.kang@tigard-or.gov
Final Distribution
Contractor Thomas Toepfer toepfert@pfm.com
Project Manager Eric Kang Eric.kang@tigard-or.gov
Project Manager Andi Beebe beebea@pfm.com
Buyer Toni Riccardi tonir@tigard-or.gov
City of Tigard
April 14, 2020
PFM Financial Advisors LLC.
Attn: Managing Director
650 Holladay St. Ste 1600
Portland OR 97232
REF.: Financial Advisor Services
Period:June 1, 2020 through May 31, 2021
CONTRACT NOTICE OF AWARD — RENEWAL
Contract# C190076
Dear Managing Director,
The City of Tigard has determined that your company has performed in accordance with the
requirements of our Agreement. Therefore, the City of Tigard, pursuant to the renewal/extension
clause contained in the terms and conditions of the Agreement, desires to exercise its first (1) one-
year extension to the Contract effective from June 1, 2020 through May 31, 2021. This renewal
period shall be governed by the specifications, pricing, and the terms and conditions set forth per
the above referenced Contract.
Please acknowledge acceptance of this renewal by signing this document in the space
provided below and returning it to me within ten (10) days. You may keep a copy for your
records.
The City looks forward to doing business with PFM Financial Advisors LLC.
Sincerely,
Jamie Greenberg
Purchasing Specialist
503-718-2492
jamie@tigard-or.gov
I/We hereby acknowledge acceptance of this Contract renewal, and agree to be bound by all
requirements, terms, and conditions as set forth in the above referenced Contract.
Company: PFM Financial Advisors LLC Signed:
Date: April 21, 2020 Printed: Michael Berwanger, Managing Director
CITY OF TIGARD OREGON-CONTRACT SUMMARY FORM
(THIS FORMMUSTACCOMPANYEVERYCONTRACT) f
Contract"Title: Financial Advisor Services Number: l(
Contractor: PFM Financial Advisors LLC ' Contract Total: $150,000
Contract Overview: City, financial advisor in conjuction with bond issuances and/or other,financing
issuances
Initial Risk Level: ❑ Extreme High Moderate ' Low
Risk Reduction:Steps:
Risk Comments:
Risk Signature:
Contract Manager: Toby LaFrance Ext:, Department:
Type: ❑ Personal Svc' ® Professional Svc ❑ Architectural Agr Q Public Imp ❑ General Svc
Engineering Svc ❑ Other: Start Date: 6/20/2019_End Date:5/31/2020_
Quotes/Bids/Proposal: FIRM AMOUNT/SCORE
PFM Financial Advisors LLC 1
Piper Laffray 2
Account!String: Fund-Divisj Account Work Order—Activity Type Amount
FY Do not Encumber
FY
FY
FY
FY
Approvals - LCRB Date: 5/14/2019
Department Comments:
Department Signature: t
Purchasing Comments:
Purchasing Signature:
City Manager Comments:
City Manager Signature: i
After securing all required approvals,forward original copy to the Contracting and Purchasing Office along with a
completed Contract Checklist.
ATTACHMENT C
CITY OF TIGARD,OREGON
PROFESSIONAL SERVICES AGREEMENT
FINANCIAL ADVISOR SERVICES
THIS AGREEMENT,made and entered into this 19'day of June,2019,by and between the City of Tigard,
a municipal corporation, hereinafter referred to as the "City," and PFM Financial Advisors LLC, hereinafter
referred to as the "Consultant."
RECITALS
WHEREAS, the City's Fiscal Year 2018-2019 budget provides for Financial Advisor services to act as a
financial advisor in conjunction with bond issues and/or other financing issuances;and
WHEREAS, the accomplishment of the work and services described in this Agreement is necessary and
essential to the program of the City-, and
WHEREAS, the City desires to engage the Consultant to render professional Financial Advisor Services
described in this Agreement,and the Consultant is willing and qualified to perform such services;
THEREFORE, in consideration of the promises and covenants contained herein, the parties hereby agree
as follows:
1. Consultant's Scone of Services
The Consultant shall perform professional financial advisor services in accordance with the terms and
conditions set forth herein, and as provided in Exhibit A, which is attached hereto and by this
reference made a part of this Agreement.
2. Elective Date and Duration
This agreement shall become effective upon the date of execution by the City's Local Contract Review
Board, and shall expire,unless otherwise terminated or extended,on completion of the work or May
31, 2020 whichever comes first. All work under this Agreement shall be completed prior to the
expiration of this Agreement. The City and Contractor may agree to up to four(4) mutual one (1) year
options.The total term of the contract may not exceed five (5)years
3. Consultant's Erg:
A. is Ff.Q
1) As compensation for Basic Services as described in Exhibit A of this Agreement, and for
services required in the fulfillment of Paragraph 1, the Consultant shall be paid on an hourly
rate based upon the"Schedule of Rates"in Exhibit B of this agreement,which shall constitute
fall and complete payment for said services and all expenditures which may be made and
expenses incurred, except as otherwise expressly provided in fl-iis Agreement. The total
amount paid to the consultant over the possible life of this Agreement is not to exceed One
Hundred Fifty Thousand and No/100 dollars ($150,000.00) without prior written
authorization.
2) The Parties hereto do expressly agree that the Basic Fee is based upon the Scope of Services
to be provided by the Consultant. The hourly rates listed in Exhibit A shall be in effect for the
life of this Agreement and may be adjusted annually by the Portland Metro CPI-U if the Parties
agree to an extension year.
B. Paymmt Schedule for Basic Fee
Payments shall be made upon receipt of billings based on the work completed. Billings shall be
submitted by the Consultant periodically,but not more frequently than monthly. Payment by the
City shall release the City from any further obligation for payment to the Consultant for service
or services performed or expenses incurred as of the date of statement of services. Payment
shall be made only for work actually completed as of the date of invoice. Payment shall not be
considered acceptance or approval of any work or waiver of any defects therein.
C. Payment for Special Services
Only when directed in writing by the City, the Consultant shall furnish or acquire for the City the
professional and technical services based on the hourly rate schedule as described in Exhibit B of
this contract for minor project additions and/or alterations.
D. Certified CQ5L&m&
The Consultant shall furnish certified cost records for all billings pertaining to other than lump
sum fees to substantiate all charges. For such purposes, the books of account of the Consultant
shall be subject to audit by the City. The Consultant shall complete work and cost records for all
billings on such forms and in such manner as will be satisfactory to the City.
E. Contract�Id Identification
on
The Consultant shall furnish to the City its employer identification number, as designated by the
Internal Revenue Service,or social security number, as the City deems applicable.
F. Payment—General
1) Consultant shall pay to the Department of Revenue all sums withheld from employees
pursuant to ORS 316.167.
2) Consultant shall pay employees at least time and a half pay for all overtime worked in excess
of 40 hours in any one week except for individuals under the contract who are excluded under
ORS 653.010 to 653.261 or under 29 USC sections 201 to 209 from receiving overtime,
3) Consultant shall promptly, as due, make payment to any person, co-partnership, association
or corporation, furnishing medical, surgical and hospital care or other needed care and
attention incident to sickness or injury to the employees of Consultant or all sums which
Consultant agrees to pay for such services and all moneys and sums which Consultant
collected or deducted from the wages of employees pursuant to any law,contract or agreement
for the purpose of providing or paying for such service.
4) The City certifies that sufficient funds are available and authorized for expenditure to finance
costs of this contract.
5) Consultant shall make payments promptly, as due, to all persons supplying services or
materials for work covered under this contract. Consultant shall not permit any hen or claim
to be filed or prosecuted against the City on any account of any service or materials furnished.
6) If Consultant fails, neglects or refuses to make prompt payment of any claim for labor,
materials, or services furnished to Consultant,sub-consultant or subcontractor by any person
as such claim becomes due, City may pay such claim and charge the amount of the payment
against funds due or to become due to the Consultant. The payment of the claim in this
manner shall not relieve Consultant or their surety from obligation with respect to any unpaid
claims.
4. Ownership of Plans and Documents: Records
A. The City shall have unlimited authority to use the materials received from the Financial Advisor
in any way the City deems necessary.
B. The City shall make copies,for the use of and without cost to the Financial Advisor,data pertinent
to the work to be performed by the Financial Advisor pursuant to this Agreement,and also make
any materials available to the City from any other public agency or body.
5. Assignment/Delegation
Neither party shall assign, sublet or transfer any interest in or duty under this Agreement without the
written consent of the other and no assignment shall be of any force or effect whatsoever unless and
until the other party has so consented. If City agrees to assignment of tasks to a subcontract,
Consultant shall be fully responsible for the negligent or intentionally wrongful acts or omissions of
any subcontractors and of all persons employed by them,and neither the approval by City of any
subcontractor nor anything contained herein shall be deemed to create any contractual relation
between the subcontractor and City.
6. Consultant is Independent Contractor
A. The City's project director,or designee,shall be responsible for determining whether Consultant's
work product is satisfactory and consistent with this agreement,but Consultant is not subject to
the direction and control of the City. Consultant shall be an independent contractor for all
purposes and shall be entitled to no compensation other than the compensation provided for
under Section 3 of diis Agreement.
B. Consultant is an independent contractor and not an employee of City. Consultant acknowledges
Consultant's status as an independent contractor and acknowledges that Consultant is not an
employee of the City for purposes of workers compensation law,public employee benefits law,or
any other law. All persons retained by Consultant to provide services under this contract are
employees of Consultant and not of City. Consultant acknowledges that it is not entitled to
benefits of any kind to which a City employee is entitled and that it shall be solely responsible for
workers compensation coverage for its employees and all other payments and taxes required by
law. Furthermore, in the event that Consultant is found by a court of law or an administrative
agency to be an employee of the City for any purpose,City shall be entitled to offset compensation
due, or to demand repayment of any amounts paid to Consultant under the terms of the
agreement,to the full extent of any benefits or other remuneration Consultant receives (from City
or third party)as a result of said finding and to the full extent of any payments that City is required
to make (to Consultant or to a third party) as a result of said finding.
C. The undersigned Consultant hereby represents that no employee of the City or any partnership or
corporation in which a City employee has an interest,has or will receive any remuneration of any
description from the Consultant, either directly or indirectly, in connection with the letting or
performance of this Agreement,except as specifically declared in writing.
D. If this payment is to be charged against Federal funds, Consultant certifies that he/she is not
currently employed by the Federal Government and the amount charged does not exceed his/her
normal charge for the type of service provided.
E. Consultant and its employees, if any, are not active members of the Oregon Public Employees
Retirement System and are not employed for a total of 600 hours or more in the calendar year by
any public employer participating in the Retirement System.
F. Consultant shall obtain,prior to the execution of any performance under this Agreement, a City
of Tigard Business License. The Tigard Business License is based on a calendar year with a
December 31 st expiration date. New businesses operating in Tigard after June 30th of the current
year will pay a pro-rated fee though the end of the calendar year.
G. Consultant is not an officer,employee,or agent of the City as those terms are used in ORS 30.265.
7. Indemnity
A. The City has relied upon the professional ability and training of the Consultant as a material
inducement to enter into this Agreement. Consultant represents to the City that the work under
this contract will be performed in accordance with the professional standards of skill and care
ordinarily exercised by members of the Consultant's profession under similar conditions and
circumstances as well as the requirements of applicable federal, state and local laws, it being
understood that acceptance of an Consultant's work by the City shall not operate as a waiver or
release. Acceptance of documents by City does not relieve Consultant of any responsibility for
design deficiencies,errors or omissions.
B. Claims for other than Professional Liability. Consultant agrees and shall indemnify, defend, save
and hold harmless the City of Tigard,its officers,employees,agents, and representatives from all
claims,suits,or actions including the investigation and defense thereof, resulting from or arising
out of the negligent or intentionally wrongful activities of Consultant or its subcontractors, sub-
consultants, agents or employees in performance of this contract at both trial and appeal level,
whether or not a trial or appeal ever takes place including any hearing before federal or state
administrative agencies. If any aspect of this indemnity shall be found to be illegal or invalid for
any reason whatsoever,such illegality or invalidity shall not affect the validity of the remainder of
this indemnification.
C. Claims for Professional Liability. Consultant agrees and shall indemnify, defend, save and hold
harmless the City of Tigard, its officers, employees, agents, and representatives from all claims,
suits,or actions and all expenses incidental to the investigation and defense thereof,arising out of
the professional negligent acts, errors or omissions of Consultant or its subcontractors, sub-
consultants, agents or employees in performance of professional services under this agreement.
Any work by Consultant that results in a design of a facility that is not readily accessible to and
usable by individuals with disabilities shall be considered a professionally negligent act, error or
omission.
D. As used in subsections B and C of this section, a claim for professional responsibility is a claim
made against the City in which the City's alleged liability results , in whole or in part, from the
quality of the professional services provided by Consultant, regardless of the type of claim made
against the City in performance of this contract. A claim for other than professional responsibility
is a claim made against the City in which the City's alleged liability results from a negligent or
intentionally wrongful act or omission by Consultant unrelated to the quality of professional
services provided by Consultant in performance of this contract.
S. Insurance
Consultant and its subcontractors shall maintain insurance acceptable to City in full force and effect
throughout the term of this contract. Such insurance shall cover risks arising out of Consultant's activities
or work hereunder. All subcontractors of any der must maintain the required insurance acceptable to the
city,list the City of Tigard as an additional insured,and submit a certificate of insurance to the city. Such
insurance shall include provisions that such insurance is primary insurance with respect to the interests
of City and that any other insurance maintained by City is excess and not contributory insurance with the
insurance required hereunder.
The policy or policies of insurance maintained by the Consultant and its subcontractors shall provide at
least the following limits and coverages:
A. Commercial General Liability Insurance
Consultant shall obtain,at Consultant's expense,and keep in effect during the term of this contract,
Comprehensive General Liability Insurance covering Bodily Injury and Property Damage on an
"occurrence" form (CG 2010 1185 or equivalent). This coverage shall include Contractual Liability
insurance for the indemnity provided under this contract. The following insurance will be carried:
Coverage Limit
General Aggregate $3,000,000
Products-Completed Operations Aggregate $2,000,000
Personal&Advertising Injury $1,000,000
Each Occurrence $2,000,000
Fire Damage (Any one fire) $50,000
B. PrQf
CsfiiQnW Liability
Consultant shall obtain,at Consultant's expense,and keep in effect during the term of this contract,
Professional Liability Insurance covering any damages caused by any actual or alleged negligent act,
error or omission in the rendering of or failure to render Professional Services.Combined single limit
per claim shall not be less than$2,000,000,or the equivalent. Annual aggregate limit shall not be less
than$3,000,000 and filed on a"claims-made" form.
C. Commercial Automobile Insurance
Consultant shall also obtain, at Consultant's expense, and keep in effect during the term of the
contract (Symbol 1 or Symbols 8 and 9 as applicable) Commercial Automobile Lability coverage on
an "occurrence" form including coverage for all owned, hired, and non-owned vehicles. The
Combined Single Limit per occurrence shah not be less than$2,000,000.
If Contractor operates a personally-owned vehicle for business use under this contract,the Contractor
shall obtain, at Contractor's expense, and keep in effect during the term of the contract, business
automobile liability coverage for all owned vehicles on an"occurrence" form. The Combined Single
Limit per occurrence shall not be less than$2,000,000.
D. Workers'Compensation Insurance
The Consultant,its subcontractors,if any,and all employers providing work,labor or materials under
this Contract are subject employers under the Oregon Workers'Compensation Law and shall comply
with ORS 656.017, which requires them to provide workers' compensation coverage that satisfies
Oregon law for all their subject workers. Out-of-state employers must provide Oregon workers'
compensation coverage for their workers who work at a single location within Oregon for more than
30 days in a calendar year. Consultants who perform work without the assistance or labor of any
employee need not obtain such coverage. This shall 'include Employer's Liability Insurance with
coverage limits of not less than$1,000,000 each accident.
E. Additional Insured Provision
All policies aforementioned, other than Workers' Compensation and Professional Liability, shall
include the City its officers,employees,agents and representatives as additional insureds with respect
to this contract. Coverage will be endorsed to provide a"per project"aggregate.
F. Extended Reporting Coverage
If any of the aforementioned liability insurance is arranged on a "claims-made" basis, Extended
Reporting coverage will be required at the completion of this contract to a duration of 24 months or
the maximum time period the Consultant's insurer will provide such if less than 24 months.
Consultant will be responsible for furnishing certification of Extended Reporting coverage as
described or continuous "claims-made" liability coverage for 24 months following contract
completion. Continuous "claims-made" coverage will be acceptable in lieu of Extended Reporting
coverage, provided its retroactive date is on or before the effective date of this contract Coverage
will be endorsed to provide a"per project"aggregate.
G. Insurance Slard crR.
Coverage provided by the Consultant must be underwritten by an insurance company deemed
acceptable by the City. All policies of*insurance must be written by companies having an A.M.Best
rating of"A VII" or better, or equivalent. The City reserves the right to reject all or any insurance
carrier(s)with an unacceptable financial rating.
H. 5r_1_fJniu1"n e
The City understands that some Contractors may self-insure for business risks and the City will
consider whether such self-insurance is acceptable if it meets the mini num insurance requirements
for the type of coverage required. If the Contractor is self-insured for commercial general Lability or
automobile liability insurance the Contractor must provide evidence of such self-insurance. The
Contractor must provide a Certificate of Insurance showing evidence of the coverage amounts on a
form acceptable to the City. The City reserves the right in its sole discretion to determine whether
self-insurance is adequate.
1. Certificates of Insurance
As evidence of the insurance coy required by the contract, the Consultant shall furnish a
Certificate of Insurance to the City. No contract shall be effective until the required Certificates of
Insurance have been received and approved by the City. The certificate will specify and document
all provisions within this contract and include a copy of Additional Insured Endorsement. A renewal
certificate will be sent to the address below prior to coverage expiration.
J. Indet)endenj Contract
Q1 SJ=s
The service or services to be rendered under this contract are those of an independent contractor.
Contractor is not an officer,employee or agent of the City as those terms are used in ORS 30.265.
K Primary Covera—ae Clarification
The parties agree that Consultant's coverage shall be primary to the extent permitted by law. The
parties further agree that other insurance maintained by the City is excess and not contributory
insurance with the insurance required in this section.
L. Cross-Liability Clause
A cross-liability clause or separation of insureds clause will be included in all general liability and
commercial automobile policies required by this contract.
A certificate in form satisfactory to the City certifying to the issuance of such insurance will be
forwarded to:
City of Tigard
Attn: Contracts and Purchasing Office
13125 SW Hall Blvd
Tigard,Oregon 97223
At the discretion of the City, a copy of each insurance policy, certified as a true copy by an authorized
representative of the issuing insurance company may be required to be forwarded to the above address.
UnIg
Such policies or certificates must be delivered prior to commencement of the work.
The procuring of such required insurance shall not be construed to limit Consultant's liability hereunder.
Notwithstanding said insurance,Consultant shall be obligated for the total amount of any damage,'injury,
or loss caused by negligence or neglect connected with this contract.
9. Termination Without Cause
At any time and without cause,City shall have ffie right in its sole discretion,to terminate this Agreement
by giving notice to Consultant. If City terminates the contract pursuant to this paragraph,it shall pay
Consultant for services rendered to the date of termination.
10. Termination With Cause
A. City may terminate this Agreement effective upon delivery of written notice to Consultant, or at
such later date as may be established by City, under any of the following conditions:
1) If City funding from federal, state, local, or other sources is not obtained and continued at
levels sufficient to allow for the purchase of the indicated quantity of services. This Agreement
may be modified to accommodate a reduction in funds.
2) If Federal or State regulations or guidelines are modified, changed, or interpreted in such a
way that the services are no longer allowable or appropriate for purchase under this
Agreement.
3) If any license or certificate required by law or regulation to be held by Consultant, its
subcontractors, agents, and employees to provide the services required by this Agreement is
for any reason denied,revoked,or not renewed.
4) If Consultant becomes insolvent,if voluntary or involuntary petition in bankruptcy is filed by
or against Consultant, if a receiver or trustee is appointed for Consultant, or if there is an
assignment for the benefit of creditors of Consultant.
Any such termination of this agreement under paragraph (A) shall be without prejudice to any
obligations or liabilities of either party already accrued prior to such termination.
B. City, by written notice of default (including breach of contract) to Consultant, may terminate the
whole or any part of this Agreement:
1) If Consultant fails to provide services called for by this agreement within the time specified
herein or any extension thereof,or
2) If Consultant fails to perform any of the other provisions of this Agreement, or so fails to
pursue the work as to endanger performance of this agreement in accordance With its terms,
and after receipt of written notice from City, fails to correct such failures within ten days or
such other period as City may authorize.
3) If Consultant fails to eliminate a conflict as described in Section 14 of this agreement.
The rights and remedies of City provided in the above clause related to defaults (including breach of
contract) by Consultant shall not be exclusive and are in addition to any other rights and remedies
provided by law or under this Agreement.
If City terminates this Agreement under paragraph (B), Consultant shall be entitled to receive as
full payment for all services satisfactorily rendered and expenses incurred,an amount which bears
the same ratio to the total fees specified in this Agreement as the services satisfactorily rendered
by Consultant bear to the total services otherwise required to be performed for such total fee;
provided,that there shall be deducted from such amount the amount of damages,if any,sustained
by City due to breach of contract by Consultant. Damages for breach of contract shall be those
allowed by Oregon law,reasonable and necessary attorney fees,and other costs of litigation at trial
and upon appeal.
11. Non-Waiver
The failure of City to insist upon or enforce strict performance by Consultant of any of the terms of
this Agreement or to exercise any rights hereunder, should not be construed as a waiver or
relinquishment to any extent of its rights to assert or rely upon such terms or rights on any future
occasion.
12. Method and Place of Gluing Notice, Submitting Bills and Making Pa=nts
All notices,bills and payments shall be made in writing and may be given by personal delivery,mail,or
by fax. Payments may be made by personal delivery, mail, or electronic transfer. The following
addresses shall be used to transmit notices,bills,payments, and other information:
4.er "X
Attn: Toby LaFrance Attn:Managing Director
Address: 13125 SW Hall Blvd. Address: 650 Holladay St Ste 1600
Tigard,Oregon 97223 Portland OR 97232
Phone: (503) 718-2406 Phone: (503) 837-8445
Email: r - r, v Email: r w�
and when so addressed,shall be deemed given upon deposit in the United States mail,postage prepaid,
or when so faxed, shall be deemed given upon successful fax. In all other instances, notices,bills and
payments shall be deemed given at the time of actual delivery. Changes may be made in the names and
addresses of the person to who notices, bills and payments are to be given by giving written notice
pursuant to this paragraph.
13. Me gc
This writing is intended both as a final expression of the Agreement between the parties with respect to
the included terms and as a complete and exclusive statement of the terms of the Agreement. No
modification of this Agreement shall be effective unless and until it is made in writing and signed by
both parties.
14. Professional&r5iM
The City requires that services provided pursuant to this agreement shall be provided to the City by an
Consultant,which does not represent clients on matters contrary to City interests. Further,Consultant
shall not engage services of an Consultant and/or other professional who individually, or through
members of his/her same firm,represents clients on matters contrary to City *interests.
Should the Consultant represent clients on matters contrary to City interests or engage the services of
an Consultant and/or other professional who individually, or through members of his/her same firm,
represents clients on matters contrary to City interests, Consultant shall consult with the appropriate
City representative regarding the conflict.
After such consultation,the Consultant shall have 10 days to eliminate the conflict to the satisfaction of
the City. If such conflict is not eliminated within the specified time period, the agreement may be
terminated pursuant to Section 10 (B-3) of this agreement.
15. FQrcr,Majeure
Neither City nor Consultant shall be considered in default because of any delays in completion and
responsibilities hereunder due to causes beyond the control and without fault or negligence on the part
of the parties so disenabled, *including but not restricted to, an act of God or of a public enemy, civil
unrest, volcano, earthquake, fire, flood, epidemic, quarantine restriction, area-wide strike, freight
embargo, unusually severe weather or delay of subcontractor or supplies due to such cause; provided
that the parties so disenabled shall within ten days from the beginning of such delay, notify the other
party in writing of the cause of delay and its probable extent. Such notification shall not be the basis for
a claim for additional compensation. Each party shall,however,make all reasonable efforts to remove
or eliminate such a cause of delay or default and shall, upon cessation of the cause, diligently pursue
performance of its obligation under the Agreement.
16. Non-Discrimination
Consultant agrees to comply with all applicable requirements of federal and state civil rights and
rehabilitation statues, rules, and regulations. Consultant also shall comply with the Americans with
Disabilities Act of 1990,OLS 659A.142,and all regulations and administrative rules established pursuant
to those laws. All facilities designed by Consultant under this contract shall be designed to be readily
accessible to and usable by individuals with disabilities as required by the Americans with Disabilities
Act.
17. Errors
Consultant shall perform such additional work as may be necessary to correct errors in the work required
under this Agreement without undue delays and without additional cost.
18. Extra (Changes Work
Only the City's Project Manager may authorize extra (and/or change)work Failure of Consultant to
secure authorization for extra work shall constitute a waiver of all right to adjustment in the contract
price or contract time due to such unauthorized extra work-and Consultant thereafter shall be entitled
to no compensation whatsoever for the performance of such work
19. Governing Law
The provisions of this Agreement shall be construed in accordance with the provisions of the laws of
the State of Oregon. Any action or suits involving any question arising wider this Agreement must be
brought in the appropriate court of the State of Oregon.
20. fhgirg:of Lav„Venue
The provisions of this Agreement are governed by Oregon Law. Venue will be the State of Oregon
Circuit Court in Washington County or the US District Court for Oregon,Portland.
21. Cort ligpce Withplipable Law
Consultant shall comply with all federal, state, and local laws and ordinances applicable to the work
under this Agreement,including those set forth in ORS 279A,2798,and 2790.
22. Conflict Between Terms
It is further expressly agreed by and between the parties hereto that should there be any conflict between
the terms of this instrument in the proposal of the contract, this instrument shall control and nothing
herein shall be considered as an acceptance of the said terms of said proposal conflicting herewith.
23. Access to Records
City shall have access to such books, documents, papers and records of Consultant as are directly
pertinent to this Agreement for the purpose of making audit,examination,excerpts and transcripts.
24. Audit
Consultant shall maintain records to assure conformance with the terms and conditions of this
Agreement,and to assure adequate perfonnance and accurate expenditures within the contract period.
Consultant agrees to permit City, the State of Oregon,the federal government,or their duly authorized
representatives to audit all records pertaining to this Agreement to assure the accurate expenditure of
funds.
25. Le3=ahffiJy
In the event any provision or portion of this Agreement is held to be unenforceable or invalid by any
court of competent jurisdiction,the validity of the remaining terms and provisions shah not be affected
to the extent that it did not materially affect the intent of the parties when they entered into the
agreement.
26. Reprg5entgdgns and Warranties
Contractor will guarantee work for a period of one year after the date of final acceptance of the work
by the owner. Contractor warrants that all practices and procedures,workmanship and materials are
the best available unless otherwise specified in the profession. Neither acceptance of the work nor
payment therefore relieves Contractor from liability under warranties contained in or implied by this
Agreement.
Any intellectual property rights delivered to the City under this Agreement and Contractor's services
rendered in the performance of Contractor's obligations under this Agreement,will be provided to
the City free and clear of any and all restrictions on or conditions of use, transfer, modification, or
assignment, and be free and clear of any and all liens, claims, mortgages, security interests, liabilities,
charges,and encumbrances of any kind.
27. Compliance with Tax Lam
Contractor represents and warrants that Contractor is, to the best of the undersigned's knowledge,
not in violation of any Oregon tax laws including but not limited to ORS 305.620 and ORS Chapters
316, 317, and 318. Contractor's failure to comply with the tax laws of d-iis state or a political
subdivision of this state before the Contractor executed this Agreement or during the term of this
Agreement is a default for which the City may terminate this Agreement and seek damages and other
relief available under the terms of this Agreement or applicable law.
28. Complete Agreement
This Agreement,including the exhibits,is intended both as a final expression of the Agreement between
the Parties and as a complete and exclusive statement of the terms. In the event of an inconsistency
between a provision in the main body of the Agreement and a provision in the Exhibits,the provision in
the main body of the Agreement shall control. In the event of an inconsistency between Exhibit A and
Exhibit B,Exhibit A shall control.
No waiver,consent, modification,or change of terms of this Agreement shall bind either party unless
in writing and signed by both parties. Such waiver, consent, modification,or change if made, shall be
effective only in specific instances and for the specific purpose given. There are no understandings,
agreements, or representations, oral or written, not specified herein regarding this Agreement.
Consultant,by the signature of its authorized representative,hereby acknowledges that he/she has read
this Agreement,understands it and agrees to be bound by its terms and conditions.
IN WITNESS WHEREOF, City has caused this Agreement to be executed by its duly authorized
undersigned officer and Consultant has executed this Agreement on the date hereinabove first written.
Awarded by Tigard's Local Contract Review Board at their May 14,2019 meeting.
CITY OF TIG PFM FINANCIAL ADVISORS LLC
y: arty Wine,City Manager BTpthorized&o actor Representative
Date Date
EXHIBIT A
SCOPE OE SERVICES
IhURODUCTION
The City is contracting with consultant to act as Tigard Financial Advisor to act as a financial advisor in
conjunction with bond issues and/or other financing issuances.
Scope of Services
Tigard's Urban Downtown Urban Renewal District will need to issue debt prior to September 2,2019.The
purpose of this debt will be to fund the urban renewal project and refund existing debt,including a final
balloon payment of$791,680.93 due on September 2,2019.
Tigard has an interest in financing a potential campus improvement,most likely a new Police Department and
a facility for an Emergency Operations Center (EOC). The goal will be to finance part of the improvement
through a voter approved GO Bonds using the city's current tax rate.The city is interested in asking the voters
to approve the bonds in a manner that will not increase the tax rate that is currently approved for the city's
two existing voter approved GO bonds for the Library (last payment in December 2022) and Parks (last
payment in June 2031). Financing the project will also require other sources, potentially including non-voter
approved GO debt.
&hadmIg of
Transaction Rates:
Transaction Fees —All Securitv Types and Methods of Sale
PAR VALUE: FEE
Up to$20 Million $1.50 per$1,000 with a$25,000 minimum
Over$20 million to$75 million $30,000 plus$0.75 per$1,000 over$20 million
Over$75 million $75,000 2 his$0.25 per$1,000 over$75 million
Hourly Rates:
The hourly rate may be adjusted annually during an extension of the agreement by an amount not to exceed the
Consumer Price Index for All Uban Consumers{CPI-U) for the U.S. City Average.
Experience Level Hourly
Rate
Di-rector/Nana ' Director $315
Sr.ManConsultant $295
Sr.Anal st $250
Analyst $210
Associate $185
EXHIBIT B
CONSULTANTS PROPOSAL
EXHIBIT C
Registered Municipal Advisor-,Required Disclosures
Consultant is a registered municipal advisor with the Securities and Exchange Commission (the
"SEC") and the Municipal Securities Rulemaking Board (the"MSR-B"),pursuant to the Securities
Exchange Act of 1934 Rule 1513al-2. The parties agree that if the City has designated Consultant
as its independent registered municipal advisor ('IRMA'� for purposes of SEC Rule 15Bal-
1(d)(3)(vi) (the"IRMA exemption"), the services provided pursuant to such designation shall be
the services described in Elhibi
�A hereto, subject to any limitations provided therein. Verification
of independence (as is required under the IRMA exemption) shall be the responsibility of such
third party seeking to rely on such IRMA exemption. Consultant shall have the right to review and
approve in advance any representation of Consultant's role as IRMA to the City.
MSRB Rules require that municipal advisors make written disclosures to their clients of all material
conflicts of interest,certain legal or disciplinary events and certain regulatory requirements. Such
disclosures are provided in Consultant's Disclosure Statement delivered to the City together with
this Agreement.
2. Data to be Furnished LQ Consultant
All information,data,reports, and records in the possession of the City or any third party necessary
for carrying out any services to be performed under this Agreement ("Data") shall be furnished to
Consultant. Consultant may rely on the Data in connection with its provision of the services under
this Agreement and the provider thereof shall remain solely responsible for the adequacy,accuracy
or completeness of such Data.