City Council Packet - 02/19/2019 Ii City of Tigard
TIGARD Tigard Business Meeting—Agenda
TIGARD CITY COUNCIL BUSINESS/WORKSHOP
MEETING DATE AND TIME: February 19,2019 - 6:30 p.m.Business Meeting
MEETING LOCATION: City of Tigard-Town Hall- 13125 SW Hall Blvd.,Tigard, OR 97223
PUBLIC NOTICE:
Anyone wishing to speak on an agenda item should sign on the appropriate sign-up sheet(s). If no sheet is
available,ask to be recognized by the Mayor at the beginning of that agenda item. Citizen Communication
items are asked to be two minutes or less. Longer matters can be set for a future Agenda by contacting either
the Mayor or the City Manager.
Times noted are estimated;it is recommended that persons interested in testifying be present by 6:15 p.m. to
sign in on the testimony sign-in sheet. Business agenda items can be heard in any order after 6:30 p.m.
Assistive Listening Devices are available for persons with impaired hearing and should be scheduled for
Council meetings by noon on the Monday prior to the Council meeting. Please call 503-718-2419, (voice) or
503-684-2772 (IUD -Telecommunications Devices for the Deaf).
Upon request,the City will also endeavor to arrange for the following services:
• Qualified sign language interpreters for persons with speech or hearing impairments; and
• Qualified bilingual interpreters.
Since these services must be scheduled with outside service providers,it is important to allow as much lead
time as possible. Please notify the City of your need by 5:00 p.m. on the Thursday preceding the meeting by
calling: 503-718-2410 (voice) or 503-684-2772 (TDD -Telecommunications Devices for the Deaf).
SEE ATTACHED AGENDA
VIEW LIVE VIDEO STREAMING ONLINE:
htto://www.ti¢ard-or.eov/city hall/council meetine.oho
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Friday 10:00 p.m. Monday 6:00 a.m.
illi Citi'of.'1"i„ard
TIGARD Tigard Business Meeting—Agenda
TIGARD CITY COUNCIL BUSINESS/WORKSHOP
MEETING DATE AND TIME: February 19,2019 - 6:30 p.m. Business Meeting
MEETING LOCATION: City of Tigard-Town Hall- 13125 SW Hall Blvd.,Tigard,OR 97223
6:30 PM
1. BUSINESS / WORKSHOP MEETING
A. Call to Order
B. Roll Call
C. Pledge of Allegiance
D. Call to Council and Staff for Non-Agenda Items
2. CITIZEN COMMUNICATION (Two Minutes or Less,Please)
A. Follow-up to Previous Citizen Communication
B. Citizen Communication—Sign Up Sheet
3. CONSENT AGENDA: (Tigard City Council and Local Contract Review Board). The Consent
Agenda is used for routine items such as approval of minutes,receipt of council meeting calendars,
proclamations,appointments to boards and committees and approval of contracts or
intergovernmental agreements with partner agencies. Detailed information on each item is available
on the city's website in the packet for this meeting and in a binder at the front of Town Hall.
Approval may be enacted in one motion without separate discussion.Anyone may request that an
item be removed by motion for discussion and separate action. Motion to:
A. CONSIDER APPROVAL OF AN INTERGOVERNMENTAL AGREEMENT WITH ODOT
TO COMPLETE STREET LIGHTING ON HWY 99W,72ND AVENUE TO DURHAM
ROAD
B. CONSIDER RESOLUTION TO APPOINT BUDGET COMMITTEE MEMBERS
C. CONSIDER RESOLUTION ADOPTING TIGARD LIBRARY BOARD BYLAWS
•Consent Agenda-Items Removed for Separate Discussion:Any items requested to be removed from the Consent Agenda
for separate discussion will be considered immediately after the Council/City Center Development Agency has voted on
those items which do not need discussion.
4. CONSIDER APPROVAL OF AN INTERGOVERNMENTAL AGREEMENT WITH
ODOT TO PARTIALY FUND THE NORTH DAKOTA STREET BRIDGE DESIGN AND
REPLACEMENT 6:30 p.m. estimated time
5. JOINT MEETING WITH BUDGET COMMITTEE 6:45 p.m. estimated time
6. LEGISLATIVE PUBLIC HEARING: CONSIDER AN ORDINANCE AMENDING
TIGARD MUNICIPAL CODE (TMC) 7.74- EMERGENCY OPERATIONS 7:30 p.m.
estimated time
7. NON AGENDA ITEMS
8. EXECUTIVE SESSION: The Tigard City Council may go into Executive Session. If an Executive
Session is called to order,the appropriate ORS citation will be announced identifying the applicable
statute.All discussions are confidential and those present may disclose nothing from the Session.
Representatives of the news media are allowed to attend Executive Sessions,as provided by ORS
192.660(4),but must not disclose any information discussed. No Executive Session may be held for
the purpose of taking any final action or making any final decision. Executive Sessions are closed to
the public.
9. ADJOURNMENT 7:40 p.m. estimated time
AGENDA ITEM NO. 2B - CITIZEN COMMUNICATION DATE: February 19, 2019
(Limited to 2 minutes or less,please)
The Council wishes to hear from you on other issues not on the agenda and items on the agenda, but asks
that you first try to resolve your concerns through staff.
This is a City of Tigard public meeting, subject to the State of Oregon's public meeting and records laws. All
written and oral testimony becomes part of the public record. The names and addresses of persons who
attend or participate in City of Tigard public meetings will be included in the meeting minutes, which is a
public record.
NAME,ADDRESS & PHONE TOPIC STAFF
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CITIZEN COMMUNICATION
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AIS-3689 3. A.
Business Meeting
Meeting Date: 02/19/2019
Length (in minutes): Consent Item
Agenda Title: Consider Approval of an Intergovernmental Agreement
with ODOT to Complete Street Lighting on Hwy 99W:
72nd Ave to Durham Road
Submitted By: Tegan Enloe, Public
Works
Item Type: Motion Requested Meeting Type: Council
Business
Meeting - Main
Public Hearing No
Newspaper Legal Ad Required?:
Public Hearing Publication
Date in Newspaper:
Information
ISSUE
Shall the city enter into an Intergovernmental Agreement with the Oregon Department of
Transportation (ODOT) so that they may design and construct street lighting at major
intersections along Hwy 99W in Tigard?
STAFF RECOMMENDATION / ACTION REQUEST
Staff recommends Council approve and authorize the City Manager to execute an IGA with
ODOT to complete the street lighting project on Hwy 99W in Tigard.
KEY FACTS AND INFORMATION SUMMARY
In March of 2015, staff completed an application for grant funding under the State's All
Roads Transportation Safety (ARTS) Program to install street lights at key intersections along
Hwy 99W in Tigard. The application was in response to frequent requests to staff from
pedestrians, cyclists, and transit users to provide street lighting to improve their visibility
during their commutes. The City of Tigard's project request was selected by ODOT, who is
now proposing to design and construct street lighting at the following intersections:
Hwy 99W at:
1) 72nd Ave
2) Main/Johnson
3) McKenzie
4) School
5) Walnut
6) Frewing
7) Garrett
8) Park
9) Royalty Parkway
10) Durham Road
OTHER ALTERNATIVES
Council could choose not to recommend approval of the IGA, which would result in the
removal of the project.
COUNCIL OR TCDA GOALS, POLICIES, MASTER PLANS
This project aligns with the City's Strategic Plan goals to create a walkable environment.
DATES OF PREVIOUS CONSIDERATION
N/A
Fiscal Impact
Cost: $1,177,000
Budgeted (yes or no): Yes
Where budgeted?: Ped/Bike Small Projects Fund
Additional Fiscal Notes:
The Project Costs are as follows:
Total cost: $1,177,000
Federal/Grant funds: $1,085,429
City match: Up to $100,000 (match is staff time, which is funded through Ped/Bike funds,
CIP project #95027)
Attachments
ODOT IGA-Hwy 99W Street Lighting
Misc. Contracts and Agreements
No. 32976
LOCAL AGENCY AGREEMENT
All Roads Transportation Safety
State Delivered Federal Project
OR99W (Barbur Blvd): MP 8.01 to MP 11.50
THIS AGREEMENT is made and entered into by and between the STATE OF OREGON, acting
by and through its Department of Transportation, hereinafter referred to as "State" or "ODOT,"
and the CITY OF TIGARD acting by and through its elected officials, hereinafter referred to as
"Agency," each herein referred to individually as a "Party" and collectively as the "Parties."
RECITALS
1. By the authority granted in Oregon Revised Statute (ORS) 190.110, 366.572 and 366.576,
State may enter into cooperative agreements with counties, cities and units of local
governments for the performance of work on certain types of improvement projects with the
allocation of costs on terms and conditions mutually agreeable to the contracting parties.
2. OR 99W is a part of the state highways system under the jurisdiction and control of the
Oregon Transportation Commission (OTC).
3. Agency has agreed that State will deliver this project on behalf of the Agency.
4. The Stewardship and Oversight Agreement On Project Assumption and Program Oversight
By and Between Federal Highway Administration, Oregon Division and the State of Oregon
Department of Transportation ("Stewardship Agreement") documents the roles and
responsibilities of the State with respect to project approvals and responsibilities regarding
delivery of the Federal Aid Highway Program. This includes the State's oversight and
reporting requirements related to locally administered projects. The provisions of that
agreement are hereby incorporated and included by reference.
5. The project set forth in this Agreement was selected as part of the All Roads Transportation
Safety Program and may be funded with a combination of eligible federal and state funds.
NOW, THEREFORE, the premises being in general as stated in the foregoing Recitals, it is
agreed by and between the Parties hereto as follows:
TERMS OF AGREEMENT
1. Under such authority, Agency and State agree to State delivering on behalf of Agency the
OR99W (Barbur Blvd): MP 8.01 to MP 11.50 project, hereinafter referred to as the "Project."
The Project's scope and location are further set forth in Exhibit A, attached hereto and by this
reference made a part hereof.
2. State and Agency agree that State will serve as the lead contracting agency and contract
administrator for the consultant contract related to the work under this Agreement.
3. The total cost of the Project set forth in this Agreement is estimated at $1,177,000, which is
subject to change. Federal funds for the Project are limited to $1 ,085,429. Agency shall be
responsible for the 7.78 percent match for all eligible costs and any non-participating costs.
Key No. 20439
State/Agency
MC& A No. 32976
Any unused federal or state funds will be retained by State, and will not be available for use
by Agency for this Agreement or any other projects.
4. If the total cost of the Project exceeds $1,177,000, the Parties shall be responsible for such
excess costs as provided in Special Provisions Paragraph 4.
5. Federal funds under this Agreement are provided under Title 23, United States Code.
6. With the exception of Americans with Disabilities Act of 1990 (ADA) related design
standards and exceptions, State shall consult with Agency on Project decisions that impact
Total Project Cost involving the application of design standards, design exceptions, risks,
schedule, and preliminary engineering charges, for work performed on roadways under
local jurisdiction. State will allow Agency to participate in regular meetings and will use all
reasonable efforts to obtain Agency's concurrence on plans. State shall consult with Agency
prior to making changes to Project scope, schedule, or budget. However, State may award
a construction contract within ten (10) percent (%) of the engineer's estimate without prior
approval of Agency.
7. State will submit the requests for federal funding to Federal Highway Administration
(FHWA). The federal funding for this Project is contingent upon approval of each funding
request by FHWA. Any work performed outside the period of performance or scope of work
approved by FHWA will be considered nonparticipating and paid for at Agency expense.
8. Agency guarantees the availability of Agency funding in an amount required to fully fund
Agency's share of the Project.
9. State considers Agency a subrecipient of the federal funds it receives as reimbursement
under this Agreement.
10.The Catalog of Federal Domestic Assistance (CFDA) number and title for this Project is
20.205, Highway Planning and Construction.
11.The term of this Agreement shall begin on the date all required signatures are obtained and
shall terminate upon completion of the Project and final payment or ten (10) calendar years
following the date all required signatures are obtained, whichever is sooner.
12.This Agreement may be terminated by mutual written consent of both Parties.
13.State may terminate this Agreement effective upon delivery of written notice to Agency, or at
such later date as may be established by State, under any of the following conditions:
a. If Agency fails to provide services called for by this Agreement within the time
specified herein or any extension thereof.
b. If Agency fails to perform any of the other provisions of this Agreement, or so
fails to pursue the work as to endanger performance of this Agreement in
accordance with its terms, and after receipt of written notice from State fails to
correct such failures within ten (10) days or such longer period as State may
authorize.
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MC&A No. 32976
c. If Agency fails to provide payment of its share of the cost of the Project.
d. If State fails to receive funding, appropriations, limitations or other expenditure
authority sufficient to allow State, in the exercise of its reasonable
administrative discretion, to continue to make payments for performance of this
Agreement.
e. If federal or state laws, regulations or guidelines are modified or interpreted in
such a way that either the work under this Agreement is prohibited or if State
is prohibited from paying for such work from the planned funding source.
14.Any termination of this Agreement shall not prejudice any rights or obligations accrued to the
Parties prior to termination.
15.Information required by 2 Code of Federal Regulation (CFR) 200.331(a)(1) shall be contained
in the USDOT FHWA Federal Aid Project Agreement for this Project, a copy of which shall
be provided by ODOT to Agency with the Notice to Proceed.
16. Indirect Cost Rate.
a. As required by 2 CFR 200.331(a)(4), the indirect cost rate(s) for this Project at the time
the agreement is written is 0%. This rate may change during the term of this
Agreement upon notice to ODOT and ODOT's subsequent written approval.
b. If the approved rate(s) change(s) during the term of this Agreement, Agency shall
invoice ODOT using the current indirect cost rate(s) for the Project on file with ODOT
at the time the work is performed. If Agency does not have approved indirect cost
rate(s) on file with ODOT at the time the work is performed, Agency shall invoice
ODOT using a zero percent (0%) rate.
17.By signing this Federal-Aid Agreement Agency agrees to comply with the provisions of the
Federal Funding Accountability and Transparency Act (FFATA) and is subject to the
following award terms: http://edocket.access.gpo.qov/2010/pdf/2010-22705.pdf and
http://edocket.access.qpo.gov/2010/pdf/2010-22706.pdf. If, in the preceding fiscal year,
Agency received more than eighty percent (80%) of its gross revenues from the federal
government, those federal funds exceed $25,000,000 annually, and the public does not
have access to information about the compensation of executives through reports filed
under section 13(a) or 15(d) of the Securities Exchange Act of 1934 or section 6104 of the
Internal Revenue Code of 1986, Agency shall report the total compensation and names of
its top five executives to State. Agency shall report said information to State within 14
calendar days of execution of this Agreement and annually thereafter, utilizing the FFATA
form attached hereto as Exhibit "B".
18.Americans with Disabilities Act Compliance:
a. When the Project scope includes work on sidewalks, curb ramps, or pedestrian-
activated signals or triggers an obligation to address curb ramps or pedestrian signals,
the Parties shall:
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MC& A No. 32976
i. Utilize ODOT standards to assess and ensure Project compliance with Section 504
of the Rehabilitation Act of 1973 and the Americans with Disabilities Act of 1990 as
amended by the ADA Amendments Act of 2008 (together, "ADA"), including ensuring
that all sidewalks, curb ramps, and pedestrian-activated signals meet current ODOT
Highway Design Manual standards;
ii. Follow ODOT's processes for design, modification, upgrade, or construction of
sidewalks, curb ramps, and pedestrian-activated signals, including using the ODOT
Highway Design Manual, ODOT Design Exception process, ODOT Standard
Drawings, ODOT Construction Specifications, providing a temporary pedestrian
accessible route plan and current ODOT Curb Ramp Inspection form;
iii. At Project completion, send a completed ODOT Curb Ramp Inspection Form 734-
5020 to the address on the form as well as to State's Project Manager for each curb
ramp constructed, modified, upgraded, or improved as part of the Project. The
completed form is the documentation required to show that each curb ramp meets
ODOT standards and is ADA compliant. ODOT's fillable Curb Ramp Inspection Form
and instructions are available at the following address:
http://www.oregon.gov/ODOT/HWY/CONSTRUCTION/Paqes/HwyConstFormsl.as
b. State shall ensure that temporary pedestrian routes are provided through or around any
Project work zone. Any such temporary pedestrian route shall include directional and
informational signs, comply with ODOT standards, and include accessibility features
equal to or better than the features present in the existing pedestrian facility. State shall
also ensure that advance notice of any temporary pedestrian route is provided in
acessible format to the public, people with disabilities, and disability organizations at
least 10 days prior to the start of construction.
c. Agency shall ensure that any portions of the Project under Agency's maintenance
jurisdiction are maintained in compliance with the ADA throughout the useful life of the
Project. This includes, but is not limited to, Agency ensuring that:
i. Pedestrian access is maintained as required by the ADA,
ii. Any complaints received by Agency identifying sidewalk, curb ramp, or pedestrian-
activated signal safety or access issues are promptly evaluated and addressed,
iii. Any repairs or removal of obstructions needed to maintain Project features in
compliance with the ADA requirements that were in effect at the time of Project
construction are completed by Agency or abutting property owner pursuant to
applicable local code provisions,
iv. Any future alteration work on Project or Project features during the useful life of the
Project complies with the ADA requirements in effect at the time the future alteration
work is performed, and
v. Applicable permitting and regulatory actions are consistent with ADA requirements.
d. Maintenance obligations in this section shall survive termination of this Agreement.
19.State shall ensure compliance with the Cargo Preference Act and implementing regulations
(46 CFR Part 381) for use of United States-flag ocean vessels transporting materials or
equipment acquired specifically for the Project. Strict compliance is required, including but
not limited to the clauses in 46 CFR 381.7(a) and (b) which are incorporated by
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MC&A No. 32976
reference. State shall also include this requirement in all contracts and ensure that
contractors include the requirement in their subcontracts.
20.Agency grants State the right to enter onto Agency right of way for the performance of duties
as set forth in this Agreement.
21 .The Special and Standard Provisions attached hereto, marked Attachments 1 and 2,
respectively, are by this reference made a part hereof. The Standard Provisions apply to all
federal-aid projects and may be modified only by the Special Provisions. The Parties hereto
mutually agree to the terms and conditions set forth in Attachments 1 and 2. In the event of
a conflict, this Agreement shall control over the attachments, and Attachment 1 shall control
over Attachment 2.
22.State and Agency agree that if any term or provision of this Agreement is declared by a
court of competent jurisdiction to be invalid, unenforceable, illegal or in conflict with any law,
the validity of the remaining terms and provisions shall not be affected, and the rights and
obligations of the Parties shall be construed and enforced as if the Agreement did not
contain the particular term or provision held to be invalid.
23.Agency certifies and represents that the individual(s) signing this Agreement has been
authorized to enter into and execute this Agreement on behalf of Agency, under the
direction or approval of its governing body, commission, board, officers, members or
representatives, and to legally bind Agency.
24.This Agreement may be executed in several counterparts (facsimile or otherwise) all of
which when taken together shall constitute one agreement binding on all Parties,
notwithstanding that all Parties are not signatories to the same counterpart. Each copy of
this Agreement so executed shall constitute an original.
25.This Agreement and attached exhibits constitute the entire agreement between the Parties
on the subject matter hereof. In the event of conflict, the body of this Agreement and the
attached exhibits will control over Project application and documents provided by Agency
to State. There are no understandings, agreements, or representations, oral or written, not
specified herein regarding this Agreement. No waiver, consent, modification or change of
terms of this Agreement shall bind either party unless in writing and signed by both Parties
and all necessary approvals have been obtained. Such waiver, consent, modification or
change, if made, shall be effective only in the specific instance and for the specific purpose
given. The failure of State to enforce any provision of this Agreement shall not constitute a
waiver by State of that or any other provision. Notwithstanding this provision, the Parties
may enter into a Right Of Way Services Agreement in furtherance of the Project.
26.State Contact for this Agreement is Elizabeth Wakefield, Senior Project Leader, 123 NW
Flanders Street, Portland, OR 97209, 503-731-3439, Elizabeth.wakefield@odot.state.or.us,
or assigned designee upon individual's absence. State shall notify the other Party in writing
of any contact information changes during the term of this Agreement.
27.Agency's Contact for this Project is Mike McCarthy, Senior Project Engineer, 13125 SW
Hall Blvd, Tigard, OR 97223, 503-718-2462, mikem@tigard-or.gov, or assigned designee
upon individual's absence. Agency shall notify the other Party in writing of any contact
information changes during the term of this Agreement.
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State/Agency
MC& A No. 32976
Signature Page to Follow
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State/Agency
MC& A No. 32976
THE PARTIES, by execution of this Agreement, hereby acknowledge that their signing
representatives have read this Agreement, understand it, and agree to be bound by its terms
and conditions.
This Project is in the 2018-2021 Statewide Transportation Improvement Program (STIP), (Key
#20439) that was adopted by the Oregon Transportation Commission on July 20, 2017 (or
subsequently by amendment to the STIP).
CITY OF TIGARD, by and through its STATE OF OREGON, by and through
elected officials its Department of Transportation
By By
Highway Division Administrator
Title
Date
Date
APPROVAL RECOMMENDED
By
By
Title Region 1 Manager
Date Date
LEGAL REVIEW APPROVAL APPROVED AS TO LEGAL
SUFFICIENCY
By By Bonnie Heitsch
Agency Counsel
Date Date via email dated October 22, 2018
Agency Contact:
Mike McCarthy
13125 SW Hall Blvd. State Contact:
Tigard, OR 97223 Elizabeth Wakefield, Senior Project
503-718-2462 Leader 123 NW Flanders Street
mikem@tigard-or.gov Portland, OR 97209
(503) 731-3439
elizabeth.wakefield@odot.state.or.us
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MC& A No. 32976
Exhibit A— Project Location and Scope of Work
As part of the Project set forth in this Agreement, State will construct the following
improvements at the following locations:
ARTS ID # Location Improvements
22 OR 99W(Barbur Blvd) at Install illumination at 72nd Ave, Main &Johnson, McKenzie,
multiple locations School, Walnut, Frewing, Garrett, Park, Royalty Parkway, and
Durham Road.
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MC&A No. 32976
EXHIBIT B
Federal Funding Accountability and Transparency Act(FFATA)
Subaward Reporting
(For purposes of this Exhibit,references to"your organization"shall mean"Agency"and references to"ODOT"shall mean"State.")
The Oregon Department of Transportation (ODOT) is required to fulfill a federal requirement for contracting under the
Federal Funding Accountability and Transparency Act (FFATA) Subaward Reporting System (FSRS). FFATA reporting is
a requirement for subawards (also known as subrecipients) of federal awards in excess of$25,000,000. Your organization
will enter into an agreement with ODOT where the funding source is a federal grant with a subrecipient relationship. Your
organization is required to submit the information below to the Oregon Department of Transportation within fourteen
calendar days of execution of the Agreement and annually thereafter, if applicable. (See the following page for further
details.)
Legal entity name:
Data Universal Number System (DUNS) number:
Executive compensation
Executive compensation information is also required to determine whether or not the following information must be
reported in FSRS:
a. In your organization's previous fiscal year, did your organization receive 80% or more of its annual gross revenue
and $25,000,000 or more in federal procurement contracts, subcontracts, loans, grants, subgrants, cooperative
agreements and federal financial assistance awards subject to the Transparency Act? (Include parent
organization, all branches, and all affiliates worldwide.)
❑Yes ❑ No If"yes," proceed to b. If"no," no further action is required and submittal of this form is not
required.
b. Does the public have access to information about the compensation of the senior executives in your organization
(including parent organization, all branches, and all affiliates worldwide)through periodic reports filed under section
13(a) or 15(d)of the Securities and Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d))or section 6104 of the Internal
Revenue Code of 1986?
❑Yes ❑ No If"yes," provide a link to the SEC: http://www.sec.ciov where this information is located and return
form to the ODOT contact shown at the bottom of this form.
Provide link here:
If"no," provide compensation information below.
Names and annual compensation amounts of the five most highly compensated executives:
1. $
2. $
3. $
4. $
5. $
Business entity contact information (person completing form):
Type name Title Date
Return completed form to: Jeff Flowers, Program and Funding Services Manager; Oregon Department of Transportation;555
13th Street NE;Salem, OR 97301;Jeffrey.A.FLOWERStaodot.state.or.us
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State/Agency
MC&A No. 32976
Background on FFATA requirements
The Federal Funding Accountability and Transparency Act(FFATA)was signed on September 26, 2006. The intent
is of the Act is to empower every American with the ability to hold the government accountable for each spending
decision. The end result is to reduce wasteful spending in the government. The FFATA legislation requires
information on federal awards (federal financial assistance and expenditures) be made available to the public via a
single, searchable website, which is www.USASpendinq.qov.
Definition of compensation
Your organization is considered a subrecipient of federal funds. Unless your organization is exempt, FFATA
requires you to report total compensation for each of your five most highly compensated executives for the
preceding completed year. Total compensation means the cash and non-cash dollar value earned by the executive
during the subrecipient's preceding fiscal year and includes the following: salary and bonus; awards of stock, stock
options, and stock appropriation rights; earnings for services under non-equity incentive plans; change in pension
value; above-market earnings on deferred compensation which is not tax-qualified; and other compensation as
defined in 2 CFR Part 170, Section 170.330(b)(5)(vi).
More detailed information about the FFATA can be found at: http://edocket.access.gpo.gov/2010/pdf/2010-
22705.pdf
If you have any questions, contact:
Jeff Flowers
Program and Funding Services Manager
Oregon Department of Transportation
555 13th Street NE
Salem, OR 97301
Jeffrey.A.FLOWERS(c�odot.state.or.us
Telephone: 503-986-4453
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State/Agency
MC&A No. 32976
ATTACHMENT NO. 1 to AGREEMENT NO. 32933
SPECIAL PROVISIONS
1. State or its consultant shall conduct all work components necessary to complete the
Project, except for those responsibilities specifically assigned to Agency in this
Agreement.
a. State or its consultant shall conduct preliminary engineering and design work
required to produce final plans, specifications, and cost estimates in accordance
with current state and federal laws and regulations; obtain all required permits;
acquire necessary right of way and easements; and arrange for all utility relocations
and adjustments.
b. State will advertise, bid, and award the construction contract. Upon State's award
of the construction contract, a consultant hired and overseen by the State shall be
responsible for contract administration and construction engineering & inspection,
including all required materials testing and quality documentation. State shall make
all contractor payments.
c. State will perform project management and oversight activities throughout the
duration of the Project. The cost of such activities will be billed to the Project.
2. State and Agency agree that the useful life of this Project is defined as twenty (20)
years.
3. If Agency fails to meet the requirements of this Agreement or the underlying federal
regulations, State may withhold the Agency's proportional share of Highway Fund
distribution necessary to reimburse State for costs incurred by such Agency breach.
Agency will be ineligible to receive or apply for any Title 23, United States Code funds
until State receives full reimbursement of the costs incurred.
4. If the total cost of the Project exceeds the total Project cost set forth in Terms of
Agreement paragraph 3, Agency and State may amend this Agreement to either (a)
reduce the scope of the Project such that the available State, federal, and Agency funds
are sufficient to complete the Project, or(b) apportion the excess costs between Agency
and State in a manner agreeable to both Parties. If the Parties do not amend this
Agreement as provided in this paragraph prior to Project completion, Agency shall be
responsible for all costs in excess of the state and federal funds as provided in Federal
Standard Provisions Paragraph 6.
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MC&A No. 32976
ATTACHMENT NO. 2
FEDERAL STANDARD PROVISIONS
PROJECT ADMINISTRATION
1. State (ODOT) is acting to fulfill its responsibility to the Federal Highway Administration
(FHWA) by the administration of this Project, and Agency (i.e. county, city, unit of local
government, or other state agency) hereby agrees that State shall have full authority to carry
out this administration. If requested by Agency or if deemed necessary by State in order to
meet its obligations to FHWA, State will act for Agency in other matters pertaining to the
Project. Prior to taking such action, State will confer with Agency concerning actions
necessary to meet federal obligations. State and Agency shall each assign a person in
responsible charge "liaison" to coordinate activities and assure that the interests of both
Parties are considered during all phases of the Project.
2. Any project that uses federal funds in project development is subject to plans, specifications
and estimates (PS&E) review and approval by FHWA or State acting on behalf of FHWA prior
to advertisement for bid proposals, regardless of the source of funding for construction.
3. State will provide or secure services to perform plans, specifications and estimates (PS&E),
construction contract advertisement, bid, award, contractor payments and contract
administration. A State-approved consultant may be used to perform preliminary engineering,
right of way and construction engineering services.
4. Agency may perform only those elements of the Project identified in the special provisions.
PROJECT FUNDING REQUEST
5. State shall submit a separate written Project funding request to FHWA requesting approval of
federal-aid participation for each project phase including a) Program Development(Planning),
b) Preliminary Engineering (National Environmental Policy Act- NEPA, Permitting and Project
Design), c) Right of Way Acquisition, d) Utilities, and e) Construction (Construction
Advertising, Bid and Award). Any work performed prior to FHWA's approval of each funding
request will be considered nonparticipating and paid for at Agency expense. State, its
consultant or Agency shall not proceed on any activity in which federal-aid participation is
desired until such written approval for each corresponding phase is obtained by State. State
shall notify Agency in writing when authorization to proceed has been received from FHWA.
All work and records of such work shall be in conformance with FHWA rules and regulations.
FINANCE
6. Federal funds shall be applied toward Project costs at the current federal-aid matching ratio,
unless otherwise agreed and allowable by law. Agency shall be responsible for the entire
match amount for the federal funds and any portion of the Project, which is not covered by
federal funding, unless otherwise agreed to and specified in the intergovernmental Agreement
(Project Agreement). Agency must obtain written approval from State to use in-kind
contributions rather than cash to satisfy all or part of the matching funds requirement. If federal
funds are used, State will specify the Catalog of Federal Domestic Assistance(CFDA) number
in the Project Agreement. State will also determine and clearly state in the Project Agreement
if recipient is a subrecipient or vendor, using the criteria in 2 CFR 200.330.
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7. If the estimated cost exceeds the total matched federal funds available, Agency shall deposit
its share of the required matching funds, plus 100 percent of all costs in excess of the total
matched federal funds. Agency shall pay one hundred (100) percent of the cost of any item in
which FHWA will not participate. If Agency has not repaid any non-participating cost, future
allocations of federal funds or allocations of State Highway Trust Funds to Agency may be
withheld to pay the non-participating costs. If State approves processes, procedures, or
contract administration outside the Local Agency Guidelines Manual that result in items being
declared non-participating by FHWA, such items deemed non-participating will be negotiated
between Agency and State. Agency agrees that costs incurred by State and Agency for
services performed in connection with any phase of the Project shall be charged to the Project,
unless otherwise mutually agreed upon by the Parties.
8. Agency's estimated share and advance deposit.
a) Agency shall, prior to commencement of the preliminary engineering and/or
right of way acquisition phases, deposit with State its estimated share of each
phase. Exception may be made in the case of projects where Agency has
written approval from State to use in-kind contributions rather than cash to
satisfy all or part of the matching funds requirement.
b) Agency's construction phase deposit shall be one hundred ten (110) percent
of Agency's share of the engineer's estimate and shall be received prior to
award of the construction contract. Any additional balance of the deposit,
based on the actual bid, must be received within forty-five (45) days of receipt
of written notification by State of the final amount due, unless the contract is
cancelled. Any balance of a cash deposit in excess of amount needed, based
on the actual bid, will be refunded within forty-five (45) days of receipt by State
of the Project sponsor's written request.
c) Pursuant to Oregon Revised Statutes (ORS) 366.425, the advance deposit
may be in the form of 1) money deposited in the State Treasury (an option
where a deposit is made in the Local Government Investment Pool), and an
Irrevocable Limited Power of Attorney is sent to State's Active Transportation
Section, Funding and Program Services Unit, or 2) an Irrevocable Letter of
Credit issued by a local bank in the name of State, or 3) cash.
9. If Agency makes a written request for the cancellation of a federal-aid project; Agency shall
bear one hundred (100) percent of all costs incurred as of the date of cancellation. If State
was the sole cause of the cancellation, State shall bear one hundred (100) percent of all costs
incurred. If it is determined that the cancellation was caused by third parties or circumstances
beyond the control of State or Agency, Agency shall bear all costs, whether incurred by State
or Agency, either directly or through contract services, and State shall bear any State
administrative costs incurred. After settlement of payments, State shall deliver surveys, maps,
field notes, and all other data to Agency.
10. Agency shall follow the requirements stated in the Single Audit Act. Agencies expending
$500,000 or more in Federal funds (from all sources) in its fiscal year beginning prior to
December 26, 2014, shall have a single organization-wide audit conducted in accordance with
the Single Audit Act of 1984, PL 98-502 as amended by PL 104-156 and subject to the
requirements of 49 CFR Parts 18 and 19. Agencies expending $750,000 or more in federal
funds (from all sources) in a fiscal year beginning on or after December 26, 2014 shall have
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a single organization-wide audit conducted in accordance with the provisions of 2 CFR part
200, subpart F. Agencies expending less than $500,000 in Federal funds in a fiscal year
beginning prior to December 26, 2014, or less than $750,000 in a fiscal year beginning on or
after that date, are exempt from Federal audit requirements for that year. Records must be
available for review or audit by appropriate officials based on the records retention period
identified in the Project Agreement. The cost of this audit can be partially prorated to the
federal program.
11. Agency shall make additional deposits, as needed, upon request from State. Requests for
additional deposits shall be accompanied by an itemized statement of expenditures and an
estimated cost to complete the Project.
12. Agency shall present invoices for one hundred (100) percent of actual costs incurred by
Agency on behalf of the Project directly to State's Liaison for review, approval and
reimbursement to Agency. Costs will be reimbursed consistent with federal funding provisions
and the Project Agreement. Such invoices shall identify the Project by the name of the Project
Agreement, reference the Project Agreement number, and shall itemize and explain all
expenses for which reimbursement is claimed. Invoices shall be presented for periods of not
less than one-month duration, based on actual expenses to date. All invoices received from
Agency must be approved by State's Liaison prior to payment. Agency's actual costs eligible
for federal-aid or State participation shall be those allowable under the provisions of the
Federal-Aid Policy Guide (FAPG), Title 23 CFR parts 1.11, 140 and 710. Final invoices shall
be submitted to State for processing within forty-five (45) days from the end of each funding
phase as follows: a) preliminary engineering, which ends at the award date of construction
b) last payment for right of way acquisition and c) contract completion for construction. Partial
billing (progress payment) shall be submitted to State within forty-five (45)days from date that
costs are incurred. Invoices submitted after 45 days may not be eligible for reimbursement
by FHWA. Agency acknowledges and agrees that State, the Oregon Secretary of State's
Office, the federal government, and their duly authorized representatives shall have access
to the books, documents, papers, and records of Agency which are directly pertinent to the
Project Agreement for the purpose of making audit, examination, excerpts, and transcripts for
a period ending on the later of six (6) years following the date of final voucher to FHWA or
after resolution of any disputes under the Project Agreement. Copies of such records and
accounts shall be made available upon request. For real property and equipment, the
retention period starts from the date of disposition (2 CFR 200.333(c)).
13. Agency shall, upon State's written request for reimbursement in accordance with Title 23,
CFR part 630.112(c) 1 and 2, as directed by FHWA, reimburse State for federal-aid funds
distributed to Agency if any of the following events occur:
a) Right of way acquisition is not undertaken or actual construction is not started
by the close of the twentieth federal fiscal year following the federal fiscal year
in which the federal-aid funds were authorized for right of way acquisition.
Agency may submit a written request to State's Liaison for a time extension
beyond the twenty (20) year limit with no repayment of federal funds and State
will forward the request to FHWA. FHWA may approve this request if it is
considered reasonable.
b) Right of way acquisition or actual construction of the facility for which
preliminary engineering is undertaken is not started by the close of the tenth
federal fiscal year following the federal fiscal year in which the federal-aid funds
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were authorized. Agency may submit a written request to State's Liaison for a
time extension beyond the ten (10) year limit with no repayment of federal
funds and State will forward the request to FHWA. FHWA may approve this
request if it is considered reasonable.
14. State shall, on behalf of Agency, maintain all Project documentation in keeping with State and
FHWA standards and specifications.This shall include, but is not limited to, daily work records,
quantity documentation, material invoices and quality documentation, certificates of origin,
process control records, test results, and inspection records to ensure that the Project is
completed in conformance with approved plans and specifications.
15. State shall submit all claims for federal-aid participation to FHWA in the normal manner and
compile accurate cost accounting records. State shall pay all reimbursable costs of the
Project. Agency may request a statement of costs-to-date at any time by submitting a written
request.When the final total cost of the Project has been computed, State shall furnish Agency
with an itemized statement. Agency shall pay an amount which, when added to said advance
deposit and federal reimbursement payment, will equal one hundred (100) percent of the final
total cost of the Project. Any portion of deposits made in excess of the final total cost of the
Project, minus federal reimbursement, shall be released to Agency. The actual cost of
services provided by State will be charged to the Project expenditure account(s) and will be
included in the final total cost of the Project.
DESIGN STANDARDS
16. Agency and State agree that minimum design standards on all local agency jurisdictional
roadway or street projects on the National Highway System (NHS) and projects on the non-
NHS shall be the American Association of State Highway and Transportation Officials
(AASHTO) standards and be in accordance with State's Oregon Bicycle & Pedestrian Design
Guide (current version). State or its consultant shall use either AASHTO's A Policy on
Geometric Design of Highways and Streets (current version) or State's Resurfacing,
Restoration and Rehabilitation (3R) design standards for 3R projects. State or its consultant
may use AASHTO for vertical clearance requirements on Agency's jurisdictional roadways or
streets.
17. Agency agrees that if the Project is on the Oregon State Highway System or a State-owned
facility, that design standards shall be in compliance with standards specified in the current
ODOT Highway Design Manual and related references. Construction plans for such projects
shall be in conformance with standard practices of State and all specifications shall be in
substantial compliance with the most current Oregon Standard Specifications for Highway
Construction and current Contract Plans Development Guide.
18. State and Agency agree that for all projects on the Oregon State Highway System or a State-
owned facility, any design element that does not meet ODOT Highway Design Manual design
standards must be justified and documented by means of a design exception. State and
Agency further agrees that for all projects on the NHS, regardless of funding source; any
design element that does not meet AASHTO standards must be justified and documented by
means of a design exception. State shall review any design exceptions on the Oregon State
Highway System and retains authority for their approval. FHWA shall review any design
exceptions for projects subject to Focused Federal Oversight and retains authority for their
approval.
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19. Agency agrees all traffic control devices and traffic management plans shall meet the
requirements of the current edition of the Manual on Uniform Traffic Control Devices and
Oregon Supplement as adopted in Oregon Administrative Rule (OAR) 734-020-0005. State
or its consultant shall, on behalf of Agency, obtain the approval of the State Traffic Engineer
prior to the design and construction of any traffic signal, or illumination to be installed on a
state highway pursuant to OAR 734-020-0430.
20. The standard unit of measurement for all aspects of the Project shall be English Units. All
Project documents and products shall be in English. This includes, but is not limited to, right
of way, environmental documents, plans and specifications, and utilities.
PRELIMINARY & CONSTRUCTION ENGINEERING
21. Preliminary engineering and construction engineering may be performed by either a) State,
or b) a State-approved consultant. Engineering work will be monitored by State to ensure
conformance with FHWA rules and regulations. Project plans, specifications and cost
estimates shall be performed by either a) State, or b) a State-approved consultant. State shall
review and approve Project plans, specifications and cost estimates. State shall, at project
expense, review, process and approve, or submit for approval to the federal regulators, all
environmental statements. State shall offer Agency the opportunity to review the documents
prior to advertising for bids.
22. Architectural, engineering, photogrammetry, transportation planning, land surveying and
related services (A&E Services) as needed for federal-aid transportation projects must follow
the State's processes to ensure federal reimbursement. State will award and execute the
contracts. State's personal services contracting process and resulting contract document will
follow Title 23 CFR part 172, 2 CFR part 1201, ORS 279A.055, 279C.110, 279C.125, OAR
137-048-0130, OAR 137-048-0220(4), OAR 137-048-0260 and State Personal Services
Contracting Procedures, as applicable and as approved by the FHWA. Such personal
services contract(s) shall contain a description of the work to be performed, a project
schedule, and the method of payment. No reimbursement shall be made using federal-aid
funds for any costs incurred by Agency or the state approved consultant prior to receiving
authorization from State to proceed.
23. The State or its consultant responsible for performing preliminary engineering for the Project
shall, as part of its preliminary engineering costs, obtain all Project related permits necessary
for the construction of said Project. Said permits shall include, but are not limited to, access,
utility, environmental, construction, and approach permits. All pre-construction permits will be
obtained prior to advertisement for construction.
24. State shall prepare construction contract and bidding documents, advertise for bid proposals,
and award all construction contracts.
25. Upon State's award of a construction contract, State shall perform quality assurance and
independent assurance testing in accordance with the FHWA-approved Quality Assurance
Program found in State's Manual of Field Test Procedures, process and pay all contractor
progress estimates, check final quantities and costs, and oversee and provide intermittent
inspection services during the construction phase of the Project.
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26. State shall, as a Project expense, assign a liaison to provide Project monitoring as needed
throughout all phases of Project activities (preliminary engineering, right-of-way acquisition,
and construction). State's liaison shall process reimbursement for federal participation costs.
REQUIRED STATEMENT FOR United States Department of Transportation
(USDOT) FINANCIAL ASSISTANCE AGREEMENT
27. By signing the Federal-Aid Agreement to which these Federal Standard Provisions are
attached, Agency agrees to adopt State's DBE Program Plan, available at
https://www.oregon.gov/ODOT/CS/CIVILRIGHTS/Pages/dbe prop plan.aspx. Agency shall
not discriminate on the basis of race, color, national origin, or sex in the award and
performance of any USDOT-assisted contract or in the administration of its DBE program or
the requirements of 49 CFR part 26. Agency agrees to take all necessary and reasonable
steps under 49 CFR part 26 to ensure nondiscrimination in the award and administration of
USDOT-assisted contracts. State's DBE program, as required by 49 CFR part 26 and as
approved by USDOT, is incorporated by reference in this Project Agreement. Implementation
of this program is a legal obligation and failure to carry out its terms shall be treated as a
violation of this Project Agreement. Upon notification to the recipient of its failure to carry out
its approved program, the USDOT may impose sanctions as provided for under part 26 and
may, in appropriate cases, refer the matter for enforcement under 18 United States Code
(USC) 1001 and/or the Program Fraud Civil Remedies Act of 1986 (31 USC 3801 et seq.).
Disadvantaged Business Enterprises (DBE) Obligations
28. State and Agency agree to incorporate by reference the requirements of 49 CFR part 26 and
State's DBE Program Plan, as required by 49 CFR part 26 and as approved by USDOT, into
all contracts entered into under this Project Agreement. The following required DBE
assurance shall be included in all contracts:
"The contractor or subcontractor shall not discriminate on the basis of race, color,
national origin, or sex in the performance of this contract. The contractor shall carry out
applicable requirements of Title 49 CFR part 26 in the award and administration of
federal-aid contracts. Failure by the contractor to carry out these requirements is a
material breach of this contract, which may result in the termination of this contract or
such other remedy as Agency deems appropriate. Each subcontract the contractor signs
with a subcontractor must include the assurance in this paragraph (see 49 CFR
26.13(b))."
29. State and Agency agree to comply with all applicable civil rights laws, rules and regulations,
including Title V and Section 504 of the Rehabilitation Act of 1973, the Americans with
Disabilities Act of 1990 (ADA), and Titles VI and VII of the Civil Rights Act of 1964.
30. The Parties hereto agree and understand that they will comply with all applicable federal,
state, and local laws, regulations, executive orders and ordinances applicable to the work
including, but not limited to, the provisions of ORS 279C.505, 279C.515, 279C.520, 279C.530
and 279B.270, incorporated herein by reference and made a part hereof; Title 23 CFR parts
1.11, 140, 635, 710, and 771; Title 49 CFR parts 24 and 26; , 2 CFR 1201; Title 23, USC,
Federal-Aid Highway Act; Title 41, Chapter 1, USC 51-58, Anti-Kickback Act; Title 42 USC;
Uniform Relocation Assistance and Real Property Acquisition Policy Act of 1970, as amended,
the provisions of the FAPG and FHWA Contract Administration Core Curriculum Participants
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Manual & Reference Guide. State and Agency agree that FHWA-1273 Required Contract
Provisions shall be included in all contracts and subcontracts verbatim and not by reference.
RIGHT OF WAY
31. Right of Way activities shall be conducted in accordance with the Uniform Relocation
Assistance and Real Property Acquisition Policies Act of 1970, as amended, ORS Chapter
35, FAPG, CFR, and the ODOT Right of Way Manual, Title 23 CFR part 710 and Title 49 CFR
part 24. State, at Project expense, shall review all right of way activities engaged in by Agency
to ensure compliance with all laws and regulations.
32. State is responsible for proper acquisition of the necessary right of way and easements for
construction and maintenance of projects. State or its consultant may perform acquisition of
the necessary right of way and easements for construction and maintenance of the Project in
accordance with the ODOT Right of Way Manual, and with the prior approval from State's
Region Right of Way office.
33. Regardless of who acquires or performs any of the right of way activities, a right of way
services agreement shall be initiated by State's Region Right of Way office setting forth the
responsibilities and activities to be accomplished by each Party. If the Project has the potential
of needing right of way, to ensure compliance in the event that right of way is unexpectedly
needed, a right of way services agreement will be required. State, at Project expense, shall
be responsible for requesting the obligation of project funding from FHWA. State, at Project
expense, shall be responsible for coordinating certification of the right of way, and providing
oversight and monitoring. Funding authorization requests for federal right of way funds must
be sent through State's Liaison, who will forward the request to State's Region Right of Way
office on all projects. All projects must have right of way certification coordinated through
State's Region Right of Way office to declare compliance and project readiness for
construction (even for projects where no federal funds were used for right of way, but federal
funds were used elsewhere on a project). Agency agrees that if any real property purchased
with federal-aid participation is no longer needed for the originally authorized purpose, the
disposition of such property shall be subject to applicable rules and regulations, which are in
effect at the time of disposition. Reimbursement to State and FHWA of the required
proportionate shares of the fair market value may be required.
34. State or its consultant shall ensure that all project right of way monumentation will be
conducted in conformance with ORS 209.155.
35. State and Agency grant each other authority to enter onto the other's right of way for the
performance of non-construction activities such as surveying and inspection of the Project.
RAILROADS
36. State shall follow State established policy and procedures when impacts occur on railroad
property. The policy and procedures are available through the State's Liaison, who will
contact State's Railroad Liaison on behalf of Agency. Only those costs allowable under Title
23 CFR part 140 subpart I, and Title 23 part 646 subpart B shall be included in the total Project
costs; all other costs associated with railroad work will be at the sole expense of Agency, or
others.
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UTILITIES
37. State, its consultant, and Agency shall follow State established statutes, policies and
procedures when impacts occur to privately or publicly-owned utilities. Policy, procedures and
forms are available through the State Utility Liaison or State's Liaison. State, the consultant
or Agency shall provide copies of all signed utility notifications, agreements and Utility
Certification to the State Utility & Railroad Liaison. Only those utility relocations, which are
eligible for reimbursement under the FAPG, Title 23 CFR part 645 subparts A and B, shall be
included in the total Project costs; all other utility relocations shall be at the sole expense of
Agency, or others. Agency may send a written request to State, at Project expense, to arrange
for utility relocations/adjustments lying within Agency jurisdiction. This request must be
submitted no later than twenty-one (21) weeks prior to bid let date. Agency shall not perform
any utility work on state highway right of way without first receiving written authorization from
State.
GRADE CHANGE LIABILITY
38. Agency, if a County, acknowledges the effect and scope of ORS 105.755 and agrees that all
acts necessary to complete construction of the Project which may alter or change the grade
of existing county roads are being accomplished at the direct request of the County.
39. Agency, if a City, hereby accepts responsibility for all claims for damages from grade changes.
Approval of plans by State shall not subject State to liability under ORS 105.760 for change
of grade.
40. Agency, if a City, by execution of the Project Agreement, gives its consent as required by ORS
373.030(2) to any and all changes of grade within the City limits, and gives its consent as
required by ORS 373.050(1) to any and all closure of streets intersecting the highway, if any
there be in connection with or arising out of the Project covered by the Project Agreement.
MAINTENANCE RESPONSIBILITIES
41. Agency shall, at its own expense, maintain operate, and provide power as needed upon
Project completion at a minimum level that is consistent with normal depreciation and/or
service demand and throughout the useful life of the Project. The useful life of the Project is
defined in the Special Provisions. State may conduct periodic inspections during the life of
the Project to verify that the Project is properly maintained and continues to serve the purpose
for which federal funds were provided. Maintenance and power responsibilities shall survive
any termination of the Project Agreement. In the event the Project will include or affect a state
highway, this provision does not address maintenance of that state highway.
CONTRIBUTION
42. If any third party makes any claim or brings any action, suit or proceeding alleging a tort as
now or hereafter defined in ORS 30.260 ("Third Party Claim") against State or Agency with
respect to which the other Party may have liability, the notified Party must promptly notify the
other Party in writing of the Third Party Claim and deliver to the other Party a copy of the claim,
process, and all legal pleadings with respect to the Third Party Claim. Each Party is entitled
to participate in the defense of a Third Party Claim, and to defend a Third Party Claim with
counsel of its own choosing. Receipt by a Party of the notice and copies required in this
paragraph and meaningful opportunity for the Party to participate in the investigation, defense
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and settlement of the Third Party Claim with counsel of its own choosing are conditions
precedent to that Party's liability with respect to the Third Party Claim.
43. With respect to a Third Party Claim for which State is jointly liable with Agency (or would be if
joined in the Third Party Claim), State shall contribute to the amount of expenses (including
attorneys' fees), judgments, fines and amounts paid in settlement actually and reasonably
incurred and paid or payable by Agency in such proportion as is appropriate to reflect the
relative fault of State on the one hand and of Agency on the other hand in connection with the
events which resulted in such expenses, judgments, fines or settlement amounts, as well as
any other relevant equitable considerations. The relative fault of State on the one hand and
of Agency on the other hand shall be determined by reference to, among other things, the
Parties' relative intent, knowledge, access to information and opportunity to correct or prevent
the circumstances resulting in such expenses, judgments, fines or settlement amounts.
State's contribution amount in any instance is capped to the same extent it would have been
capped under Oregon law, including the Oregon Tort Claims Act, ORS 30.260 to 30.300, if
State had sole liability in the proceeding.
44. With respect to a Third Party Claim for which Agency is jointly liable with State (or would be if
joined in the Third Party Claim), Agency shall contribute to the amount of expenses (including
attorneys' fees), judgments, fines and amounts paid in settlement actually and reasonably
incurred and paid or payable by State in such proportion as is appropriate to reflect the relative
fault of Agency on the one hand and of State on the other hand in connection with the events
which resulted in such expenses,judgments,fines or settlement amounts, as well as any other
relevant equitable considerations. The relative fault of Agency on the one hand and of State
on the other hand shall be determined by reference to, among other things,the Parties'relative
intent, knowledge, access to information and opportunity to correct or prevent the
circumstances resulting in such expenses,judgments, fines or settlement amounts. Agency's
contribution amount in any instance is capped to the same extent it would have been capped
under Oregon law, including the Oregon Tort Claims Act, ORS 30.260 to 30.300, if it had sole
liability in the proceeding.
ALTERNATIVE DISPUTE RESOLUTION
45. The Parties shall attempt in good faith to resolve any dispute arising out of this Project
Agreement. In addition, the Parties may agree to utilize a jointly selected mediator or arbitrator
(for non-binding arbitration) to resolve the dispute short of litigation.
WORKERS' COMPENSATION COVERAGE
46. All employers, including Agency, that employ subject workers who work under this Project
Agreement in the State of Oregon shall comply with ORS 656.017 and provide the required
Workers' Compensation coverage unless such employers are exempt under ORS 656.126.
Employers Liability Insurance with coverage limits of not less than five hundred thousand
($500,000) must be included. State and Agency shall ensure that each of its contractors
complies with these requirements.
LOBBYING RESTRICTIONS — pursuant to Form FHWA-1273, Required Contract Provisions
47. Agency certifies by signing the Project Agreement that:
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a) No federal appropriated funds have been paid or will be paid, by or on behalf
of the undersigned, to any person for influencing or attempting to influence an
officer or employee of any federal agency, a Member of Congress, an officer
or employee of Congress, or an employee of a Member of Congress in
connection with the awarding of any federal contract, the making of any federal
grant, the making of any federal loan, the entering into of any cooperative
agreement, and the extension, continuation, renewal, amendment, or
modification of any federal contract, grant, loan, or cooperative agreement.
b) If any funds other than federal appropriated funds have been paid or will be
paid to any person for influencing or attempting to influence an officer or
employee of any federal agency, a Member of Congress, an officer or
employee of Congress, or an employee of a Member of Congress in connection
with this federal contract, grant, loan, or cooperative agreement, the
undersigned shall complete and submit Standard Form-LLL, "Disclosure Form
to Report Lobbying," in accordance with its instructions.
c) The undersigned shall require that the language of this certification be included
in the award documents for all subawards at all tiers (including subgrants, and
contracts and subcontracts under grants, subgrants, loans, and cooperative
agreements)which exceed one hundred thousand dollars ($100,000), and that
all such subrecipients shall certify and disclose accordingly.
d) This certification is a material representation of fact upon which reliance was
placed when this transaction was made or entered into. Submission of this
certification is a prerequisite for making or entering into this transaction
imposed by Title 31, USC Section 1352.
e) Any person who fails to file the required certification shall be subject to a civil
penalty of not less than ten thousand dollars ($10,000) and not more than one
hundred thousand dollars ($100,000) for each such failure.
21
AIS-3771 3. B.
Business Meeting
Meeting Date: 02/19/2019
Length (in minutes): Consent Item
Agenda Title: Consider Resolution to Appoint Budget Committee Members
Prepared For: Toby LaFrance, Finance and Information Services
Submitted By: Liz Lutz, Finance and Information Services
Item Type: Resolution Meeting Type: Consent
Agenda
Public Hearing: No Publication Date:
Information
ISSUE
Shall the City Council appoint the following to the Budget Committee: Chelsea Nance,
currently the alternate member, to a three-year term, ending on December 31, 2021 and Leah
Voit as an alternate for a one-year term ending on December 31, 2019?
STAFF RECOMMENDATION / ACTION REQUEST
Approve the recommended appointments to the Budget Committee.
KEY FACTS AND INFORMATION SUMMARY
On December 11, 2018, Heidi Lueb was appointed through resolution to the Budget
Committee for a three-year term. On January 15, 2019, Heidi Lueb was subsequently
appointed to the City Council. This created a vacancy on the Budget Committee. Chelsea
Nance is the current alternate member on the Budget Committee. It is recommended that she
take the voting member position vacated by Heidi Lueb.
Leah Voit was interviewed by the Appointments Advisory Committee (Mayor Cook and
Councilor Snider) during the regular Budget Committee recruitment in November 2018 and is
now being nominated as the alternate member.
OTHER ALTERNATIVES
Council could decide to not approve some or all of the recommendations. This would require
reopening the recruitment.
COUNCIL GOALS, POLICIES, APPROVED MASTER PLANS
City will maximize the effectiveness of the volunteer spirit to accomplish the greatest good
for our community.
DATES OF PREVIOUS COUNCIL CONSIDERATION
NA
Attachments
Resolution
CITY OF TIGARD, OREGON
TIGARD CITY COUNCIL
RESOLUTION NO. 19-
A RESOLUTION APPOINTING CHELSEA NANCE TO THE BUDGET COMMI FILE AS A VOTING
MEMBER AND APPOINTING LEAH VOIT AS AN ALIERNATE MEMBER.
WHEREAS, a vacancy was created on the Budget Committee when Heidi Lueb was appointed as a City
Councilor in January,2019 ;and
WHEREAS,Chelsea Nance is the alternate member on the Budget Committee and is recommended to fill the
vacancy caused by Heidi Lueb's appointment to the City Council;and
WHEREAS, Leah Voit interviewed during the original recruitment process for the Budget Committee and is
recommended to fill the alternate position vacancy.
NOW,THEREFORE,BE IT RESOLVED by the Tigard City Council that
SECTION 1: Chelsea Nance is appointed to a three-year term on the City of Tigard's Budget Committee
beginning February 19,2019 and ending on December 31,2021.
SECTION 2 : Leah Voit is appointed to a one-year term as an alternate member on the City of Tigard's Budget
Committee beginning February 19,2019 and ending on December 31,2019.
SECTION 3: This resolution is effective immediately upon passage.
PASSED: This day of 2019.
Mayor- City of Tigard
A n EST:
City Recorder-City of Tigard
RESOLUTION NO. 19-
Page 1
AIS-3772 3. C.
Business Meeting
Meeting Date: 02/19/2019
Length (in minutes): Consent Item
Agenda Title: Consider Resolution Adopting Tigard Library Board Bylaws
Prepared For: Margaret Reh, Library Submitted By: Margaret Reh,
Library
Item Type: Motion Requested Meeting Type: Consent
Resolution Agenda
Public Hearing: No Publication Date: 02/01/2019
Information
ISSUE
Shall the Tigard City Council adopt the Tigard Public Library Bylaws?
STAFF RECOMMENDATION / ACTION REQUEST
Staffs recommendation is for the City Council to formally adopt, by resolution, the Bylaws
established by the Tigard Library Board on January 13, 2011 and to approve the revision to
the verbiage of the meeting schedule under Section VI. Meetings.
KEY FACTS AND INFORMATION SUMMARY
At the August 8, 2018 Library Board meeting the Board found it necessary to change the
verbiage for the meeting schedule in the Library Board Bylaws. This change was approved by
the Library Board and was recommended to be forwarded to the City Council for adoption
by resolution. In preparing to present this revision it was discovered that the Bylaws that had
been adopted by the Tigard Library Board on January 13, 2011 were never formally presented
and adopted by the Tigard City Council.
A copy of these Bylaws are included in the Council packet.
OTHER ALTERNATIVES
COUNCIL GOALS, POLICIES, APPROVED MASTER PLANS
DATES OF PREVIOUS COUNCIL CONSIDERATION
The Library Board last met with City Council on April 17, 2018 for an annual meeting. City
Council previously approved the appointment of new Board members and alternates for the
Tigard Library Board on July 24, 2018.
Attachments
Resolution for Library Board Bylaws
Tigard Library Board Bylaws
CITY OF TIGARD, OREGON
TIGARD CITY COUNCIL
RESOLUTION NO. 19-
A RESOLUTION ADOPTING LIBRARY BOARD BYLAWS AND APPROVING REVISIONS TO THE
TIGARD LIBRARY BOARD BYLAWS
WHEREAS,the City had directed all boards and committees to adopt bylaws;and
WHEREAS,a model for the format of bylaws was created by City Council in 2011 for all boards and committees
to follow,and
WHEREAS,the Tigard Library Board reviewed and revised their bylaws combining the model as suggested by
City Council on January 13,2011;and
WHEREAS,the revised Tigard Library Board bylaws are now being presented to the City Council for adoption,
as they were not brought forward to the Council at that time;and
WHEREAS,the Library Board has since found it necessary to change the regularly scheduled monthly meeting
day;and
WHEREAS,the Library Board changed the verbiage of the bylaws to generalize the regularly scheduled meeting;
and
WHEREAS,Section VI.Meetings Letter A,the first sentence formerly stated"the regular meeting of the Board
shall be held on the second Thursday of each month at 7:00 p.m. at the Tigard Public Library,unless otherwise
determined by the Board.";and
WHEREAS,the verbiage in Section VI Meetings Letter A: the first sentence now reads"The regular meeting of
the Board shall be held monthly at the Tigard Public Library,unless otherwise determined by the Board."
NOW,THEREFORE,BE IT RESOLVED by the Tigard City Council that:
SECTION 1: The Tigard Library Board Bylaws shall be adopted and amended to read as stated above.
SECTION 2: The Tigard Library Board Bylaws are shown in Exhibit A.
SECTION 3: This resolution is effective immediately upon passage.
PASSED: This day of 2019.
Mayor-City of Tigard
A 1 1'EST:
City Recorder-City of Tigard
RESOLUTION NO. 19-
Page 1
CITY OF TIGARD
•
TIGARD LIBRARY BOARD
TIGARD BY-LAWS
SECTION I.CHARGE AND DUTIES
A. The Tigard Public Library Board hereafter referred to as the "Board" shall have no powers
except as conferred by resolution,City Charter,Tigard Municipal Code,or the Oregon Revised
Statutes. As stated in the Tigard Municipal Code,the Library Board for the City of Tigard is
established and shall assume and perform the functions delegated to it (2.36.020).
B. It shall be the function of the Tigard Public Library Board to act as an advisory body to the
City Council.
C. The Board and its members shall conduct itself in a manner that is in keeping with applicable
federal, state,and local laws pertaining to conduct and ethics and the City of Tigard Code of
Conduct. Any violation of the provisions of such laws shall be grounds for removal from
office.
D. The Tigard Public Library Board shall have the following responsibilities:
• To advise the City Manager and City Council of findings and concerns relating to the
management,control and operation of City Library facilities;
• To formulate for recommendation to the City Council, rules, regulations and policies as
deemed desirable for the governance, maintenance of order, safety, operation and
utilization of library facilities and to monitor the application of all adopted rules,
regulations and policies;
• To monitor the operation of the Library for the purpose of identifying any deficiencies in
the level of service being provided to the public and to recommend to the City Manager
and City Council appropriate remedial actions where deficiencies are found to exist;
• To encourage and support active volunteerism in support of the use and improvement of
the Library facilities;
• To ascertain the Library needs of the community and to present to the City Council
evaluations and recommendations regarding needs and desires as expressed by library
patrons;
• To perform such other duties and to provide such other advice as the City Council may
request from time to time in furtherance of the goal of providing the best Library service
to the public as is possible under the constraints of available revenue, space, manpower
and other public resources.
E. The Board may form subcommittees to investigate areas relevant to its charge or duties
pursuant to this section.
11111 I 41 CITY OF TIGARD
TIGARD LIBRARY BOARD
TIGARD BY-LAWS
• The Chair shall appoint special committees of one or more members for such specific
purposes as the functions of the Board may require from time to time. The committee
shall be discharged upon completion of the purpose for which it was appointed and after
the final report is made to the Board.
• All committees shall make a progress report at Board meetings as needed,or as requested
by Chair.
• No committee shall have other than advisory powers, unless by suitable action of the
Board,it is granted specific power to act.
SECTION II.COMPOSITION
A. The Board shall consist of seven members,six of whom shall be residents of the City and one
of whom may reside within or outside the Tigard incorporated limits (TMC 2.36.030 A). The
Mayor,subject to confirmation by the City Council,shall appoint a person to a four-year term.
(TMC 2.36.030.B.2)
B. Should a vacancy occur for any reason other than expiration of a term, the Mayor, subject to
City Council confirmation, shall appoint a new member for the duration of the unexpired
term. (TMC 2.36.030.B.2)
C. Membership may temporarily drop below required minimums due to resignations and/or
difficulty in recruiting qualified applications.
D. The Library Director, or his/her authorized designee, shall serve as secretary to the library
Board and shall keep accurate records that will be made available to the City Manager, City
Council and interested public. Upon request, the secretary shall issue notices of regular and
special meetings,shall have custody of the minutes and other records of the Board,shall notify
the appointing body of any vacancies on the Board and shall generally perform such duties
associated with that position.
SECTION III.APPOINTMENTS
A. The Mayor, subject to City Council, shall fill vacancies with individuals who meet the stated
requirements listed in Section II.
SECTION IV.TERM OF OFFICE
A. Board members serve for a term of four years. Terms commence on July 1 and end on June
30, four years after commencement (TMC 2.36.030.B.1).
1phi CITY OF TIGARD
TIGARD LIBRARY BOARD
TIGARD BY-LAWS
B. Any vacancy in the Board shall be filled by appointment by the Council and Mayor for the
unexpired portion of the term. The unexpired portion of a term does not count towards the
fulfillment of the maximum number of allowed terms.
C. Members may be reappointed for up to two (2) consecutive terms, not withstanding prior
appointment to an unexpired term. After a one-year interval, a former member who had
served two terms may be reappointed. (TMC 2.36.030.B.3)
D. Library Board members shall receive no compensation for their services. (TMC 2.36.030.B.4)
E. An individual board member may not act in an official capacity except through the action of
the Board.
F. A member who seeks to resign from the Board shall submit a written resignation to the chair
of the Board, the staff liaison, or the city recorder's office. If possible, the resignation should
allow for a thirty (30) day notice so the City Council can appoint a replacement.
SECTION V.ORGANIZATION OF THE BOARD
A. The officers shall be a Chair and a Chair Pro Tem. At its September meeting,and thereafter
annually, the Board shall elect the Chair and the Chair Pro Tem from its members who shall
hold office at the pleasure of the Board. These officers shall serve a term of one (1) year
commencing at the annual meeting at which they are elected and ending upon election of their
successors.
• Chair. The chair shall have general directional powers over the Board. The Chair shall
preside at all Board meetings, appoint all committees, and generally perform all duties
associated with that office. In consultation with support staff, the Chair shall set the
agendas. The chair shall also be an ex-officio member of all subcommittees and shall be
the sole spokesperson for the Board unless this responsibility is delegated to support staff.
• Chair Pro Tem: In event of the absence or disability of the Chair, or a vacancy in that
office,the Chair Pro Tem shall assume and perform the duties and functions of the Chair.
o In the absence of the Chair and Chair Pro Tem from a Board meeting, the
members shall select a temporary chair for the meeting.
B. If the Chair should resign,the Board shall,at its next meeting,conduct an election and provide
a replacement to fill the unexpired term.
C. Staff liaisons are the primary contacts for City of Tigard boards and the primary interface
between these bodies and the City Council, City Manager, and departments. Besides serving
as a technical resource,staff liaisons are responsible for meeting logistics,member recruitment
and recognition,recordkeeping,and monitoring board effectiveness.
II ■ TY OF TIGAR)
TIGARCILLIBRARY BOARD
T I G A R D BY-LAWS
SECTION VI.MEETINGS
A. The regular meeting of the Board shall be held monthly at the Tigard Public Library, unless
otherwise determined by the Board.If the regular meeting day is a holiday,the meeting will be
held on an alternative date of the Board's choice.
B. The Board shall meet at least six times a year at a time and place that is specified at least five
(5) days in advance,and shall be open to the public (TMC 2.36.030.C).
C. The parliamentary authority for the Board is Robert's Rules of Order Revised, except where
superseded by these bylaws or local, state,or federal law.
D. Agendas shall be posted for public notice on the City of Tigard web page,in the lobby of City
Hall and in the Tigard Public Library in compliance with Oregon Public Meetings Law. All
meetings shall be open to the public.
E. A majority of votes of Board members present shall determine the official position of the
Board on a given issue. Alternates are not allowed to vote under any circumstances.
F. Board member shall not send or receive electronic communications concerning any matter
pending before the Board during a Board meeting.
• Electronic Communications means e-mail, text messages, or other forms of
communication transmitted or received by technological means.
• Electronic Communications Devices means laptop computers, Blackberries, cell phones,
notebooks, or other similar devices capable of transmitting or receiving messages
electronically.
G. Board members shall not use electronic communication devices to review or access
information regarding matters not in consideration before the Board during a Board meeting.
H. Special meetings may be called by the Chair,or secretary to the Board,or at the request of two
members, provided that notice be given to all members and the public at least twenty-four
(24) hours in advance of the special meeting.
I. The annual meeting,which shall be for the purpose of the elections of officers, shall be held
in conjunction with the regular September meeting(TMC 2.36.030.D).
1li
TtGAR.D CITY OF TIGARD
■
TIGARD LIBRARY BOARD
BY-LAWS
SECTION VII.BOARD MEMBER RESPONSIBILITIES
Members of the Board shall:
• Regularly attend meetings and contribute constructively to discussions,
• Consider and discuss issues from a Citywide perspective,as well as that of particular
stakeholder or interests,
• Strive to reach consensus on matters under consideration,
• Act with respect and consideration for the viewpoint of others.
• Members shall not make representations on behalf of the City of Tigard or Board whether
intentional or not,without authorization.
SECTION VIII.ATTENDANCE
If a member is unable to attend a meeting,he or she is expected to notify the Chair. If a member has
missed more than three (3) unexcused scheduled meetings within one year the issue shall be placed
on the upcoming agenda, and upon majority vote of the Board members present that position shall
be declared vacant. The Board shall forward its action to the Mayor and Council,who shall fill the
vacant position.
SECTION IX.QUORUM
A. At any meeting of the Board,a quorum shall be a majority of the current members (excludes
alternates) of the Board. No action shall be taken in the absence of a quorum except that the
meeting may continue with discussion on agenda items. For the purposes of forming a
quorum, members who have disqualified or excused themselves from participation in any
matter shall be counted as present.
B. In the event a quorum will not be present at any meeting, the Chair or Chair Pro Tem shall
notify the Board members in advance so that a decision may be made whether to meet and
take no action on agenda items or to reschedule to a different time.
SECTION X.REMOVAL OF MEMBERS
A. The City Council may remove members of the Board in accordance with Section VIII:
Attendance.
B. The Council may also remove members when,in its judgment,the conduct of a member does
not conform to the City of Tigard Code of Conduct for Boards, Commissions and
Committees or based on other conduct unbecoming a representative of the City.
C. The Board may make a recommendation to Council for the removal of a member in
accordance with Section VII: Member Responsibilities.
■ CITY OF TIGARD
TIGAR LIBRARY BOARD
T I G A R D BY-LAWS
SECTION XI.ANNUAL REPORT OF THE BOARD
A. The Tigard Public Library's Annual Report is considered to be the joint meeting, generally
held in May,with Board members and Tigard City Council.
B. The Annual Report shall include a summary of key activities and proceedings and any specific
suggestions or recommendations which the Board believes would be noteworthy to the
Council.
C. The Annual Report shall not be submitted unless approved by the Board.
SECTION XII.AMENDMENTS
These Bylaws are adopted by resolution of the Tigard City Council, are binding on the Board, and
may be amended by the City Council. The Bylaws may also be amended at any meeting of the Board
with a quorum present, by unanimous vote of the members present, provided the amendment was
stated in the call for a meeting. Such actions of the Board shall be forwarded to the City Council for
final adoption.
AIS-3710 4.
Business Meeting
Meeting Date: 02/19/2019
Length (in minutes): 15 Minutes
Agenda Title: Consider Approval of an Intergovernmental Agreement
with ODOT to Partially Fund the North Dakota Street
Bridge Design and Replacement
Prepared For: Brian Rager Submitted By: Tegan
Enloe,
Public
Works
Item Type: Motion Requested Meeting Type: Council
Business
Meeting -
Main
Public Hearing No
Newspaper Legal Ad Required?:
Public Hearing Publication
Date in Newspaper:
Information
ISSUE
Shall the city council approve an intergovernmental agreement that would accept funds from
ODOT and authorize them to complete the North Dakota Bridge Replacement project on
the City's behalf?
STAFF RECOMMENDATION / ACTION REQUEST
Staff recommends the council approve and direct the City Manager sign the IGA, which will
authorize use of the funds by ODOT, and will authorize ODOT to complete the project.
KEY FACTS AND INFORMATION SUMMARY
The existing bridge structure is currently deficient. It has an interim repair that will become
obsolete in 2020. Without replacement, the bridge will need to be closed. The substantial
funds from ODOT are critical in order to see this important bridge replaced. Staff is in full
support of the proposed IGA.
OTHER ALTERNATIVES
The council could choose not to commit the IGA and refuse the funds from ODOT. This
would require the City to find the additional $3,514,679.24 needed to complete the project.
COUNCIL OR TCDA GOALS, POLICIES, MASTER PLANS
This project supports the city's strategic vision by adding sidewalks and bike lanes.
DATES OF PREVIOUS CONSIDERATION
N/A
Fiscal Impact
Cost: $5,493,180
Budgeted (yes or no): Yes
Where budgeted?: CIP
Additional Fiscal Notes:
The total project cost is $5,493,180
State Contribution: $3,514,679.24
City Contribution: $1,978,500 in project costs (external expenses, staff time and contingency)
Funds are included in the City's current CIP and will be updated to reflect this IGA during
the FY20 budget process.
Attachments
ODOT IGA-North Dakota Bridge Replacement
Misc. Contracts and Agreements
No. 33055
LOCAL AGENCY AGREEMENT
Local Bridge Program
State Delivered Federal Project
North Dakota Street: Fanno Creek Bridge
THIS AGREEMENT is made and entered into by and between the STATE OF OREGON, acting
by and through its Department of Transportation, hereinafter referred to as "State" or "ODOT,"
and the CITY OF TIGARD, acting by and through its elected officials, hereinafter referred to as
"Agency," both herein referred to individually as a "Party" and collectively as the `Parties."
RECITALS
1. By the authority granted in Oregon Revised Statute (ORS) 190.110, 366.572 and 366.576,
State may enter into cooperative agreements with counties, cities and units of local
governments for the performance of work on certain types of improvement projects with the
allocation of costs on terms and conditions mutually agreeable to the contracting parties.
2. SW North Dakota Street is a part of the city street system under the jurisdiction and control
of Agency.
3. Agency has agreed that State will deliver this project on behalf of the Agency.
4. The Stewardship and Oversight Agreement On Project Assumption and Program Oversight
By and Between Federal Highway Administration, Oregon Division and the State of Oregon
Department of Transportation ("Stewardship Agreement") documents the roles and
responsibilities of the State with respect to project approvals and responsibilities regarding
delivery of the Federal Aid Highway Program. This includes the State's oversight and
reporting requirements related to locally administered projects. The provisions of that
agreement are hereby incorporated and included by reference.
5. The Project was selected as a part of the Local Bridge Program and may include a
combination of federal and state funds.
NOW, THEREFORE the premises being in general as stated in the foregoing Recitals, it is
agreed by and between the Parties hereto as follows:
TERMS OF AGREEMENT
1. Under such authority, Agency and State agree to State delivering on behalf of Agency the
North Dakota Street: Fanno Creek Bridge Project, hereinafter referred to as the"Project."The
Project includes replacing the bridge structure (Bridge 67T006) on SW North Dakota Street
over Fanno Creek. The location of the Project is approximately as set on the map marked
"Exhibit A," attached hereto and by this reference made a part hereof.
2. State and Agency agree that State will serve as the lead contracting agency and contract
administrator for the consultant contract related to the work under this Agreement.
3. The total Project cost is estimated at$4,824,890, which is subject to change. Federal funds
for this Project shall be limited to $3,514,679.24. Agency shall be responsible for all
Key No. 20488
State/Agency
Agreement No. 33055
remaining costs, including the 10.27 percent match for all eligible costs, any non-
participating costs, and all costs in excess of the federal or state funds. Any unused federal
or state funds will be retained by State, and will not be available for use by Agency for this
Agreement or any other projects. "Total Project Cost" means the estimated cost to complete
the entire Project, and includes any federal funds, state funds, local matching funds, and
any other funds.
4. Federal funds under this Agreement are provided under Title 23, United States Code.
5. With the exception of Americans with Disabilities Act of 1990 (ADA) related design
standards and exceptions, State shall consult with Agency on Project decisions that impact
Total Project Cost involving the application of design standards, design exceptions, risks,
schedule, and preliminary engineering charges, for work performed on roadways under
local jurisdiction. State will allow Agency to participate in regular meetings and will use all
reasonable efforts to obtain Agency's concurrence on plans. State shall consult with Agency
prior to making changes to Project scope, schedule, or budget. However, State may award
a construction contract at ten percent(10%) over engineer's estimate without prior approval
of Agency.
6. Agency may satisfy the matching funds requirement through a contribution of materials and
services for the Project. Credit for this contribution will only be allowed upon prior approval
by State's Active Transportation Section, Program and Funding Services Manager prior to
the start of the Project and after review for compliance with State's procedures for donations
and contributions.
7. State will submit the requests for federal funding to Federal Highway Administration
(FHWA). The federal funding for this Project is contingent upon approval of each funding
request by FHWA. Any work performed outside the period of performance or scope of work
approved by FHWA will be considered nonparticipating and paid for at Agency expense.
8. Agency guarantees the availability of Agency funding in an amount required to fully fund
Agency's share of the Project.
9. State considers Agency a subrecipient of the federal funds it receives as reimbursement
under this Agreement.
10.The Catalog of Federal Domestic Assistance (CFDA) number and title for this Project is
20.205, Highway Planning and Construction.
11.The term of this Agreement shall begin on the date all required signatures are obtained and
shall terminate upon completion of the Project and final payment or ten (10) calendar years
following the date all required signatures are obtained, whichever is sooner.
12.This Agreement may be terminated by mutual written consent of both Parties.
13.State may terminate this Agreement effective upon delivery of written notice to Agency, or at
such later date as may be established by State, under any of the following conditions:
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State/Agency
Agreement No. 33055
a. If Agency fails to provide services called for by this Agreement within the time
specified herein or any extension thereof.
b. If Agency fails to perform any of the other provisions of this Agreement, or so
fails to pursue the work as to endanger performance of this Agreement in
accordance with its terms, and after receipt of written notice from State fails to
correct such failures within ten (10) days or such longer period as State may
authorize.
c. If Agency fails to provide payment of its share of the cost of the Project.
d. If State fails to receive funding, appropriations, limitations or other expenditure
authority sufficient to allow State, in the exercise of its reasonable
administrative discretion, to continue to make payments for performance of this
Agreement.
e. If federal or state laws, regulations or guidelines are modified or interpreted in
such a way that either the work under this Agreement is prohibited or if State
is prohibited from paying for such work from the planned funding source.
14.Any termination of this Agreement shall not prejudice any rights or obligations accrued to the
Parties prior to termination.
15.Information required by 2 Code of Federal Regulation (CFR)200.331(a)(1) shall be contained
in the USDOT FHWA Federal Aid Project Agreement for this Project, a copy of which shall
be provided by ODOT to Agency with the Notice to Proceed.
16.Indirect Cost Rate.
a. As required by 2 CFR 200.331(a)(4), the indirect cost rate(s) for this project at the time
the agreement is written is zero percent (0%). This rate may change during the term of
this Agreement upon notice to ODOT and ODOT's subsequent written approval.
b. If the approved rate changes during the term of this Agreement, Agency shall invoice
ODOT using the current indirect cost rates for the project on file with ODOT at the time
the work is performed. If Agency does not have approved indirect cost rates on file with
ODOT at the time the work is performed, Agency shall invoice ODOT using a zero percent
(0%) rate.
17.By signing this Federal-Aid Agreement Agency agrees to comply with the provisions of the
Federal Funding Accountability and Transparency Act (FFATA) and is subject to the
following award terms: http://edocket.access.gpo.gov/2010/pdf/2010-22705.pdf and
http://edocket.access.qpo.qov/2010/pdf/2010-22706.pdf. If, in the preceding fiscal year,
Agency received more than eighty percent (80%) of its gross revenues from the federal
government, those federal funds exceed $25,000,000 annually, and the public does not
have access to information about the compensation of executives through reports filed
under section 13(a) or 15(d) of the Securities Exchange Act of 1934 or section 6104 of the
Internal Revenue Code of 1986, Agency shall report the total compensation and names of
its top five executives to State. Agency shall report said information to State within 14
3
State/Agency
Agreement No. 33055
calendar days of execution of this Agreement and annually thereafter, utilizing the FFATA
form attached hereto as Exhibit "C".
18.Americans with Disabilities Act Compliance:
a. When the Project scope includes work on sidewalks, curb ramps, or pedestrian-
activated signals or triggers an obligation to address curb ramps or pedestrian signals,
the Parties shall:
i. Utilize ODOT standards to assess and ensure Project compliance with Section 504
of the Rehabilitation Act of 1973 and the Americans with Disabilities Act of 1990 as
amended (together, "ADA"), including ensuring that all sidewalks, curb ramps, and
pedestrian-activated signals meet current ODOT Highway Design Manual
standards;
ii. Follow ODOT's processes for design, modification, upgrade, or construction of
sidewalks, curb ramps, and pedestrian-activated signals, including using the ODOT
Highway Design Manual, ODOT Design Exception process, ODOT Standard
Drawings, ODOT Construction Specifications, providing a temporary pedestrian
accessible route plan and current ODOT Curb Ramp Inspection form;
iii. At Project completion, send a completed ODOT Curb Ramp Inspection Form 734-
5020 to the address on the form as well as to State's Project Manager for each curb
ramp constructed, modified, upgraded, or improved as part of the Project. The
completed form is the documentation required to show that each curb ramp meets
ODOT standards and is ADA compliant. ODOT's fillable Curb Ramp Inspection Form
and instructions are available at the following address:
http://www.oregon.gov/ODOT/HWY/CONSTRUCTION/Paqes/HwyConstFormsl.as
b. State shall ensure that temporary pedestrian routes are provided through or around any
Project work zone. Any such temporary pedestrian route shall include directional and
informational signs, comply with ODOT standards, and include accessibility features
equal to or better than the features present in the existing pedestrian facility. State shall
also ensure that advance notice of any temporary pedestrian route is provided in
acessible format to the public, people with disabilities, and disability organizations at
least 10 days prior to the start of construction.
c. Agency shall ensure that any portions of the Project under Agency's maintenance
jurisdiction are maintained in compliance with the ADA throughout the useful life of the
Project. This includes, but is not limited to, Agency ensuring that:
i. Pedestrian access is maintained as required by the ADA,
ii. Any complaints received by Agency identifying sidewalk, curb ramp, or pedestrian-
activated signal safety or access issues are promptly evaluated and addressed,
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State/Agency
Agreement No. 33055
iii. Any repairs or removal of obstructions needed to maintain Project features in
compliance with the ADA requirements that were in effect at the time of Project
construction are completed by Agency or abutting property owner pursuant to
applicable local code provisions,
iv. Any future alteration work on Project or Project features during the useful life of the
Project complies with the ADA requirements in effect at the time the future alteration
work is performed, and
v. Applicable permitting and regulatory actions are consistent with ADA requirements.
d. Maintenance obligations in this section shall survive termination of this Agreement.
19.Agency shall, at its own expense, maintain and periodically inspect any sidewalks, curb
ramps, and pedestrian-activated signals on portions of the Project under Agency's
maintenance jurisdiction upon Project completion and throughout the useful life of the
Project to ensure continuing compliance with the ADA. This provision shall survive
termination of this Agreement.
20.State shall ensure compliance with the Cargo Preference Act and implementing regulations
(46 CFR Part 381) for use of United States-flag ocean vessels transporting materials or
equipment acquired specifically for the Project. Strict compliance is required, including but
not limited to the clauses in 46 CFR 381.7(a) and (b) which are incorporated by
reference. State shall also include this requirement in all contracts and ensure that
contractors include the requirement in their subcontracts.
21.Agency grants State the right to enter onto Agency right of way for the performance of duties
as set forth in this Agreement.
22.The Special and Standard Provisions attached hereto, marked Attachments 1 and 2,
respectively, are by this reference made a part hereof. The Standard Provisions apply to all
federal-aid projects and may be modified only by the Special Provisions. The Parties hereto
mutually agree to the terms and conditions set forth in Attachments 1 and 2. In the event of
a conflict, this Agreement shall control over the attachments, and Attachment 1 shall control
over Attachment 2.
23.Agency shall, upon completion of the Project and as a condition to this Agreement,
complete and file with the appropriate County Clerk, "Memorandum of Agreement and
Acknowledgment of Federal and State Assistance, substantially in the form of Exhibit B
attached hereto and by this reference made a part hereof. Agency shall provide
confirmation of this filing by forwarding to State's Contact a notarized copy of the recorded
Memorandum of Agreement and Acknowledgment of Federal and State Assistance. By
means of said acknowledgment of Agency's financial obligations, the continued use of said
property for public purposes, and the maintenance of the facility or service at a level
consistent with normal depreciation or demand or both is recognized and attached to the
property as conditions. Any interest in said property by State is proportional to the federal
and state funding participation in Project. While in default of conditions of this Agreement,
Agency may be ineligible to receive federal or state funds from any State-administered
program for any project on a street, road or property. The Memorandum of Agreement and
5
State/Agency
Agreement No. 33055
Acknowledgment of Federal and State Assistance shall remain in place for the useful life of
Project identified in the Special Provisions. State acknowledges that such interest shall not
be deemed a lien, mortgage, deed of trust or other security instrument or interest granted
by Agency for security purposes.
24.Agency, as a recipient of federal funds, pursuant to this Agreement with the State, shall
assume sole liability for Agency's breach of any federal statutes, rules, program
requirements and grant provisions applicable to the federal funds, and shall, upon Agency's
breach of any such conditions that requires the State to return funds to FHWA, hold
harmless and indemnify the State for an amount equal to the funds received under this
Agreement; or if legal limitations apply to the indemnification ability of Agency, the
indemnification amount shall be the maximum amount of funds available for expenditure,
including any available contingency funds or other available non-appropriated funds, up to
the amount received under this Agreement.
25.State and Agency agree that if any term or provision of this Agreement is declared by a
court of competent jurisdiction to be invalid, unenforceable, illegal or in conflict with any law,
the validity of the remaining terms and provisions shall not be affected, and the rights and
obligations of the Parties shall be construed and enforced as if the Agreement did not
contain the particular term or provision held to be invalid.
26.Agency certifies and represents that the individual signing this Agreement has been
authorized to enter into and execute this Agreement on behalf of Agency, under the
direction or approval of its governing body, commission, board, officers, members or
representatives, and to legally bind Agency.
27.This Agreement may be executed in several counterparts (facsimile or otherwise) all of
which when taken together shall constitute one agreement binding on all Parties,
notwithstanding that all Parties are not signatories to the same counterpart. Each copy of
this Agreement so executed shall constitute an original.
28.This Agreement and attached exhibits constitute the entire agreement between the Parties
on the subject matter hereof. In the event of conflict, the body of this Agreement and the
attached exhibits will control over Project application and documents provided by Agency
to State. There are no understandings, agreements, or representations, oral or written, not
specified herein regarding this Agreement. No waiver, consent, modification or change of
terms of this Agreement shall bind either party unless in writing and signed by both Parties
and all necessary approvals have been obtained. Such waiver, consent, modification or
change, if made, shall be effective only in the specific instance and for the specific purpose
given. The failure of State to enforce any provision of this Agreement shall not constitute a
waiver by State of that or any other provision. Notwithstanding this provision, the Parties
may enter into a Right Of Way Services Agreement in furtherance of the Project.
29.State's Contact for this Agreement is Justin Shoemaker, Local Agency Liaison, Region 1
Project Services, 123 NW Flanders Street, Portland, OR 97209, 503.731.8486,
justin.d.shoemaker@odot.state.or.us, or assigned designee upon individual's absence.
State shall notify the other Party in writing of any contact information changes during the
term of this Agreement.
6
State/Agency
Agreement No. 33055
30.Agency's Contact for this Project is Lori Faha, City Engineer, 13125 SW Hall Blvd, Tigard,
OR, 97223, 503.718.2759, lorif@tigard-or.gov, or assigned designee upon individual's
absence. Agency shall notify the other Party in writing of any contact information changes
during the term of this Agreement.
Signature Page to Follow
7
State/Agency
Agreement No. 33055
THE PARTIES, by execution of this Agreement, hereby acknowledge that their signing
representatives have read this Agreement, understand it, and agree to be bound by its terms
and conditions.
This Project is in the 2018-2021 Statewide Transportation Improvement Program (STIP), (Key
#20488) that was adopted by the Oregon Transportation Commission on July 20, 2017 (or
subsequently by amendment to the STIP).
CITY OF TIGARD, by and through its STATE OF OREGON, by and through
elected officials its Department of Transportation
By By
Highway Division Administrator
Title
Date
Date
APPROVAL RECOMMENDED
By
By
Title Region 1 Manager
Date Date
LEGAL REVIEW APPROVAL APPROVED AS TO LEGAL
SUFFICIENCY
By By Rachel Bertoni via email dated 12-12-2018
Agency Counsel Assistant Attorney General
Date
Agency Contact:
Lori Faha, City Engineer State Contact:
13125 SW Hall Blvd Justin Shoemaker, Local Agency Liaison
Tigard, OR 97223 123 NW Flanders Street
503.718.2759 Portland, OR 97209
lorif@tigard-or.gov 503.731.8486
justin.d.shoemaker@odot.state.or.us
8
Exhibit A
Project Location Map
Bagan City of Tigard, Oregon
4'��lt r,-.t-.., Park
North Dakota Bridge Project
U./
s
+.o
Tigard
t ..
reton
t4
Deis
a der ed from multiple *.The City o!Tigard
meXe•n nty. apra entet ion,or guarantee as to
theesy,timelines*n mpielenese of any
ofe
the date provided herein,The City of Tigard*hell
o Ile bility for errors.omissions.
11110.1111 ,10*in the Information prvvided regardless of
how caused.
Scale. 0.07 Miles
in,,
Cityt Blvd
13125 SWW Hoall Blvd
^f tl ,, Tigard. OR 97223
Map Created: (503) 639-4171
TIGARD
12/03/2018 www.tigard-or.gov
State/Agency
Agreement No. 33055
After recording, return to:
EXHIBIT B
MEMORANDUM OF AGREEMENT AND ACKNOWLEDGEMENT OF FEDERAL AND STATE
ASSISTANCE
[State Recording Authority: ORS 93.710 and ORS 205.130(2)]
Agreement Number: 33055
Project Name: North Dakota Street: Fanno Creek Bridge
Key Number: 20488
Local Agency Agreement No. 33055 between the City of Tigard and the State of Oregon, Department
of Transportation was executed on . Pursuant to paragraph , Terms of Agreement, page
of the Local Agency Agreement, upon the recording of this document, the (Insert Agency Name)
received federal and state funds for the Project described in the Local Agency Agreement. The property
and assets under the jurisdiction of the (Insert Agency Name) were improved with the assistance from
the United States Government and the State of Oregon. Such assistance was provided to (Insert
Agency Name), in reimbursement of costs associated with the (Insert Project Name). The use and
disposition of said property is subject to the terms of the above noted Local Agency Agreement, copies
of which may be obtained from the Director of ODOT and is also subject to 2 CFR 1201. A description
of the improved property is attached.
(Insert Agency Name)
By: (Notary Stamp)
(Name of person)
Title:
State of Oregon: County of
Signed or attested before me on by
(Date) (name(s) of person(s)
My commission expires on
STATE OF OREGON, DEPARTMENT OF TRANSPORTATION
By: (Notary Stamp)
Title: Active Transportation Section Manager
State of Oregon: County of Marion
Signed or attested before me on by
(Date) (name(s) of person(s)
My commission expires on
Oregon Department of Transportation; 555 13th Street NE; Salem, OR 97301-4178
10
State/Agency
Agreement No. 33055
EXHIBIT C
Federal Funding Accountability and Transparency Act(FFATA)
Subaward Reporting
(For purposes of this Exhibit, references to"your organization"shall mean"Agency"and references to"ODOT"shall mean"State.")
The Oregon Department of Transportation (ODOT) is required to fulfill a federal requirement for contracting under the
Federal Funding Accountability and Transparency Act (FFATA) Subaward Reporting System (FSRS). FFATA reporting is
a requirement for subawards(also known as subrecipients)of federal awards in excess of$25,000,000. Your organization
will enter into an agreement with ODOT where the funding source is a federal grant with a subrecipient relationship. Your
organization is required to submit the information below to the Oregon Department of Transportation within fourteen
calendar days of execution of the Agreement and annually thereafter, if applicable. (See the following page for further
details.)
Legal entity name:
Data Universal Number System (DUNS) number:
Executive compensation
Executive compensation information is also required to determine whether or not the following information must be
reported in FSRS:
a. In your organization's previous fiscal year, did your organization receive 80% or more of its annual gross revenue
and $25,000,000 or more in federal procurement contracts, subcontracts, loans, grants, subgrants, cooperative
agreements and federal financial assistance awards subject to the Transparency Act? (Include parent
organization, all branches, and all affiliates worldwide.)
❑ Yes ❑ No If"yes," proceed to b. If"no," no further action is required and submittal of this form is not
required.
b. Does the public have access to information about the compensation of the senior executives in your organization
(including parent organization, all branches, and all affiliates worldwide)through periodic reports filed under section
13(a)or 15(d)of the Securities and Exchange Act of 1934(15 U.S.C. 78m(a), 78o(d))or section 6104 of the Internal
Revenue Code of 1986?
❑ Yes ❑ No If"yes," provide a link to the SEC: http://www.sec.gov where this information is located and return
form to the ODOT contact shown at the bottom of this form.
Provide link here:
If"no," provide compensation information below.
Names and annual compensation amounts of the five most highly compensated executives:
1. $
2. $
3. $
4. $
5. $
Business entity contact information (person completing form):
Type name Title Date
Return completed form to: Jeff Flowers, Program and Funding Services Manager;Oregon Department of Transportation;555
13th Street NE; Salem,OR 97301;Jeffrev.A.FLOWERSna.odot.state.or.us
734-5075(10-28-2016) 11
State/Agency
Agreement No. 33055
Background on FFATA requirements
The Federal Funding Accountability and Transparency Act(FFATA)was signed on September 26, 2006. The intent
is of the Act is to empower every American with the ability to hold the government accountable for each spending
decision. The end result is to reduce wasteful spending in the government. The FFATA legislation requires
information on federal awards (federal financial assistance and expenditures) be made available to the public via a
single, searchable website, which is www.USASpending.gov.
Definition of compensation
Your organization is considered a subrecipient of federal funds. Unless your organization is exempt, FFATA
requires you to report total compensation for each of your five most highly compensated executives for the
preceding completed year. Total compensation means the cash and non-cash dollar value earned by the executive
during the subrecipient's preceding fiscal year and includes the following: salary and bonus; awards of stock, stock
options, and stock appropriation rights; earnings for services under non-equity incentive plans; change in pension
value; above-market earnings on deferred compensation which is not tax-qualified; and other compensation as
defined in 2 CFR Part 170, Section 170.330(b)(5)(vi).
More detailed information about the FFATA can be found at: http://edocket.access.gpo.gov/2010/pdf/2010-
22705.pdf
If you have any questions, contact:
Jeff Flowers
Program and Funding Services Manager
Oregon Department of Transportation
555 13th Street NE
Salem, OR 97301
Jeffrey.A.FLOWERS@odot.state.or.us
Telephone: 503-986-4453
34-5075(10-28-2016) 12
Agency/State
Agreement No. 33055
ATTACHMENT NO. 1 to AGREEMENT NO. 33055
SPECIAL PROVISIONS
1. State or its consultant shall conduct all work components necessary to complete the
Project, except for those responsibilities specifically assigned to Agency in this
Agreement.
a. State or its consultant shall conduct preliminary engineering and design work
required to produce final plans, specifications, and cost estimates in accordance
with current state and federal laws and regulations; obtain all required permits;
acquire necessary right of way and easements; and arrange for all utility relocations
and adjustments.
b. State will advertise, bid, and award the construction contract. Upon State's award
of the construction contract, a consultant hired and overseen by the State shall be
responsible for contract administration and construction engineering & inspection,
including all required materials testing and quality documentation. State shall make
all contractor payments.
c. State will perform project management and oversight activities throughout the
duration of the Project. The cost of such activities will be billed to the Project.
2. State and Agency agree that the useful life of this Project is defined as twenty years.
3. If Agency fails to meet the requirements of this Agreement or the underlying federal
regulations, State may withhold the Agency's proportional share of Highway Fund
distribution necessary to reimburse State for costs incurred by such Agency breach.
Agency will be ineligible to receive or apply for any Title 23, United States Code funds
until State receives full reimbursement of the costs incurred.
13
ATTACHMENT NO. 2
FEDERAL STANDARD PROVISIONS
PROJECT ADMINISTRATION
1. State (ODOT) is acting to fulfill its responsibility to the Federal Highway Administration (FHWA) by
the administration of this Project, and Agency (i.e. county, city, unit of local government, or other
state agency) hereby agrees that State shall have full authority to carry out this administration. If
requested by Agency or if deemed necessary by State in order to meet its obligations to FHWA,
State will act for Agency in other matters pertaining to the Project. Prior to taking such action, State
will confer with Agency concerning actions necessary to meet federal obligations. State and Agency
shall each assign a person in responsible charge "liaison" to coordinate activities and assure that
the interests of both Parties are considered during all phases of the Project.
2. Any project that uses federal funds in project development is subject to plans, specifications and
estimates (PS&E) review and approval by FHWA or State acting on behalf of FHWA prior to
advertisement for bid proposals, regardless of the source of funding for construction.
3. State will provide or secure services to perform plans, specifications and estimates (PS&E),
construction contract advertisement, bid, award, contractor payments and contract administration.
A State-approved consultant may be used to perform preliminary engineering, right of way and
construction engineering services.
4. Agency may perform only those elements of the Project identified in the special provisions.
PROJECT FUNDING REQUEST
5. State shall submit a separate written Project funding request to FHWA requesting approval of
federal-aid participation for each project phase including a) Program Development (Planning), b)
Preliminary Engineering(National Environmental Policy Act-NEPA, Permitting and Project Design),
c) Right of Way Acquisition, d) Utilities, and e) Construction (Construction Advertising, Bid and
Award). Any work performed prior to FHWA's approval of each funding request will be considered
nonparticipating and paid for at Agency expense. State, its consultant or Agency shall not proceed
on any activity in which federal-aid participation is desired until such written approval for each
corresponding phase is obtained by State. State shall notify Agency in writing when authorization
to proceed has been received from FHWA. All work and records of such work shall be in
conformance with FHWA rules and regulations.
FINANCE
6. Federal funds shall be applied toward Project costs at the current federal-aid matching ratio, unless
otherwise agreed and allowable by law. Agency shall be responsible for the entire match amount
for the federal funds and any portion of the Project, which is not covered by federal funding, unless
otherwise agreed to and specified in the intergovernmental Agreement(Project Agreement).Agency
must obtain written approval from State to use in-kind contributions rather than cash to satisfy all or
part of the matching funds requirement. If federal funds are used, State will specify the Catalog of
Federal Domestic Assistance (CFDA) number in the Project Agreement. State will also determine
and clearly state in the Project Agreement if recipient is a subrecipient or vendor, using the criteria
in 2 CFR 200.330.
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7. If the estimated cost exceeds the total matched federal funds available, Agency shall deposit its
share of the required matching funds, plus 100 percent of all costs in excess of the total matched
federal funds. Agency shall pay one hundred (100) percent of the cost of any item in which FHWA
will not participate. If Agency has not repaid any non-participating cost, future allocations of federal
funds or allocations of State Highway Trust Funds to Agency may be withheld to pay the
non-participating costs. If State approves processes, procedures, or contract administration outside
the Local Agency Guidelines Manual that result in items being declared non-participating by FHWA,
such items deemed non-participating will be negotiated between Agency and State. Agency agrees
that costs incurred by State and Agency for services performed in connection with any phase of the
Project shall be charged to the Project, unless otherwise mutually agreed upon by the Parties.
8. Agency's estimated share and advance deposit.
a) Agency shall, prior to commencement of the preliminary engineering and/or right of
way acquisition phases, deposit with State its estimated share of each phase.
Exception may be made in the case of projects where Agency has written approval
from State to use in-kind contributions rather than cash to satisfy all or part of the
matching funds requirement.
b) Agency's construction phase deposit shall be one hundred ten (110) percent of
Agency's share of the engineer's estimate and shall be received prior to award of the
construction contract. Any additional balance of the deposit, based on the actual bid,
must be received within forty-five (45) days of receipt of written notification by State
of the final amount due, unless the contract is cancelled. Any balance of a cash
deposit in excess of amount needed, based on the actual bid, will be refunded within
forty-five (45) days of receipt by State of the Project sponsor's written request.
c) Pursuant to Oregon Revised Statutes (ORS) 366.425, the advance deposit may be
in the form of 1) money deposited in the State Treasury (an option where a deposit
is made in the Local Government Investment Pool), and an Irrevocable Limited
Power of Attorney is sent to State's Active Transportation Section, Funding and
Program Services Unit, or 2) an Irrevocable Letter of Credit issued by a local bank in
the name of State, or 3) cash.
9. If Agency makes a written request for the cancellation of a federal-aid project; Agency shall bear
one hundred (100) percent of all costs incurred as of the date of cancellation. If State was the sole
cause of the cancellation, State shall bear one hundred (100) percent of all costs incurred. If it is
determined that the cancellation was caused by third parties or circumstances beyond the control
of State or Agency, Agency shall bear all costs, whether incurred by State or Agency, either directly
or through contract services, and State shall bear any State administrative costs incurred. After
settlement of payments, State shall deliver surveys, maps, field notes, and all other data to Agency.
10.Agency shall follow the requirements stated in the Single Audit Act. Agencies expending $500,000
or more in Federal funds (from all sources) in its fiscal year beginning prior to December 26, 2014,
shall have a single organization-wide audit conducted in accordance with the Single Audit Act of
1984, PL 98-502 as amended by PL 104-156 and subject to the requirements of 49 CFR Parts 18
and 19. Agencies expending $750,000 or more in federal funds (from all sources) in a fiscal year
beginning on or after December 26, 2014 shall have a single organization-wide audit conducted in
accordance with the provisions of 2 CFR part 200, subpart F. Agencies expending less than
$500,000 in Federal funds in a fiscal year beginning prior to December 26, 2014, or less than
$750,000 in a fiscal year beginning on or after that date, are exempt from Federal audit requirements
15
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Agreement No. 33055
for that year. Records must be available for review or audit by appropriate officials based on the
records retention period identified in the Project Agreement. The cost of this audit can be partially
prorated to the federal program.
11. Agency shall make additional deposits, as needed, upon request from State. Requests for additional
deposits shall be accompanied by an itemized statement of expenditures and an estimated cost to
complete the Project.
12. Agency shall present invoices for one hundred (100) percent of actual costs incurred by Agency on
behalf of the Project directly to State's Liaison for review, approval and reimbursement to Agency.
Costs will be reimbursed consistent with federal funding provisions and the Project Agreement. Such
invoices shall identify the Project by the name of the Project Agreement, reference the Project
Agreement number, and shall itemize and explain all expenses for which reimbursement is claimed.
Invoices shall be presented for periods of not less than one-month duration, based on actual
expenses to date. All invoices received from Agency must be approved by State's Liaison prior to
payment. Agency's actual costs eligible for federal-aid or State participation shall be those allowable
under the provisions of the Federal-Aid Policy Guide (FAPG), Title 23 CFR parts 1.11, 140 and 710.
Final invoices shall be submitted to State for processing within forty-five (45) days from the end of
each funding phase as follows: a) preliminary engineering, which ends at the award date of
construction b) last payment for right of way acquisition and c)contract completion for construction.
Partial billing (progress payment) shall be submitted to State within forty-five (45) days from date
that costs are incurred. Invoices submitted after 45 days may not be eligible for reimbursement by
FHWA. Agency acknowledges and agrees that State, the Oregon Secretary of State's Office, the
federal government, and their duly authorized representatives shall have access to the books,
documents, papers, and records of Agency which are directly pertinent to the Project Agreement for
the purpose of making audit, examination, excerpts, and transcripts for a period ending on the later
of six(6)years following the date of final voucher to FHWA or after resolution of any disputes under
the Project Agreement. Copies of such records and accounts shall be made available upon
request. For real property and equipment, the retention period starts from the date of disposition (2
CFR 200.333(c)).
13. Agency shall, upon State's written request for reimbursement in accordance with Title 23, CFR part
630.112(c) 1 and 2, as directed by FHWA, reimburse State for federal-aid funds distributed to
Agency if any of the following events occur:
a) Right of way acquisition is not undertaken or actual construction is not started by the
close of the twentieth federal fiscal year following the federal fiscal year in which the
federal-aid funds were authorized for right of way acquisition. Agency may submit a
written request to State's Liaison for a time extension beyond the twenty (20) year
limit with no repayment of federal funds and State will forward the request to FHWA.
FHWA may approve this request if it is considered reasonable.
b) Right of way acquisition or actual construction of the facility for which preliminary
engineering is undertaken is not started by the close of the tenth federal fiscal year
following the federal fiscal year in which the federal-aid funds were authorized.
Agency may submit a written request to State's Liaison for a time extension beyond
the ten (10) year limit with no repayment of federal funds and State will forward the
request to FHWA. FHWA may approve this request if it is considered reasonable.
14. State shall, on behalf of Agency, maintain all Project documentation in keeping with State and
FHWA standards and specifications. This shall include, but is not limited to, daily work records,
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STDPRO-2017
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quantity documentation, material invoices and quality documentation, certificates of origin, process
control records, test results, and inspection records to ensure that the Project is completed in
conformance with approved plans and specifications.
15. State shall submit all claims for federal-aid participation to FHWA in the normal manner and compile
accurate cost accounting records. State shall pay all reimbursable costs of the Project. Agency may
request a statement of costs-to-date at any time by submitting a written request. When the final total
cost of the Project has been computed, State shall furnish Agency with an itemized statement..
Agency shall pay an amount which,when added to said advance deposit and federal reimbursement
payment, will equal one hundred (100) percent of the final total cost of the Project. Any portion of
deposits made in excess of the final total cost of the Project, minus federal reimbursement, shall be
released to Agency. The actual cost of services provided by State will be charged to the Project
expenditure account(s) and will be included in the final total cost of the Project.
DESIGN STANDARDS
16. Agency and State agree that minimum design standards on all local agency jurisdictional roadway
or street projects on the National Highway System (NHS)and projects on the non-NHS shall be the
American Association of State Highway and Transportation Officials (AASHTO) standards and be
in accordance with State's Oregon Bicycle & Pedestrian Design Guide (current version). State or its
consultant shall use either AASHTO's A Policy on Geometric Design of Highways and Streets
(current version) or State's Resurfacing, Restoration and Rehabilitation (3R) design standards for
3R projects. State or its consultant may use AASHTO for vertical clearance requirements on
Agency's jurisdictional roadways or streets.
17. Agency agrees that if the Project is on the Oregon State Highway System or a State-owned facility,
that design standards shall be in compliance with standards specified in the current ODOT Highway
Design Manual and related references. Construction plans for such projects shall be in conformance
with standard practices of State and all specifications shall be in substantial compliance with the
most current Oregon Standard Specifications for Highway Construction and current Contract Plans
Development Guide.
18. State and Agency agree that for all projects on the Oregon State Highway System or a State-owned
facility, any design element that does not meet ODOT Highway Design Manual design standards
must be justified and documented by means of a design exception. State and Agency further agrees
that for all projects on the NHS, regardless of funding source; any design element that does not
meet AASHTO standards must be justified and documented by means of a design exception. State
shall review any design exceptions on the Oregon State Highway System and retains authority for
their approval. FHWA shall review any design exceptions for projects subject to Focused Federal
Oversight and retains authority for their approval.
19. Agency agrees all traffic control devices and traffic management plans shall meet the requirements
of the current edition of the Manual on Uniform Traffic Control Devices and Oregon Supplement as
adopted in Oregon Administrative Rule (OAR)734-020-0005. State or its consultant shall, on behalf
of Agency, obtain the approval of the State Traffic Engineer prior to the design and construction of
any traffic signal, or illumination to be installed on a state highway pursuant to OAR 734-020-0430.
20. The standard unit of measurement for all aspects of the Project shall be English Units. All Project
documents and products shall be in English. This includes, but is not limited to, right of way,
environmental documents, plans and specifications, and utilities.
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PRELIMINARY & CONSTRUCTION ENGINEERING
21. Preliminary engineering and construction engineering may be performed by either a) State, or b) a
State-approved consultant. Engineering work will be monitored by State to ensure conformance
with FHWA rules and regulations. Project plans, specifications and cost estimates shall be
performed by either a) State, or b) a State-approved consultant. State shall review and approve
Project plans, specifications and cost estimates. State shall, at project expense, review, process
and approve, or submit for approval to the federal regulators, all environmental statements. State
shall offer Agency the opportunity to review the documents prior to advertising for bids.
22. Architectural, engineering, photogrammetry, transportation planning, land surveying and related
services (A&E Services) as needed for federal-aid transportation projects must follow the State's
processes to ensure federal reimbursement. State will award and execute the contracts. State's
personal services contracting process and resulting contract document will follow Title 23 CFR part
172, 2 CFR part 1201, ORS 279A.055, 279C.110, 279C.125, OAR 137-048-0130, OAR 137-048-
0220(4), OAR 137-048-0260 and State Personal Services Contracting Procedures, as applicable
and as approved by the FHWA. Such personal services contract(s) shall contain a description of
the work to be performed, a project schedule, and the method of payment. No reimbursement shall
be made using federal-aid funds for any costs incurred by Agency or the state approved consultant
prior to receiving authorization from State to proceed.
23. The State or its consultant responsible for performing preliminary engineering for the Project shall,
as part of its preliminary engineering costs, obtain all Project related permits necessary for the
construction of said Project. Said permits shall include, but are not limited to, access, utility,
environmental, construction, and approach permits. All pre-construction permits will be obtained
prior to advertisement for construction.
24. State shall prepare construction contract and bidding documents, advertise for bid proposals, and
award all construction contracts.
25. Upon State's award of a construction contract, State shall perform quality assurance and
independent assurance testing in accordance with the FHWA-approved Quality Assurance Program
found in State's Manual of Field Test Procedures, process and pay all contractor progress
estimates, check final quantities and costs, and oversee and provide intermittent inspection services
during the construction phase of the Project.
26. State shall, as a Project expense, assign a liaison to provide Project monitoring as needed
throughout all phases of Project activities (preliminary engineering, right-of-way acquisition, and
construction). State's liaison shall process reimbursement for federal participation costs.
REQUIRED STATEMENT FOR United States Department of Transportation (USDOT)
FINANCIAL ASSISTANCE AGREEMENT
27. By signing the Federal-Aid Agreement to which these Federal Standard Provisions are attached,
Agency agrees to adopt State's DBE Program Plan, available at
https://www.oreqon.qov/ODOT/CS/CIVILRIGHTS/Paqes/dbe grog plan.aspx. Agency shall not
discriminate on the basis of race, color, national origin, or sex in the award and performance of any
USDOT-assisted contract or in the administration of its DBE program or the requirements of 49 CFR
part 26. Agency agrees to take all necessary and reasonable steps under 49 CFR part 26 to ensure
nondiscrimination in the award and administration of USDOT-assisted contracts. State's DBE
program, as required by 49 CFR part 26 and as approved by USDOT, is incorporated by reference
18
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Agency/State
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in this Project Agreement. Implementation of this program is a legal obligation and failure to carry
out its terms shall be treated as a violation of this Project Agreement. Upon notification to the
recipient of its failure to carry out its approved program, the USDOT may impose sanctions as
provided for under part 26 and may, in appropriate cases, refer the matter for enforcement under
18 United States Code (USC) 1001 and/or the Program Fraud Civil Remedies Act of 1986(31 USC
3801 et seq.).
Disadvantaged Business Enterprises (DBE) Obligations
28. State and Agency agree to incorporate by reference the requirements of 49 CFR part 26 and State's
DBE Program Plan, as required by 49 CFR part 26 and as approved by USDOT, into all contracts
entered into under this Project Agreement. The following required DBE assurance shall be included
in all contracts:
"The contractor or subcontractor shall not discriminate on the basis of race, color, national
origin, or sex in the performance of this contract. The contractor shall carry out applicable
requirements of Title 49 CFR part 26 in the award and administration of federal-aid contracts.
Failure by the contractor to carry out these requirements is a material breach of this contract,
which may result in the termination of this contract or such other remedy as Agency deems
appropriate. Each subcontract the contractor signs with a subcontractor must include the
assurance in this paragraph (see 49 CFR 26.13(b))."
29. State and Agency agree to comply with all applicable civil rights laws, rules and regulations,
including Title V and Section 504 of the Rehabilitation Act of 1973, the Americans with Disabilities
Act of 1990 (ADA), and Titles VI and VII of the Civil Rights Act of 1964.
30. The Parties hereto agree and understand that they will comply with all applicable federal, state, and
local laws, regulations, executive orders and ordinances applicable to the work including, but not
limited to, the provisions of ORS 279C.505, 279C.515, 279C.520, 279C.530 and 2796.270,
incorporated herein by reference and made a part hereof; Title 23 CFR parts 1.11, 140, 635, 710,
and 771; Title 49 CFR parts 24 and 26; , 2 CFR 1201; Title 23, USC, Federal-Aid Highway Act; Title
41, Chapter 1, USC 51-58, Anti-Kickback Act; Title 42 USC; Uniform Relocation Assistance and
Real Property Acquisition Policy Act of 1970, as amended, the provisions of the FAPG and FHWA
Contract Administration Core Curriculum Participants Manual & Reference Guide. State and
Agency agree that FHWA-1273 Required Contract Provisions shall be included in all contracts and
subcontracts verbatim and not by reference.
RIGHT OF WAY
31. Right of Way activities shall be conducted in accordance with the Uniform Relocation Assistance
and Real Property Acquisition Policies Act of 1970, as amended, ORS Chapter 35, FAPG, CFR,
and the ODOT Right of Way Manual, Title 23 CFR part 710 and Title 49 CFR part 24. State, at
Project expense, shall review all right of way activities engaged in by Agency to ensure compliance
with all laws and regulations.
32. State is responsible for proper acquisition of the necessary right of way and easements for
construction and maintenance of projects. State or its consultant may perform acquisition of the
necessary right of way and easements for construction and maintenance of the Project in
accordance with the ODOT Right of Way Manual, and with the prior approval from State's Region
Right of Way office.
19
STDPRO-2017
Rev. 01-20-2017
Agency/State
Agreement No. 33055
33. Regardless of who acquires or performs any of the right of way activities, a right of way services
agreement shall be initiated by State's Region Right of Way office setting forth the responsibilities
and activities to be accomplished by each Party. If the Project has the potential of needing right of
way, to ensure compliance in the event that right of way is unexpectedly needed, a right of way
services agreement will be required. State, at Project expense, shall be responsible for requesting
the obligation of project funding from FHWA. State, at Project expense, shall be responsible for
coordinating certification of the right of way, and providing oversight and monitoring. Funding
authorization requests for federal right of way funds must be sent through State's Liaison, who will
forward the request to State's Region Right of Way office on all projects. All projects must have right
of way certification coordinated through State's Region Right of Way office to declare compliance
and project readiness for construction (even for projects where no federal funds were used for right
of way, but federal funds were used elsewhere on a project). Agency agrees that if any real property
purchased with federal-aid participation is no longer needed for the originally authorized purpose,
the disposition of such property shall be subject to applicable rules and regulations, which are in
effect at the time of disposition. Reimbursement to State and FHWA of the required proportionate
shares of the fair market value may be required.
34. State or its consultant shall ensure that all project right of way monumentation will be conducted in
conformance with ORS 209.155.
35. State and Agency grant each other authority to enter onto the other's right of way for the
performance of non-construction activities such as surveying and inspection of the Project.
RAILROADS
36. State shall follow State established policy and procedures when impacts occur on railroad property.
The policy and procedures are available through the State's Liaison, who will contact State's
Railroad Liaison on behalf of Agency. Only those costs allowable under Title 23 CFR part 140
subpart I, and Title 23 part 646 subpart B shall be included in the total Project costs; all other costs
associated with railroad work will be at the sole expense of Agency, or others.
UTILITIES
37. State, its consultant, and Agency shall follow State established statutes, policies and procedures
when impacts occur to privately or publicly-owned utilities. Policy, procedures and forms are
available through the State Utility Liaison or State's Liaison. State, the consultant or Agency shall
provide copies of all signed utility notifications, agreements and Utility Certification to the State Utility
& Railroad Liaison. Only those utility relocations, which are eligible for reimbursement under the
FAPG, Title 23 CFR part 645 subparts A and B, shall be included in the total Project costs; all other
utility relocations shall be at the sole expense of Agency, or others. Agency may send a written
request to State, at Project expense, to arrange for utility relocations/adjustments lying within
Agency jurisdiction. This request must be submitted no later than twenty-one (21) weeks prior to
bid let date. Agency shall not perform any utility work on state highway right of way without first
receiving written authorization from State.
GRADE CHANGE LIABILITY
38.Agency, if a County, acknowledges the effect and scope of ORS 105.755 and agrees that all acts
necessary to complete construction of the Project which may alter or change the grade of existing
county roads are being accomplished at the direct request of the County.
20
STDPRO-2017
Rev. 01-20-2017
Agency/State
Agreement No. 33055
39. Agency, if a City, hereby accepts responsibility for all claims for damages from grade changes.
Approval of plans by State shall not subject State to liability under ORS 105.760 for change of grade.
40. Agency, if a City, by execution of the Project Agreement, gives its consent as required by ORS
373.030(2) to any and all changes of grade within the City limits, and gives its consent as required
by ORS 373.050(1) to any and all closure of streets intersecting the highway, if any there be in
connection with or arising out of the Project covered by the Project Agreement.
MAINTENANCE RESPONSIBILITIES
41. Agency shall, at its own expense, maintain operate, and provide power as needed upon Project
completion at a minimum level that is consistent with normal depreciation and/or service demand
and throughout the useful life of the Project. The useful life of the Project is defined in the Special
Provisions. State may conduct periodic inspections during the life of the Project to verify that the
Project is properly maintained and continues to serve the purpose for which federal funds were
provided. Maintenance and power responsibilities shall survive any termination of the Project
Agreement. In the event the Project will include or affect a state highway, this provision does not
address maintenance of that state highway.
CONTRIBUTION
42. If any third party makes any claim or brings any action, suit or proceeding alleging a tort as now or
hereafter defined in ORS 30.260("Third Party Claim")against State or Agency with respect to which
the other Party may have liability, the notified Party must promptly notify the other Party in writing of
the Third Party Claim and deliver to the other Party a copy of the claim, process, and all legal
pleadings with respect to the Third Party Claim. Each Party is entitled to participate in the defense
of a Third Party Claim, and to defend a Third Party Claim with counsel of its own choosing. Receipt
by a Party of the notice and copies required in this paragraph and meaningful opportunity for the
Party to participate in the investigation, defense and settlement of the Third Party Claim with counsel
of its own choosing are conditions precedent to that Party's liability with respect to the Third Party
Claim.
43. With respect to a Third Party Claim for which State is jointly liable with Agency(or would be if joined
in the Third Party Claim), State shall contribute to the amount of expenses (including attorneys'
fees), judgments, fines and amounts paid in settlement actually and reasonably incurred and paid
or payable by Agency in such proportion as is appropriate to reflect the relative fault of State on the
one hand and of Agency on the other hand in connection with the events which resulted in such
expenses, judgments, fines or settlement amounts, as well as any other relevant equitable
considerations. The relative fault of State on the one hand and of Agency on the other hand shall
be determined by reference to, among other things, the Parties' relative intent, knowledge, access
to information and opportunity to correct or prevent the circumstances resulting in such expenses,
judgments, fines or settlement amounts. State's contribution amount in any instance is capped to
the same extent it would have been capped under Oregon law, including the Oregon Tort Claims
Act, ORS 30.260 to 30.300, if State had sole liability in the proceeding.
44. With respect to a Third Party Claim for which Agency is jointly liable with State (or would be if joined
in the Third Party Claim), Agency shall contribute to the amount of expenses (including attorneys'
fees), judgments, fines and amounts paid in settlement actually and reasonably incurred and paid
or payable by State in such proportion as is appropriate to reflect the relative fault of Agency on the
one hand and of State on the other hand in connection with the events which resulted in such
expenses, judgments, fines or settlement amounts, as well as any other relevant equitable
21
STDPRO-2017
Rev. 01-20-2017
Agency/State
Agreement No. 33055
considerations. The relative fault of Agency on the one hand and of State on the other hand shall
be determined by reference to, among other things, the Parties' relative intent, knowledge, access
to information and opportunity to correct or prevent the circumstances resulting in such expenses,
judgments, fines or settlement amounts. Agency's contribution amount in any instance is capped to
the same extent it would have been capped under Oregon law, including the Oregon Tort Claims
Act, ORS 30.260 to 30.300, if it had sole liability in the proceeding.
ALTERNATIVE DISPUTE RESOLUTION
45. The Parties shall attempt in good faith to resolve any dispute arising out of this Project Agreement.
In addition, the Parties may agree to utilize a jointly selected mediator or arbitrator(for non-binding
arbitration) to resolve the dispute short of litigation.
WORKERS' COMPENSATION COVERAGE
46. All employers, including Agency, that employ subject workers who work under this Project
Agreement in the State of Oregon shall comply with ORS 656.017 and provide the required Workers'
Compensation coverage unless such employers are exempt under ORS 656.126. Employers
Liability Insurance with coverage limits of not less than five hundred thousand ($500,000) must be
included. State and Agency shall ensure that each of its contractors complies with these
requirements.
LOBBYING RESTRICTIONS — pursuant to Form FHWA-1273, Required Contract Provisions
47. Agency certifies by signing the Project Agreement that:
a) No federal appropriated funds have been paid or will be paid, by or on behalf of the
undersigned, to any person for influencing or attempting to influence an officer or
employee of any federal agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress in connection with the awarding
of any federal contract, the making of any federal grant, the making of any federal
loan, the entering into of any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any federal contract, grant,
loan, or cooperative agreement.
b) If any funds other than federal appropriated funds have been paid or will be paid to
any person for influencing or attempting to influence an officer or employee of any
federal agency, a Member of Congress, an officer or employee of Congress, or an
employee of a Member of Congress in connection with this federal contract, grant,
loan, or cooperative agreement, the undersigned shall complete and submit
Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its
instructions.
c) The undersigned shall require that the language of this certification be included in
the award documents for all subawards at all tiers(including subgrants, and contracts
and subcontracts under grants, subgrants, loans, and cooperative agreements)
which exceed one hundred thousand dollars ($100,000), and that all such
subrecipients shall certify and disclose accordingly.
d) This certification is a material representation of fact upon which reliance was placed
when this transaction was made or entered into. Submission of this certification is a
22
STDPRO-2017
Rev. 01-20-2017
Agency/State
Agreement No. 33055
prerequisite for making or entering into this transaction imposed by Title 31, USC
Section 1352.
e) Any person who fails to file the required certification shall be subject to a civil penalty
of not less than ten thousand dollars ($10,000) and not more than one hundred
thousand dollars ($100,000)for each such failure.
23
STD P RO-2017
Rev. 01-20-2017
AIS-3752 5.
Business Meeting
Meeting Date: 02/19/2019
Length (in minutes): 45 Minutes
Agenda Title: JOINT MEETING WITH BUDGET COMMITTEE
Prepared For: Toby LaFrance, Finance and Information Services
Submitted By: Carol Krager, Central Services
Item Type: Joint Meeting-Board or Other Juris. Meeting Type: Council
Workshop
Mtg.
Public Hearing: No Publication Date:
Information
ISSUE
Follow up with Budget Committee on FY 2019-20 budget process.
STAFF RECOMMENDATION / ACTION REQUEST
Staff will be updating the Budget Committee on the FY 2019-20 budget process and seeking
feedback on budget direction.
KEY FACTS AND INFORMATION SUMMARY
At the December 18, 2018 Budget Committee meeting, the committee provided staff with
direction on the upcoming budget process. Since that meeting, departmental staff have
completed their budget entry, budget staff have modified the proposed process, Council met
to set goals for the next two years, and Council provided direction to staff on funding
recreation. The agenda for the joint Budget Committee meeting is as follows:
1) Review of Tigard's 2-year budget plan and specifically clarify why the budget changes in
year two are not just service reductions.
2) Update on Council direction on funding recreation and a preview of potential themes from
departmental budget requests.
3) Review of budget calendar for the Budget Committee.
4) Sharing of Council goals.
The primary direction needed in the meeting is verification that staff has incorporated
changes requested by the committee to provide a successful budget process.
OTHER ALTERNATIVES
Budget Committee may choose to change direction on the city's budget plan and request that
staff prepare a different budget than currently envisioned.
COUNCIL GOALS, POLICIES, APPROVED MASTER PLANS
N/A
DATES OF PREVIOUS COUNCIL CONSIDERATION
The Tigard City Council last met with the Budget Committee on December 18, 2018.
Attachments
PowerPoint
CITY OF TIGARD
Respect and Care I Do the Right Thing I Get it Done
_ '
TIGARD
FY 2019-2020
Budget Process
Budget Committee I February 19, 2019
I T 1 c i I TIG ,\ R I7
Budget Themes
Tigard is:
Financially Stable
Resource Constrained
► Service Level Challenged
( I 11 ( ) ( I I c , \ R D
Current FY 2018-2019 Budget
► Approved after defeat of Local Option Levy
► Implements 1st Year of 2-Year Service Cuts
Created Service Level Reserve
C ITY 01 T I G \ RI_)
Looking Ahead to FY 2019-20 Budget
2nd year of cuts are less due to actions of staff,
Budget Committee, and Council
Budget pivots to remaining services, CIP,
performance audits
Work towards a more focused Local Option
Levy and new Council Goals
( I -1 ' 1 O 1, TIG ARD
Why Has 1igar7s FY 2020 Budget Outlook Improved?
Increases in Revenue $1.5 MIL Budget Reductions
Land Use $170,000 Marijuana � � 5---1 1
$285 000 Savings from FY 2018
(mostly holding positions vacant)
Interest Income
Liquor $650 000 2020 CutsS 400K
$20,000 '
�. N
, . El
,�
Elimination
Hotel • Motel m �"' �a''�7 �� "�"� ' of Peer Court
$35,000 -AND- i
Interest rates exceeded
0
. N ,,Forecasting Revisions $340,000 the projected one percent. Changes to u
allocation
of 0
Combined with FY19 reductions, current services are sustainable. This does not address adequacy of service level. utility billing 1
( I I 1 OF TIGARD
Budget Preview
Implements Year 2 Budget Changes/Cuts
Recreation funded at pre-cut service level
through Parks and Recreation Fee increase.
Early themes from departments :
Updating enterprise/software systems
Data and business process analysis
Community Engagement
Asset Maintenance
CITY TIG ARD
�Y�• Nt' xt,.W,Yaw".,n � .m'll4t.K.i =w«W..race .„ .,�;'„ ,»a �u;„� .� a.iu:IrAe � t�J=� u . ��qW !.G a M.o;4o•,wo p.k`a..iq rmi..e lee.i'r.. .., .0 ..., a . .I .. ap � ...+,i A,+.w 3^kwu ae rc. AkF�.nl ..nSa,"�... I���,t o .. v � ..�. W „�ra.,ry�R ,.. �,
Budget Calendar
Proposed Budget Distributed and Budget Committee
Training on April 25 5 :00 — 8:00
► Q&A Walk-ins with Budget staff:
April 30, May, 1, 7, & 8 (Alternate times available)
Requests for White Papers due by May 9th
Budget Committee Meetings in Town Hall :
Saturday May 18 8:30 am — 5 :00 pm
Thursday May 23 6: 30 pm — 9 :00 pm
Budget Hearing on June 11th.
CITY OF TIGARD
Budget Committee Discussion
Sharing of Council Goal Setting
Agreement that appropriate steps have been
added to the process to make the budget
committee meetings successful .
Other?
AIS-3768 6.
Business Meeting
Meeting Date: 02/19/2019
Length (in minutes): 10 Minutes
Agenda Title: Legislative Public Hearing: Consider an Ordinance Amending Tigard
Municipal Code (TMC) 7.74 Emergency Operations
Prepared For: Brian Rager, Public Works Submitted By: Mike
Lueck,
Public
Works
Item Type: Ordinance Meeting Type: Council
Public Hearing - Legislative Business
Meeting -
Main
Public Hearing: Yes Publication Date: 12/31/2018
Information
ISSUE
Shall Council adopt an ordinance amending TMC 7.74, Emergency Operations, to update and
clarify the code?
STAFF RECOMMENDATION / ACTION REQUEST
Staff recommends adoption of the ordinance.
KEY FACTS AND INFORMATION SUMMARY
Tigard Municipal Code 7.74 governs the City's emergency operations, including declaration of
an emergency. After applying the code in an emergency preparedness exercise and comparing
the existing code to state statute, staff identified areas where clarification is necessary. The
proposed code amendment includes general housekeeping changes as well as reconciles the
process for a declaration of emergency with state law.
OTHER ALTERNATIVES
Council could choose not to adopt the ordinance to amend TMC 7.74 Emergency
Operations and inform staff on how to proceed during an emergency.
COUNCIL GOALS, POLICIES, APPROVED MASTER PLANS
None
DATES OF PREVIOUS COUNCIL CONSIDERATION
January 26, 2010
Attachments
Ordinance
Exhibit A
CITY OF TIGARD, OREGON
TIGARD CITY COUNCIL
ORDINANCE NO. 19-
AN ORDINANCE AMENDING CHAPTER 7.74 OF THE TIGARD MUNICIPAL CODE TO
UPDATE THE CITY'S EMERGENCY OPERATIONS PROCEDURES
WHEREAS, Chapter 7.74 of the Tigard Municipal Code establishes the City's emergency operations
procedures;and
WHEREAS,the existing Code is in need of updates for clarification and conformance with state statutes.
NOW,THEREFORE,THE CITY OF TIGARD ORDAINS AS FOLLOWS:
SECTION 1: Tigard City Council amends Chapter 7.74 of the Tigard Municipal Code as shown in the
attached Exhibit "A" (additional language is shown in underline and deleted text is shown
in,trikcthrough).
SECTION 2: This ordinance shall be effective 30 days after its passage by the Council, signature by the
Mayor,and posting by the City Recorder.
PASSED: By vote of all Council members present after being read by number
and title only, this day of , 2019.
Carol Krager,City Recorder
APPROVED: By Tigard City Council this day of ,2019.
Jason B. Snider,Mayor
Approved as to form:
City Attorney
ORDINANCE No. 19-
Page 1
Exhibit A
TIGARD MUNICIPAL CODE
Chapter 7.74 EMERGENCY OPERATIONS management plan, together with corresponding
hazard-specific plans and resource and call lists.
Sections: The plan shall sets out emergency procedures for
the city to implement when responding to various
7.74.000 Emergency Management Code types of significant emergencies. The plan shall be
7.74.010 Short Title is on file with the city recorder and also on the
7.74.020 Emergency Management Plan city's website. Internet at the following address:
7.74.030 Agreements http://www.tigard or.gov/city_hall/departments/
7.74.040 "Local Emergency"Defined public_works/emergcncy/dcfault.asp.
7.74.050 Adoption of the National
Incident Management System B. The plan may be changed or updated
7.74.060 Executive Responsibilities and from time to time as follows: The city council
Line of Succession shall have has authority to adopt or amend Section
7.74.070 Declaration and Ratification of 1, Administrative Overview, and Section la,
a Local Emergency Basic Plan, of the plan, as these sections serve as
7.74.080 Declaration of Emergency— the policy direction for emergency operations.
Authorized Procedures The emergency program manager shall have has
7.74.090 Violations—Penalties authority to amend other sections or documents
associated with the plan. (Ord. 10-03 §1)
7.74.000 Emergency Management Code
7.74.030 Agreements
Pursuant to ORS 401.305, related to the
emergency management powers of local In accordance with the city's procurement
governments, an emergency management agency procedures, the emergency program manager is
for the City of Tigard is established. Subject to the authorized to negotiate, prepare, and recommend
appointment by the city manager, the emergency agreements between the city and public agencies
program manager shall have has responsibility for or private parties in furtherance of the policies set
the organization, administration, and operation of forth in the plan. Emergency contracts shall may
the emergency management agency during an be entered into in accordance with Tigard's Public
emergency in accordance with the emergency Contracting Rules Section 80.010. (Ord. 10-03
management plan. (Ord. 10-03 §1) §1)
7.74.010 Short Title 7.74.040 "Local Emergency" Defined
Chapter 7.74 shall be known and may be A. A "local emergency" exists whenever
cited as the "Emergency Management Code" and the city or an area impacting part of the city is
also may be referred to herein as "this chapter." suffering, or in imminent danger of suffering, an
(Ord. 10-03 §1) incident that may cause injury or death to persons,
or damage to or destruction of property to the
7.74.020 Emergency Management Plan extent that extraordinary measures must be taken
to protect life,property, or the environment.
A. The emergency management plan
referred to herein consists of the emergency B. Such an incident shall may include, but
7-74-1
Exhibit A
TIGARD MUNICIPAL CODE
not be limited to, the following: fire, explosion, the duties identified under this chapter, the duties
flood, severe weather, landslide, drought, shall will be performed in the following order of
earthquake, volcanic activity, spills or releases of succession:
oil or hazardous material as defined in ORS
466.605, contamination, utility or transportation 1. Council president or council
emergencies, pandemic, disease, blight, member.
infestation, civil disturbance, riot, sabotage,
terrorist attack and war. The mayor, or the 2. City manager or the assistant city
mayor's successor, has the authority to declare a manager.
local emergency subject to the provisions of
Section 7.74.070.(Ord. 10-03 §1) 3. Police chief or the police chief s
designee.
7.74.050 Adoption of the National
Incident Management System 4. Public works director or the public
works director's designee.
The principles and policies of the National
Incident Management System (NIMS) shall serve B. The powers of the successor to the
as the foundation for the city's incident command, mayor shall be are limited to those granted under
coordination, and support activities. this chapter and the Charter. The duration of
succession shall will be until such time as the
A. To the extent possible, the city will mayor is able and available to perform his or her
utilize the Incident Command System (ICS) of duties.(Ord. 10-03 §1)
NIMS to manage major emergencies and disaster
operations within its jurisdiction. 7.74.070 Declaration and Ratification of
a Local Emergency
B. City staff responsible for managing
and/or supporting major emergency and disaster When the mayor, or the mayor's successor,
operations will be provided appropriate training determines that a local emergency exists, the
on NIMS, ICS and its core components. (Ord. 10- mayor,or the mayor's successor,shall will make a
03 §1) declaration to that effect,and within 24 hours, call
a special meeting of city council to ratify the
7.74.060 Executive Responsibilities and declaration of emergency. City council's
Line of Succession ratification of the declaration of emergency will
be by ordinance or resolution.
Notwithstanding the following, the city
manager is responsible for ensuring emergency A. A declaration of local emergency can be
management functions assigned under the plan are made to:
carried out.
1. Implement specific temporary local
A. The mayor, or the mayor's designee, measures which may be taken to protect life,
shall will administer the implementation of property,or the environment.
policies contained in the plan. If the mayor, for
any reason, is unable or unavailable to perform 2. Request assistance from the county
7-74-2
Exhibit A
TIGARD MUNICIPAL CODE
mor state,to include requesting a declaration of D. In addition to the requirements of
a"state of emergency"made by the governor. subsections B and C of this section, the
ratification by the city council of a local
3. Request the governor ask for a emergency shall must:
presidential "declaration of a major disaster or
emergency," which would initiate actions 1. State the duration of time for the
necessary for local governments and individuals declaration of the state of emergency during
to receive federal disaster assistance. which the dcsignatcd arca remain an emergency
area; and
B. The declaration by the mayor, or the
mayor's successor, of a local emergency shall 2. Approve or modify specific
must state the following: emergency measures recommended by the mayor,
or the mayor's successor, for the duration of the
1. The nature of the emergency; emergency period set forth in the declaration.
2. Location or geographic area E. The declaration of a local emergency,as
affected; ratified by city council, must limit the duration of
the state of emergency to the period of time
3. Description of emergency during which the conditions giving rise to the
conditions or threat; declaration exist or are likely to remain in
existence, declared by the mayor, or the mayor's
4. Description of damage or potential . , ..
damage,if any;and declaration, but shall not exceed two weeks in
5. Specific measures to be taken to . - •: . , ..
protect lives and properties. (Ord. 10-03 § 1)
C. If a declaration is made to request 7.74.080 Declaration of Emergency—
assistance, in addition to the statements required Authorized Procedures
in subsection B of this section, the declaration
shall must include: Whenever a local emergency has been
declared to exist within the city, one or more of
1. Resources committed and actions the following temporary emergency measures
initiated by the city to stabilize the situation; may be taken to protect life, property, or the
environment:
2. A statement requesting the
governor consider the city an "emergency area," A. Establishment of a curfew for the area
declare a state of emergency, and, if warranted, designated as an emergency area which fixes the
request a presidential declaration;and hours during which all persons, other than
officially recognized personnel, may be upon the
3. The type of assistance and public streets or other public places.
resources required.
B. Prohibition or limitation of the number
7-74-3
Exhibit A
TIGARD MUNICIPAL CODE
of persons who may gather or congregate upon
any public street, public area, or any outdoor place 7.74.090 Violations—Penalties.
within the area designated as an emergency area.
No person shall knowingly violate any
C. Barricading of streets and other areas. regulation promulgated pursuant to this chapter,
Vehicular and pedestrian traffic may be prohibited and imposed in a state of emergency declared
or regulated on streets leading to areas designated .. .. - •. -
as emergency areas for such distance as may be knowingly violate any reasonable order issued by
deemed necessary under the circumstances. city emergency personnel during periods of
declared emergency. Violation Knowing violation
D. Mandatory evacuation of persons €ren} of an emergency regulation or order issued by city
designated emergency areas. when necessary for emergency personnel during periods of a declared
public safety or when necessary for the efficient emergency is a Class 1 civil infraction and shall
conduct of activities that minimize or mitigate the may be prosecuted as set forth in Chapter 1.16 of
effects of the emergency. the Tigard Municipal Code, except that,
notwithstanding Section 1.16.640.A.1, the
E. Prohibit or restrict the sale of alcoholic minimum fine upon conviction shall-be is not less
beverages. than $250 and not more than $1,000 per offense.
Each day of violation (hall will be deemed a
F. Prohibit or restrict the sale of gasoline or separate offense for purposes of imposition of
other flammable liquids. penalty.(Ord. 12-01 §2;Ord. 10-03 §1) ■
G. Prohibit or restrict the sale, carrying or
possession of any weapons or explosives of any
kind on public streets, public places, or any
outdoor place.
H. Curtailment or suspension of
commercial activity.
I. Interruption or termination of water,gas,
or electrical service.
J. Redirection of city funds for emergency
use and suspension of standard city procurement
procedures.
K. Other measures which are imminently
necessary for the protection of life, property, or
the environment, including entering into or upon
private property to prevent or minimize danger to
lives, property, or the environment. (Ord. 10-03
§1)
7-74-4
AGENDA ITEM No. 6 Date: February 19, 2019
TESTIMONY
SIGN-UP SHEETS
Please sign on the following page(s) if you wish to testify before City Council on:
Legislative Public Hearing -
Consider an Ordinance Amending
Tigard Municipal Code (TMC) 7.74 -
Emergency Operations
This is a City of Tigard public meeting, subject to the State of Oregon's public meeting and
records laws. All written and oral testimony become part of the public record and is openly
available to all members of the public. The names and addresses of persons who attend or
participate in City of Tigard public meetings will be included in the meeting minutes,
which is a public record
Due to Time Constraints
City Council May Impose
A Time Limit on Testimony
AGENDA ITEM No. 6 Date: February 19, 2019
PLEASE PRINT
This is a City of Tigard public meeting, subject to the State of Oregon's public meeting and
records laws. All written and oral testimony become part of the public record and is openly
available to all members of the public. The names and addresses ofpersons who attend or
participate in City of Tigard public meetings will be included in the meeting minutes,
which is a public record.
Proponent—(Speaking In Favor) Opponent—(Speaking Against) Neutral
Name,Address&Phone No. Name,Address&Phone No. Name,Address&Phone No.
Name,Address&Phone No. Name,Address&Phone No. Name,Address&Phone No.
Name,Address&Phone No. Name,Addres Phone N . Name,Address&Phone No.
Y
Name,Address&Phone No. Name,Address&Phone No. Name,Address&Phone No.
Name,Address&Phone No. Name,Address&Phone No. Name,Address&Phone No.
SUPPLEMENTAL PACKET
FOR-aii`die G=,
(DATE OF MEETING)
ELECTED OFFICIALS'
EMERGENCY OPERATIONS GUIDE
i
r
r
T I GARD
City of Tigard
January 2019
services system as prescribed in Oregon Revised Statutes (ORS) 401. This
is accomplished through the prevention, mitigation, and management of
emergencies or disasters that present a threat to the lives and property of Table of Contents
citizens and visitors to the State of Oregon.
OERS-Oregon Emergency Response System-OERS is the primary point of
contact by which any public agency provides the state notification of an I. Introduction
emergency or disaster, or requests access to state or federal resources. The
purpose of the Oregon Emergency Response System is to coordinate and II. Emergency Management Authority
manage state resources in response to natural and technological • State
emergencies and civil unrest involving multi-jurisdictional cooperation • Regional
between all levels of government and the private sector. • County
• City
ORS-Oregon Revised Statutes-The codified laws of the state of Oregon. • Special District
PIO-Public Information Officer-The Public Information Officer is the point III. References
of contact for the media and for other organizations seeking general
information directly from the incident scene or from the Emergency IV. The Emergency Operations System(people, facilities,organization)
Operations Center.
SOLO - Single Overriding Communications Objective - Key public V. The Emergency/Disaster Declaration Process:
• City/County Level
communications point or objective • State Level
SOG - Standard Operating Guideline - Similar to Standard Operating • Federal Level
Procedures(SOP),but typically less prescriptive.
VI. Incident Action Checklists
SOP-Standard Operating Procedures (SOP) - Describe primary and back- VII. Personal Preparedness
up facilities, communications capabilities, activation processes, staffing,
initial priorities and work responsibilities, operating and reporting VIII.Key Contacts
procedures, etc. SOPs are used by many agencies to implement
responsibilities contained in their EOP's.
IX. Media Guide(Tips for working with the media)
WCCCA-Washington County Consolidated Communications Agency - The X. Training Recommendations
Washington County agency established to provide 9-1-1 service and public
safety communications for participating police, fire, and emergency medical
service agencies and for other governments under contract. XI. Glossary
34
may be organized by ICS functions (i.e., Command, Operations, Planning,
etc.), by discipline (e.g., fire, public works, law enforcement, emergency
medical services, etc.), by jurisdiction (e.g., federal, state, regional, county,
city,district,tribal),or some combination thereof.
EOP - Emergency Operations Plan - The "steady-state" emergency plan
maintained by state and local governments for responding to a wide variety
of potential hazards.
FEMA - Federal Emergency Management Agency - The federal agency
established to coordinate and oversee federal assistance to state and local
governments in the event of major disasters.
ICS- Incident Command System - A management system used to provide
effective incident management through the identification of specific roles
and responsibilities and chain-of-command. The ICS utilizes functional
groupings of tasks,management by objectives,and unified command.
NGO-Nongovernmental Organization-Any nonprofit organization which is
independent from government. NGOs are typically value-based
organizations which depend, in whole or in part,on charitable contributions
and voluntary service. NGOs pursue activities to relieve suffering, promote
the interests of the poor, protect the environment, provide basic social
services, or undertake community development. Examples of emergency-
focused NGOs include the American Red Cross and many faith-based
charity organizations.
NIMS - National Incident Management System - A system mandated by
HSPD-5 that provides a consistent nationwide approach for federal, state,
local, and tribal governments, the private-sector, and nongovernmental
organizations to work effectively and efficiently together to prepare for,
respond to, and recover from domestic incidents, regardless of cause, size,
or complexity. To provide for interoperability and compatibility among
federal, state, local, and tribal capabilities, the NIMS includes a core set of
concepts, principles, and terminology. HSPD-5 identifies these as the ICS;
Multi-Agency Coordination Systems; training; identification and
management of resources (including systems for classifying types of
resources); qualification and certification; and the collection, tracking, and
reporting of incident information and incident resources.
NRP-National Response Plan-A plan mandated by HSPD-5 that integrates
federal domestic prevention, preparedness, response, and recovery plans
into one all-discipline,all-hazards plan.
OEM - Oregon Emergency Management - The state agency responsible for
execution of the Governor's responsibilities to maintain an emergency
33
Section XI-Glossary Section I-Introduction
AOC-Agency Operations Center-The EOC for a state agency(e.g., ODOT, This Emergency Operations Guide is intended as a reference for elected
DEQ,ODF). officials in Washington County and the City of Tigard when preparing for
and responding to a local emergency or disaster. It includes important
BCP - Business Continuity Plan - All encompassing term covering both information about the emergency management system and processes,
disaster recovery planning and business resumption planning. This emergency contacts,and an incident checklist.
umbrella term also refers to other aspects of disaster recovery, such as
emergency management, human resources, media or press relations, etc. As an elected official, you are encouraged to become familiar with the
From the National Institute of Standards and Technology perspective, BCP information in the guide before disaster strikes, and to use it during an
identifies procedures for sustaining essential business operations while actual emergency to help optimize your effectiveness.
recovering from a significant disruption.
A"GOLDEN RULE"for every emergency is to:
COOP- Continuity of Operations - A public enterprise's ability to survive 1. Maintain your composure;
and sustain critical core business operations and functions during an 2. Assess the situation;
unforeseen emergency or disaster. Continuity of operations is essential for 3. Understand your authority and responsibility;and
the welfare of any organization in order to mitigate the negative effects of an 4. Take appropriate action
interruption.
Personal and family safety and security should be a key element of
COG - Continuity of Government - The principle of establishing defined your initial situation assessment.
procedures that allow a government to continue its essential operations in
case of a disaster or emergency. _ Your performance during an emergency will be heavily dependent upon
individual and family preparedness. If you have prepared adequately, you
DOC - Department Operations Center - A centralized location established will be able to respond with greater confidence knowing that your family is
during minor emergencies and disasters from which a single department safe and capable of managing on their own.
can receive information pertaining to an incident and from which they can
provide direction, coordination, and support to department emergency Included in this guide are checklists to help you build a 2-week emergency
operations including deployed field resources. kit, set up a family emergency contact plan, and identify other actions that,
if taken before disaster strikes, can increase your survivability and
EAS - Emergency Alert System - A digital technology (voice/text) effectiveness. In addition to the actions prompted by the checklists, there
communications system consisting of broadcast stations and are a number of community programs,including the Community Emergency
interconnecting facilities authorized by the Federal Communications Response Team (CERT) program, Map Your Neighborhood (MYN) program
Commission. The system provides the President and other national, state, available to help you and your family prepare for disaster.
and local officials the means to broadcast emergency information to the
public before,during,and after disasters. Once your personal and family safety and security are assured,you can
more effectively focus your attention on the disaster and its impact on
ECC- Emergency Coordination Center - Similar to an EOC, but does not the community.
exercise control of resources. An ECC coordinates and supports the
incident response activities of other organizations. As an elected official, you play an important community role during
disasters by:
EOC - Emergency Operations Center - The physical location where the • Providing information, advice,and support to the Chief Executive Official
coordination of information and resources to support domestic incident and emergency response staff;
management activities normally takes place. An EOC may be a temporary • Reassuring citizens through your presence and leadership;
facility or may be located in a more central or permanently established
facility,perhaps at a higher level of organization within a jurisdiction. EOCs
32 1
• Coordinating with elected officials and senior executives from other together to prevent or respond to threats and incidents regardless of cause,
jurisdictions,agencies,and businesses;and size,or complexity.
• Declaring an emergency, formulating policy, and taking other regulatory http://training.fema.gov/EMIWeb/IS/is800.asp
actions necessary to facilitate response and recovery operations and
maintain government continuity. IS-701.A:NIMS Multiagency Coordination System(MACS)Course
This course introduces Multiagency Coordination(MAC)Systems as
described in the National Incident Management System(NIMS),and shows
how these systems can be used to improve incident response. MAC Systems
consist of a combination of elements:personnel,procedures,protocols,
business practices,and communications integrated into a common system.
After taking this course,you should be able to improve the overall
coordination with,and support for,incident management by developing and
operating within MAC Systems.
http://training.fema.gov/EMIWeb/IS/is701.a.asp
IS-702.A:National Incident Management System(NIMS)Public
Information Systems:The National Incident Management System(NIMS)
provides a consistent nationwide template to enable all government,private-
sector,and nongovernmental organizations to work together during
domestic incidents.This includes public information.The public
information systems described in NIMS are designed to effectively manage
public information at an incident,regardless of the size and complexity of
the situation or the number of entities involved in the response.
http://training.fema.gov/EMIWeb/IS/is702.a.asp
IS-200.B: ICS for Single Resources and Initial Action Incidents: ICS 200
is designed to enable personnel to operate efficiently during an incident or
event within the Incident Command System(ICS).ICS-200 provides training
on and resources for personnel who are likely to assume a supervisory
position within the ICS.
2 31
ti
Section X-Training Recommendations Section II-Emergency Management Authority
Additional information that can enhance understanding of your emergency State of Oregon
role and responsibilities is available through FEMA's on-line independent
study program. A. As noted in ORS 401, it is declared to be the policy and intent of the
Oregon Legislative Assembly that preparations for emergencies and
ICS 100,Introduction to the Incident Command System, introduces the governmental responsibility for responding to emergencies be placed at
Incident Command System (ICS) and provides the foundation for higher the local government level. The state shall prepare for emergencies, but
level ICS training. This course describes the history, features and shall not assume authority or responsibility for responding to such an
principles, and organizational structure of the Incident Command System. event unless the appropriate response is beyond the capability of the city
It also explains the relationship between ICS and the National Incident and county in which it occurs, the city or county fails to act, or the
Management System(NIMS). emergency involves two or more counties.
http://training.fema.gov/EMIWeb/IS/is 100.asp
The Governor is responsible for the emergency services system within the
ICS 402 (EMI G402), Incident Command System (ICS) Overview for State of Oregon. The executive officer or governing body of each county
Executives, is an ICS orientation for executives, administrators, and policy or city of the state is responsible for the emergency services system
makers. It provides a basic understanding of ICS, unified and area within that jurisdiction.
command, and multi-agency coordination to those persons responsible for
establishing or implementing policy, but who normally are not part of the The Governor may declare an emergency by proclamation at the request
on-scene ICS organization. The course also discusses responsibilities and of a county governing body or after determining that an emergency has
information transfer between executives and incident commanders. occurred or is imminent. When an emergency is declared, the Governor
http://training.fema.gov/emiweb/pub/g402.asp has very broad authority to exercise police powers, regulate commerce,
control transportation,remove debris,and more.
IS 700,National Incident Management System(NIMS),An Introduction,
describes the key concepts and principles of the NIMS, and the benefits of B. Pursuant to ORS 433.441, the Governor may declare a state of
using the system for domestic incident response. On February 28, 2003, impending public health crisis. Such a declaration gives power to the
President Bush issued Homeland Security Presidential Directive-5. HSPD-5 Oregon Department of Human Services to order, authorize, and adopt
directed the Secretary of Homeland Security to develop and administer a reporting requirements, diagnostic and treatment protocols, public
National Incident Management System. The NIMS provides a consistent health measures including temporary isolation and quarantine, and
nationwide template to enable all government, private-sector, and other reasonable administrative actions, and to impose civil penalties for
nongovernmental organizations to work together during domestic incidents, non-compliance.
http://training.fema.gov/EMIWeb/IS/is700.asp
C. Under ORS 431.045, Oregon State Public Health (OSPH) has full power
IS 800,National Response Plan,An Introduction,introduces the National in the control of communicable diseases. All state and local public
Response Plan (NRP), including the concept of operations upon which the health officers and employees, including peace officers, are authorized to
plan is built, the roles and responsibilities of the key players, and the enforce rules adopted by OSPH relating to public health and other health
organizational structures used to manage these resources. The NRP matters subject to state authority.
provides a framework to ensure that we can all work together when the
Nation is threatened. The NRP specifies how the resources of the federal D. When the Oregon State Fire Marshal believes that a fire is causing, or
government will work in concert with state, local, and tribal governments may cause, undue jeopardy to life and/or property, the Governor may
and the private sector to respond to incidents of national significance. The invoke the Emergency Conflagration Act (ORS 476) and mobilize local
NRP is predicated on the National Incident Management System (NIMS). firefighting resources. The Oregon Fire Service Mobilization Plan outlines
Together, the NRP and the NIMS provide a nationwide template for working the process and procedures for mobilization and provides a mechanism
for reimbursement of costs by the state. The State Fire Marshal can use
30 3
J
the Plan, without invocation of the Act, for non-fire emergencies. • If the news is bad (and it's obviously going to get out), break the story
However,cost reimbursement is not provided in these circumstances. yourself and get it over and done with as quickly as possible.
• Coordinate with legal counsel, but make sure counsel understands the
Portland Metropolitan Region public relations ramifications of the situation. You can win in a court of
law,but still lose in the court of public opinion.
A. The Oregon Office of Emergency Management (OEM) has created • If your agency has messed up,confess and repent.
Homeland Security regions throughout the state but those regions • Focus on solutions,not the problem at hand.
currently have no staff, resources, defined responsibilities, or emergency • Don't be defensive. Express concern when bad things happen. You can
management authority. Washington County is in Homeland Security express concern without taking responsibility or assigning fault.
Region 2,which includes the four metropolitan area counties, along with
Tillamook and Clatsop counties. For more information
B. Metro, the area's regional government, has no specific emergency The Federal Communicator's Network has posted its 63-page
management authority but does have important responsibility for debris Communicator's Guide as a downloadable PDF document. Go to
management,a critical emergency response and recovery function. www.fcn.gov.
Washington County "Winning with the News Media: A Self-Defense Manual When You're the
Story," written and self-published by former investigative reporter Clarence
As required by ORS 401.305, all Oregon counties must maintain an Jones. The book is available through most major online book dealers, i.e.,
emergency operations plan (EOP) and emergency operations center (EOC), Amazon, Borders, etc. It can also be ordered directly at www.winning-
and utilize an incident command structure for management of a coordinated newsmedia.com.
response by all local emergency service agencies. Each county may, by
ordinance or resolution, establish procedures to respond to or recover from
an emergency including provisions for declaring an emergency and ordering
mandatory evacuations. Furthermore, each Oregon County is expected to
coordinate emergency management program activity with its cities,districts,
and other local governments and to be the conduit between local
governments and the state during emergency response and recovery
operations.
A. Washington County maintains a comprehensive EOP and has
established a primary EOC at the Washington County Law Enforcement
Center in Hillsboro. It maintains a secondary EOC at the county 9-1-1
Center.
B. The County Board of Health (the Board of County Commissioners for
Washington County) is the county policymaking body in implementing
the duties of local departments of health. Activities include
epidemiology, control of preventable diseases and disorders, and
environmental health services. The Director of the Washington County
Department of Health and Human Services possesses the powers of a
constable or other peace officer in all matters pertaining to public health.
C. The following Washington County codes and resolutions establish the
authority for the county's emergency operations activities:
4 29
• You're always on the record,and probably being taped. 1. County Code, Chapter 8.36, also known as the Emergency Services
• Respect deadlines;it's important to get it right and get it fast. Code,specifies criteria for declaring an emergency and gives the Chair
• If you're not the best source,connect reporters with whoever is. of the Board of County Commissioners authority to do so(if the Board
• Know what areas are sensitive for your agency and when to pass the is not available). It also describes the list of emergency powers that
buck. may be invoked in an emergency declaration.
• Provide equal treatment for all reporters.
• Don't assume reporters know anything about your agency and its work. 2. County Minute Order# 91-354 establishes an Emergency Operations
• Stick to confirmed,verifiable facts. Do the play-by-play and not the color Plan to be implemented by county department heads and agencies,
commentary. volunteer groups and others. The plan is to be used for the
• Deal only with your agency's area of expertise and involvement. management of all disasters affecting Washington County.
• If you can't comment on something,explain why in general terms.
• It's okay to admit you don't know something. 3. County Resolution # 05-150 adopts the Incident Command System
(ICS) promulgated by the National Incident Management System
• Avoid using acronyms and agency jargon. Consider your audience. (NIMS)for managing emergency situations.
• Make your point as succinctly as possible, and repeat it as many
different ways as you can. City of Tigard
• Ignore tape recorders and cameras. Look reporters in the eye and have
one-on-one conversations. As noted in ORS 401.305, Oregon cities may establish or maintain an
• Be proactive. Have an agenda for every interview, with key points to emergency management program. If they choose to do so, they must,
make. maintain a current Emergency Operations Plan (EOP) and Emergency
• Never look up or down when you're on camera. Operations Center (EOC), and utilize an incident command structure for
• Never argue with anyone who buys ink by the barrel or videotape by the management of a coordinated response by all local emergency service
case. agencies. Cities may, by ordinance or resolution, establish procedures to
• Stay calm and composed...no matter what. Don't let your reaction to a respond to or recover from an emergency including provisions for declaring
story overshadow the story. an emergency and ordering mandatory evacuations. Furthermore, each
Oregon city is expected to coordinate its emergency management program
When the news hits the fan activity with its county and to work with and through the county during
emergency response and recovery operations.
• Be prepared. Know in advance what agency policy is on release of
information and who is authorized to speak. A. The City of Tigard maintains a comprehensive EOP and has established a
• Know the law. Oregon public records law, for example, spells out the primary EOC at the Public Works building located 8777 SW Burnham St.
rules for release of information on employee discipline. It maintains a secondary EOC at the Tigard Public Library in the
• Collect background materials on the agency (e.g., organizational Community Room located at 13500 SW Hall Blvd.
overview,service area,and key statistics).
• Don't hesitate to brainstorm"worst case" scenarios. What would we do B. The following city ordinances and resolutions establish the authority for
if...?Watch other organizations in the media hot seat. the city's emergency operations activities:
• Don't overlook internal communications; let employees know what's
going on. They are key communicators both on and off the job. 1. Tigard Ordinance # 96-38 establishes an Emergency Management
• Make sure telephone receptionists have a "script" and know where to Operations Basic Policy to be implemented by the City Manager. The
refer calls. city is'to mitigate and prepare for unforeseen events which affect the
• Put yourself in the reporter's place...what would YOU ask? health and safety of city residents in a manner that protects life and
• Consider long-term effects,such as litigation. property." The policy further should direct that all hazards are
• Release as much information as possible. Be aware that some addressed.
information you have been provided may not be releasable to the media
or public.
28 5
2.Tigard Resolution#5-58 adopts the Incident Command Systems(ICS) stories...usually no longer than 30 seconds to a minute. Typically have two
developed by the National Incident Management System (NIMS) for or three deadlines a day. Conduct most intimidating interviews with a
managing emergency situations. combination of video and audio taping.
3. Tigard Ordinance # 96-38 Also known as the Emergency Code, Wire Service-Supplies newsrooms with stories on a regional and national
specifies criteria for declaring an emergency and gives the City basis. Stories are produced in print format but can be written for
Manager authority to do so if the Mayor or Council are not available. broadcast. Good way to get basic story out to a large audience.
It also describes the list of Emergency Powers that may be invoked in
an emergency declaration. Internet/Social Media - Rapidly becoming a major force in news. Most
news organizations post stories on the Web. Many agencies post news
4. Tigard Ordinance# 10-03 Pursuant to ORS 401.305,related to the releases,as well. Periodic searches can protect agency reputation.
emergency management powers of local governments,an emergency
management agency for the City of Tigard is established.Subject to What do reporters want?
the appointment by the city manager,the emergency program
manager shall have responsibility for the organization, Information-Who, what, when,where, how, and why. Also, "how much"
administration,and operation of the emergency management agency when appropriate.
during an emergency in accordance with the emergency management
plan.(Ord. 10-03§1) Access - To information in the form of people and documents and to
facilities and event locations for visuals.
What makes news?
News value varies from community to community and day to day. General
factors include: controversy, change, issues of broad interest, public
expenditures,and compelling visuals.
Legal considerations
The media have a constitutionally-protected right to cover the news. Be
familiar with Oregon Public Records and Meetings Law. At events,
remember that the media has the right to be at least as close as the general
public and take pictures from there. Public spaces are photographic "free
fire"zones.
Always have a"SOCO"
Every time you interview with a reporter, you should have a "Single
Overriding Communications Objective" (SOCO). Ask yourself"what is the
one message the audience needs to take away from the story?" Identify the
three key facts or statistics you'd like the public to remember. In one
sentence or two,state your key point or objective in doing the interview.
Rules for surviving interviews
• Honesty,honesty,honesty.
6 27
Section IX-Media Guide Section III -References
Experience has shown that major incidents often result in intense media Plans
attention from both local and national news agencies. In addition, an
informed community can assist local government response. It is also true City of Tigard's Emergency Operations Plan(EOP)-Outlines operational
that a disaster organization which is not a center of information will find it concepts and assigns responsibilities and activities to organizations and
difficult to remain a center of control. Coordination with the media, and individuals for carrying out specific response functions in the event of an
orchestration of an effective response from the entire community, can best emergency or disaster, identifies hazard-specific actions, and designates
be accomplished by establishing a procedure which provides complete and lead agency responsibility for hazard-specific situations.
accurate information before, during, and after an emergency. Effective
public information can enhance respect and understanding of local City of Tigard's Continuity of Operations (COOP) Plan - Prioritizes
government, as well as aid in response to emergencies. Information on critical services and activities in order of importance for periods of limited
Tigard's Public Information process can be found in the EOP Section FA-F. capacity characterized by a disaster or emergency situation. It establishes
policies and procedures, back-up capability, requirements, and staffing
Here are some key proven points to help you when dealing with the media. needed to expeditiously restore critical services.
Why work with the media? City of Tigard's Natural Hazard Mitigation Plan Addendum-Documents
and assesses the most likely natural hazard threats facing a jurisdiction,
You have to. Oregon public records and meetings law requires a high identifies and prioritizes actions that can be taken prior to an incident that
degree of transparency in public agencies. In addition, the media provides can lessen the impacts of the incident, and identifies the stakeholders who
the fastest and most cost-effective way to inform and educate your citizens may assist with implementation of the identified actions.
about the work, challenges, and needs of your organization. Most citizens -
form their opinions of your organization based on news coverage. In a"bad State of Oregon Emergency Operations Plan - Similar in purpose to a
news" situation, the media will do the story with or without your local agency EOP but applicable statewide. It outlines operational concepts
help...you'll probably be happier with the results if you make an effort to tell and assigns responsibilities and activities to state agencies and
your side of the story. - organizations for carrying out specific response functions in the event of an
emergency or disaster, identifies hazard-specific actions, and designates
Type and style differences among the media lead agency responsibility for hazard-specific situations.
Newspaper- Provides permanent record of events with the highest level of State of Oregon Enhanced Natural Hazard Mitigation Plan- Similar in
detail of any medium. Typically has one deadline each day/week. Uses purpose to a local agency natural hazards mitigation plan but applicable
beat reporting system. Often referred back to for subsequent stories and statewide. It documents and assesses the most likely natural hazard
updates, indicating strong need to correct errors. Read by other media. threats facing the state, identifies and prioritizes actions that can be taken
Interviews are typically one-on-one conversations in person or over the prior to an incident that can lessen the impacts of the incident, and
phone. Be prepared with a lot of details. identifies the stakeholders who may assist with implementation of the
identified actions.
Radio-Most mobile medium. Requires the least of its audience. Typically
has hourly deadline. Can go on instantly with breaking or major news. National Response Plan (NRP) - The National Response Plan integrates
Provides short stories...two to four sentences at most. Small reporting staff federal domestic prevention, preparedness, response, and recovery plans
does most work over the phone. Learn to tell your story(ies) in 14 seconds into one all-discipline,all-hazards plan.The NRP is activated for incidents of
or less. national significance. FEMA and other federal resources are assigned to
support state and local response and recovery operations through the plan.
Television-Where most folks get their news. Has visual orientation. Uses These agencies may activate at or near the state's emergency center and
a combination of journalism and show business. Provides short
26 7
staff prescribed Emergency Support Functions (ESFs) as necessary to meet Section VIII -Key Contacts
state and local needs.
Procedures All elected officials are encouraged to develop and maintain an emergency
contact list with personal and business numbers for key personnel with
City of Tigard's Emergency Operations Center (EOC) Standard whom they will coordinate strategic policies and information. These
Operating Procedures (SOP) - Describes primary and back-up facilities, personnel should include:
communications capabilities, activation processes, staffing, initial work
priorities,and operating and reporting procedures. Internal
Standard Operating Guidelines • Agency executive staff and department heads with emergency response
duties. Include staff from special districts or other agencies providing
Directives these functions within your jurisdiction.
- Fire
City of Tigard's Emergency Management Directive - Identifies the - Law Enforcement
mission, strategic goals, and objectives of the program; describes - Public Works(Transportation,Transit,Airport,etc.)
management policies; designates the chain of command; and assigns roles - Utilities(Electrical,Water,Sewer,Communications,etc.)
and responsibilities.
- Emergency Management
Hazard Analyses -
Public Health
- 9-1-1
City of Tigard's Hazard Analysis and Vulnerability/Risk Assessment - • Agency PIO(if not included in preceding items)
Provides a systematic assessment and prioritization of likely • Agency EOC(primary and alternate)
emergencies/disasters by analyzing history, vulnerability and probability. • Critical businesses (including private utilities) within your agency
The assessment provides the foundation for mitigation, emergency boundaries
operations and recovery planning,and other preparedness strategies. • Important nongovernmental organizations serving your jurisdiction (e.g.
American Red Cross,Community Action Organization,etc.)
• Any 24-hour emergency or information line and Website maintained by
your agency(including recorded information)
External
• Other local elected officials as well as those at the regional, state, and
federal levels
• Other important emergency centers(e.g.,county EOC for city and district
officials and sate ECC for county officials)
• Any 24-hour emergency or information line and Website maintained by
other jurisdictions that are likely to contain relevant information
(including recorded information)
8 25
• A battery-powered radio Section IV-The Emergency Operations System
• One or more flashlights, at least one of which can be used in a"hands-
free"mode
• Extra batteries for anything in your kit that needs them Incident Command
• Critical documents and contact information (e.g., important phone
numbers [utilities, pharmacies, schools] and copies of birth certificates, ORS 401.305 requires all counties and any cities with an emergency
passports,insurance policies,and other proof of identity and ownership) management agency to establish an incident command structure for
• Cash(quarters and small bills and travelers checks) management of a coordinated response. Homeland Security Presidential
• A current map of the area Directive 5 (HSPD-5) encourages all jurisdictions to utilize the National
• Spare personal items(e.g.,toiletries,glasses,and hearing-aids/batteries) Incident Management System (NIMS) for all emergency operations. The
• One to two weeks'worth of whatever you can't live without. If you rely NIMS adopts the Incident Command System (ICS) as the preferred national
on medication, home oxygen, powered life-support equipment, or other system for incident command. Jurisdictions who accept Homeland Security
critical items, don't rely on pharmacies or other suppliers to be open or and other emergency preparedness grants are required to adopt the NIMS
able to restock immediately after a disaster. Even when emergency and use the ICS for management of all domestic incidents. City of Tigard
shelters are opened and people can be fed and housed,certain materials has adopted the NIMS.
may be unavailable or in short supply for an extended period of time.
A. National Incident Management System(NIMS)
As noted earlier in this guide, the effectiveness of your response as an
elected official will be significantly impacted by the confidence you The NIMS provides a consistent nationwide template to enable federal,
have in the safety and security of your family. state, local, and tribal governments and private-sector and
nongovernmental organizations to work together effectively and efficiently
to prepare for, prevent, respond to, and recover from domestic incidents,
regardless of cause, size, or complexity, including acts of terrorism. The
NIMS represents a core set of doctrine,concepts,principles, terminology,
and organizational processes to enable effective, efficient, and
collaborative incident management at all levels. Using the comprehensive
framework provided by the NIMS provides the structure and mechanisms
for national-level policy and operational direction for federal support to
state,local,and tribal incident managers and for exercising direct federal
authorities and responsibilities as appropriate under the law.
B. Incident Command System(ICS)
The ICS is a management tool which operates within the framework of
the NIMS and can be used on any kind or size of incident. It can also be
used as a management system for planned, non-emergency events. The
primary objective of the ICS is the safe application of resources to
effectively and efficiently manage and mitigate an incident.
At an incident involving any type of response activities,command,
resource control,and communication must exist to ensure effective
incident management.
24 9
Section VII-Personal Preparedness
• Command-An incident commander is needed to:
o Assess the situation and resources
o Develop and implement an appropriate action plan No matter how prepared public safety agencies are to respond to
o Monitor the effectiveness of the plan emergencies, they are never able to get to everyone as fast as they'd like to
o Review/modify the plan as changes occur in a disaster. The public safety agency itself will be a victim of the disaster,
o Maintain command and control throughout the incident until will be hampered in their response by damage to roads, bridges, and
relieved or hand-off occurs communications systems, and will be overwhelmed by emergency calls. In
• Resource Control-Resources must be properly directed to maximize view of these impacts and limitations, it's important that all citizens be
their utilization prepared to fend for themselves in the first hours and perhaps days of a
• Communication-In order to orchestrate and coordinate the use of major emergency.
resources at an incident, all members of the incident response team
must be linked by: The following actions are recommended for every household:
o A well defined organizational structure
o Clear lines of communication Develop a Plan
The ICS provides for effective command, resource control, and Prepare a plan that address or includes the following elements:
communication through the following organizational and operational • Evacuation-A plan for evacuating your home and office in case of fire or
components: other emergency
• A standardized and modular organizational structure • Reunification - A plan for reunifying with your family or coworkers
• Common and standardized terminology following a home or office evacuation
• Span-of-control criteria for incident management personnel • Emergency Contacts - Contact information for family members and an
• An integrated approach to communications - out-of-area contact that you and your family can check in with in case
• Unified Command for multi-jurisdictional or multi-discipline incidents you can't reunite right away
• A comprehensive resource management scheme • Pets-A plan for management of your pet(s)if forced from your home
• A standardized action planning process and consolidated action plans
Obtain Training
C. Incident Commander(IC)
• First Aid-Attend basic first aid and CPR classes
The IC is the individual responsible for all incident activities,including • Fire Suppression-Learn how to use a fire extinguisher
the development of strategies and tactics,the ordering and release of • Utility Shutoff - Know where utility shutoffs are located and how to
resources,and release of public information.The IC has overall authority operate them
and responsibility for conducting incident operations and is responsible
for the management of all incident operations at the incident site. In the Create and Maintain an Emergency Supplies Kit
case of multiple incident scenes,each incident will have a separate IC
who is responsible for management of the resources assigned and the • Food and drinking water for 14-21 days; a 4 week supply is even better.
information related to that incident. Stock nonperishable items that you and your family will eat and don't
forget a can opener.
Incident Resources • Temporary shelter in case your home is uninhabitable (e.g., tent,
sleeping bag,or camper)
The resources needed for response to local emergencies are available from a • A first-aid kit and a tool kit
number of sources. The first source is the local agency or agencies • A way to heat or cook(e.g.,Sterno,outdoor grill,or camp stove)
impacted by the emergency. Those resources can take several forms • Clothing for several days including outerwear and sturdy footwear
including people,equipment,and equipment with people and can be applied • Appropriate supplies for infants, seniors,and others with special needs
in operational, advisory, and administrative support functions. The • Supplies for pets
10 23
Identify regulatory actions necessary to protect the public and resources may be deployed individually or be organized into larger groups
facilitate response and recovery activities(TMC 7-74) such as crews, teams, task forces, and strike teams. Local resources may
• Emergency declarations also include people and equipment from nongovernmental organizations
• Chain of succession (e.g., the Red Cross and Humane Society), existing volunteer groups (e.g.,
• Intergovernmental obligations for service/mutual aid Amateur Radio Emergency Services and Community Emergency Response
• Social controls Teams), and spontaneous or emergent volunteers. Contract resources may
• Price controls also be utilized.
• Suspension or alteration of administrative/financial policies
• Other actions When the resources of local government are heavily tasked or exhausted,
mutual aid resources from other local governments may be available. Those
POLITICAL ISSUES resources can be provided pursuant to pre-signed agreements between the
governments, through a statewide mutual aid agreement, or through an
Identify process logistics: interstate mutual aid compact.
• Policy Group meeting schedule
• Schedule and process for situation updates In widespread emergencies, the use of local mutual aid agreements is
• Press conference schedule and process for public information typically suspended and resources are requested and allocated through a
releases more centralized system at the County EOC. The system, which links city
and special district EOCs to the county EOC and State Emergency
Assist in the development and evaluation of incident management Coordination Center (ECC), facilitates consolidation of requests,
policy prioritization of need, and allocation/distribution of resources to areas of
Participate in Policy Group as requested highest need.
Assist in coordinating other activities as requested If the Governor declares an emergency for an impacted county, that action
Coordinate with business leaders makes state resources available to local governments in the county. The
state's resources are not extensive,but do include important transportation,
Coordinate with elected officials from other jurisdictions to ensure military, public health, agriculture, environmental protection, and other
support and consistency in response assets.
Provide necessary coordination with regional, state and national
elected officials A presidential (i.e., federal) emergency or disaster declaration for an
impacted county opens the door to an extensive array of federal resources
including a number of pre-designated specialty teams and their pre-
positioned caches of equipment. Teams for disaster medical assistance,
disaster mortuary,veterinary medical assistance, urban search and rescue,
mental health,and many other specialty functions are available.
Incident Facilities
A. On-Scene Incident Command Post(ICP)
A field location at which the primary,tactical-level,on-scene incident
command functions are performed. An ICP may be collocated with other
incident facilities and is often identified by a green rotating or flashing
light.
22 11
B. Local Emergency Operations Center(EOC) Section VI—Incident Action Checklist
The EOC is an established location/facility from which organizational
staff and officials can receive information pertaining to an incident and The intent of this checklist is to guide your initial actions, help you gather
from which they can provide direction, coordination, and support to appropriate incident information, and focus your attention on the issues
emergency operations. most critical to your policy role. You will need the information to better
assess the situation and formulate your response plan.
C. Department Operations Center(DOC)
INITIAL STEPS
A Department Operations Center (DOC) is a department-level EOC.
Activities within a DOC are focused on management and support of the Contact Chief Executive to determine if the Policy Group is being
department's resources and coordination with other agency EOCs. activated;determine meeting location if activated
D. Fire Operations Center(FOC) Gather personal gear,equipment,supplies
Report in accordance with agency procedures
A Fire Operations Center(FOC) is a fire district EOC. Activities within a Remember that your role is policy-making and support,not
FOC are focused on management and support of the district's resources operational
and coordination with other agency EOCs.
PERSONAL ISSUES
E. 9-1-1 Center Washington County Consolidated Communications
Agency(WCCCA) Advise family of destination and means of contact
The 9-1-1 Center acts much like an EOC during major emergencies and Take disaster kit with you(see Section VII)
disasters. It dispatches public safety resources to incidents according to Take list of important contacts
priorities agreed to by the resource owners. When call volume exceeds
resource availability, the center must work with local agency EOCs to Take personal tape recorder
coordinate response to incidents for which it has no available resources Take identification,checkbook,ATM card,and cash
(i.e.,lower priority incidents).
Other things to remember
F. Joint Information Center(JIC) OPERATIONAL ISSUES
A facility established to coordinate all incident-related public information Assess public impacts through brief back from operational staff
activities. It is the central point of contact for all news media at the
scene of the incident. Public information officials from all participating Assess impacts on the agency's financial status and day-to-day
agencies should collocate at the JIC. Multiple JICs may be established activities
(e.g.,on scene,county,regional,state)for widespread emergencies. Assess the agency's resource commitment (i.e., facilities activated,
G. County Emergency Operations Center(EOC) department resources committed,and overall resource status)
Work with the Chief Executive and Policy Group to reassign
The county Emergency Management Cooperative (EMC) operates the personnel to support incident activities and cover essential
county's Emergency Operations Center (EOC). As the name implies, departmental services
officials can receive information pertaining to an incident(s) and from
which they can provide direction, coordination, and support to LEGAL ISSUES
emergency operations center(s) and coordinates the county's response to
emergencies. Representatives from EMC, involved county agencies, _ Determine if legal staff has been assigned to advise the Incident
Utilities and response organizations staff the center. The EOC Commander and Policy Group
12 21
deaths. coordinates activities with the state ECC and other state Agency
Operations Centers(AOC).One of the county EOC primary activities is to
Upon the recommendation of the Oregon State Pubic Health Director,the identify and provide resources to assist local government response and
Governor may declare a state of impending public health crisis. recovery operations.
Identification of such an impending crisis is likely to arise from
information provided by local public health officials and medical H. State Emergency Coordination Center(ECC)
providers or from an expanding regional,national,or international public
health event. The state Office of Emergency Management (OEM) operates the state's
Emergency Coordination Center (ECC). As the name implies, the center
Upon the recommendation of the Oregon State Fire Marshal, the coordinates the state's response to emergencies. Representatives from
Governor may declare a fire emergency and invoke the Emergency OEM and involved state agencies staff the center. The ECC coordinates
Conflagration Act. activities with state Agency Operations Centers (AOC), county EOCs,
and, if activated, federal agency emergency centers. One of the ECC's
If the resources of the state are insufficient to meet the needs of the primary activities is to identify and provide resources to assist with state
incident, the Governor may seek assistance from the President by agency and local government response and recovery operations.
submitting a formal request through the Federal Emergency
Management Agency. Such a request must include a copy of the I. State Agency Operations Center(AOC)
Governor's "State of Emergency" declaration and an Initial Damage
Assessment outlining the state's physical and financial impacts and An Agency Operations Center (AOC) is a state agency-level EOC.
losses. Activities within an AOC are focused on management and support of the
agency's resources and coordination with other AOCs and the state ECC.
J. Federal Joint Field Office(JFO)
The JFO is a temporary federal facility established locally to provide a
central point for federal,state,local,and tribal executives with
responsibility for incident oversight,direction,and/or assistance to
effectively coordinate protection,prevention,preparedness,response,
and recovery actions.The JFO will combine the traditional functions of
the Joint Operations Center(JOC),the FEMA Disaster Field Office(DFO),
and the Joint Information Center(JIC)within a single federal facility.
K.Joint Operations Center(JOC)
The JOC is the focal point for all federal investigative law enforcement
activities during a terrorist or potential terrorist incident or any other
significant criminal incident,and is managed by the Senior Federal Law
Enforcement Official.The JOC becomes a component of the Joint Field
Office(JFO)when the National Response Plan is activated.
L. National Operations Center(NOC)
The NOC is the primary,national-level hub for domestic situational
awareness,common operational picture,information fusion,information
sharing,communications,and coordination pertaining to the prevention
of terrorist attacks and domestic incident management. The NOC is the
20 13
primary conduit for the White House Situation Room and the codes or ordinances (e.g., suspension of normal contracting rules). The
Department of Homeland Security leadership for domestic situational emergency declaration must specify the time, duration and area
awareness. The NOC facilitates information sharing and operational impacted by the incident.
coordination with other federal,state,local,tribal,and nongovernmental
operation centers and the private sector. If an incident is of such a nature or scope that it exceeds the resources
available to a local government, the policy group of the impacted
The Emergency Operations System government can declare a disaster and request assistance from the next
higher level of government (city/special district to county to state). In
When activated, the Emergency Operations System consists of layered and many cases,a local government will declare an emergency and a disaster
interconnected field resources, emergency operations centers, and policy and request assistance simultaneously.
coordination bodies.
When the county receives a declaration and request for assistance from a
Field resources work at the direction of the 9-1-1 center, an on-scene city or special district, they are expected to provide direct assistance to
Incident Commander, or an agency/organizational Emergency Operations the local government and/or coordinate assistance from other local
Center. governments. If assistance is unavailable or inadequate, the county
should also declare a disaster and seek assistance from the state. The
The 9-1-1 Center (WCCCA) dispatches the fire, law enforcement, and county may declare an emergency and a disaster and seek help from the
emergency medical resources provided to it by the county's public safety state without receiving a request from a local government. This is the
agencies. They do so in accordance with prescribed policies for emergency process used when the primary incident impacts are in the
operations. Unless released to the providing agency or reassigned to a field unincorporated areas of the county.
Incident Commander or an EOC, resources assigned to WCCCA continue to
be dispatched by WCCCA based on pre-defined call priorities. An agricultural emergency can occur as part of a widespread incident
and be included in the disaster declaration of the impacted jurisdiction
The county's private ambulance provider dispatches its resources in or it can occur independent of a broader emergency. Such is the case in
response to requests from WCCCA. The ambulance company retains direct a severe, but short duration weather event (e.g., freeze) that heavily
control of its resources unless that control is released to an on-scene damages crops, but doesn't broadly impact people or infrastructure.
Incident Commander. When such an incident occurs, the County Emergency Board (CEB),
which consists of local representatives from U.S. Department of
Departmental and local agency (city and district) EOCs manage their own Agriculture agencies and other agriculture programs, sends a "Flash
resources and operations, support others, and coordinate with the county Report" to state and federal agriculture officials and conducts a formal
EOC. damage assessment. If the assessment warrants, the CEB asks the
Board of County Commissioners to declare an agriculture emergency and
The county EOC manages county government operations and coordinates seek state and federal assistance.
with and supports county DOCs. It also coordinates with and supports
local government, regional non-governmental organization (e.g., Red Cross), B. The Governor may declare a state of emergency by proclamation at the
and business EOCs. The EOC establishes strategic response and recovery request of a county governing body or after determining that an
goals, performs strategic resource management, and coordinates incident emergency has occurred or is imminent. All requests by a county
and public information. It is also the point of contact(i.e., the gateway) for governing body that the Governor declare an emergency must be sent to
all local governments to the state and federal emergency centers. the state Office of Emergency Management. Cities and special districts
must submit requests through the governing body of the county in which
Businesses and nongovernmental organizations manage their own incident the majority of the city's/district's property is located. Requests from
activities and coordinate their actions with local governments from their counties must be in writing and include the following:
EOCs.
1. A certification signed by the county governing body that all local
At the EOC level (special district, city, and county), a policy coordination resources have been expended;and
body exists or will be established to support and facilitate incident 2. A preliminary assessment of property damage or loss, injuries and
14 19
C. The Governor may declare a fire emergency and invoke the Emergency management activities. The Policy Group typically consists of elected
Conflagration Act pursuant to ORS 476. Such a declaration gives broad officials and senior agency executives with statutory, regulatory, and/or
authority to the Oregon State Fire Marshal to mobilize and deploy financial authorities. The Policy Group coordinates with EOC staff and,
structural fire protection resources from throughout the state. among other things, is responsible for implementing emergency authorities,
taking regulatory actions necessary to control public actions and facilitate
Federal Emergency and Disaster Declarations response and recovery activities, prioritizing the delivery and restoration of
government services, and coordinating incident activities with the policy
The President and a number of federal agencies are authorized to declare groups of other impacted jurisdictions and senior executives of impacted
emergencies or disasters pursuant to statute and regulation. The businesses.
presidential declarations are summarized below. When the threshold for a
presidential declaration is not met, other federal agencies or departments Tigard's Policy Group
such as the Department of Transportation, the Department of Agriculture, Mayor
the Natural Resource Conservation Service, and/or the Small Business Council President
Administration may declare emergencies and activate specific assistance Councilor 1
programs pursuant to their own authorities. Councilor 2
Councilor 3
A. An "emergency" is any occasion or instance for which, in the City Manager
determination of the President, federal assistance is needed to Legal Council
supplement state and local efforts and capabilities to save lives and to
protect property and public health and safety, or to lessen or avert the Senior City Executives
threat of a catastrophe in any part of the United States. Community Development Director
Library Director
B. A "major disaster" is any natural catastrophe (including any hurricane, Human Resources Director
•
tornado, storm, high water, wind-driven water, tidal wave, tsunami, Information Technology and Finance Director
earthquake, volcanic eruption, landslide, mudslide, snowstorm, or Police Chief
drought). Regardless of cause, any fire,flood,or explosion,in any part of Public Works Director
the United States, which in the determination of the President causes . Central Services Director
damage of sufficient severity and magnitude to warrant major disaster
assistance under the Stafford Act to supplement the efforts and available
resources of states, local governments, and disaster relief organizations
in alleviating the damage,loss,hardship,or suffering caused thereby.
The Declaration Process
A. The local declaration process is a coordinated effort between agency
emergency managers, policy group and senior executive staff, the
incident management team (field and EOC). It is typically triggered by
the results of a damage assessment performed during or immediately
after an incident. In the case of widespread and/or catastrophic
incidents where the impacts are obvious, the declaration process may
occur immediately without waiting for completion of a formal
assessment.
For small incidents where outside assistance is not required, local policy
group (elected officials) will likely be asked to declare an emergency to
invoke specific emergency authorities authorized in their jurisdictional
18 15
Section V-Emergency and Disaster Declarations State Emergency Declarations
A. The Governor may declare a state of emergency pursuant to ORS 401.
Declarations Defined The declaration can be made by proclamation at the request of a county
governing body or be made after separately determining that an
Local Emergency and Disaster Declarations emergency has occurred or is imminent.
A. A "local emergency" or "disaster" exists whenever a jurisdiction or an During a state of emergency,the Governor may:
area therein is suffering, or is in imminent danger of suffering, an event • Exercise authority over all state agencies and suspend state orders
that may cause injury or death to persons,or damage to or destruction of and rules
property to the extent that extraordinary measures must be taken to • Provide temporary housing
protect public health, safety, and welfare. A local emergency may also • Control, restrict, and regulate the use, sale, or distribution of food,
exist whenever a jurisdiction's resources (people, equipment, and/or feed, fuel, clothing, and other commodities, materials, goods, and
facilities) are suffering, or are in imminent danger of suffering, an event services
that may injure or damage them. Such an event includes, but is not • Prescribe and direct activities in connection with use, conservation,
limited to, the following: fire, explosion, flood, severe weather, drought, salvage,and prevention of waste of materials,services,and facilities
earthquake, volcanic activity, spills or releases of oil or hazardous • Assume complete control of all emergency operations in the area
material as defined in ORS 466.605, contamination, utility or specified in the emergency proclamation, direct all rescue and salvage
transportation emergencies,disease, blight,infestation,civil disturbance, work and do all things deemed advisable and necessary to alleviate
riot, sabotage, terrorist attack, and war. A local emergency can be a the immediate conditions
small, confined incident such as a landslide or a widespread event such • Assume control of all police and law enforcement activities in such
as an earthquake or wind storm. area,including the activities of all local police and peace officers
• Close all roads and highways in such area to traffic or limit the travel
When a local emergency exists, the affected jurisdiction(s) may declare on such roads to such extent as deemed necessary and expedient
both an emergency and a disaster. The declarations can occur • Designate persons to coordinate the work of public and private relief
simultaneously or a disaster declaration may follow an emergency agencies operating in such area and exclude from such area any
declaration. An emergency declaration is issued to implement specific person or agency refusing to cooperate with and work under such
local measures necessary to protect life, public health, or property coordinator or to cooperate with other agencies engaged in emergency
and/or to suspend rules or procedures in order to expedite response work
operations. A disaster declaration is used to request assistance from the • Require the aid and assistance of any state or other public or quasi-
next higher level of government (local/county/state/federal), to include public agencies in the performance of duties and work attendant upon
requesting a "state of emergency" declaration from the Governor and the emergency conditions in such area
asking the Governor to seek a presidential emergency or major disaster
declaration which would initiate actions necessary for local governments B. The Governor may declare a state of impending public health crisis
and individuals to receive federal disaster assistance. pursuant to ORS 433.441. An impending public health crisis is a
situation where a "threat to the public health is imminent and likely to
B. An agricultural emergency exists whenever the local agricultural industry be widespread, life-threatening, and of a scope that requires immediate
suffers an event that causes severe physical and/or production losses. medical attention." Such a declaration gives power to the Oregon
An agricultural emergency may affect a small geographic area or single Department of Human Services to order, authorize, and adopt reporting
agricultural sector or impact a larger geographic area and involve requirements, diagnostic and treatment protocols, public health
multiple agricultural sectors. measures including temporary isolation and quarantine, and other
reasonable administrative actions, and to impose civil penalties for
noncompliance.
16 17
City of Tigard, Oregon
Affidavit of Posting
In the Matter of the Proposed Ordinance(s) T I G A R D
STATE OF OREGON )
County of Washington ) ss.
City of Tigard )
I, 14 t(j ac rej &Lin (J/ , being first duly sworn, by oath, depose and say:
I posted in the following public and conspicuous places, a copy of Ordinance Number(s) f 7'.- e,
,
which were,readopted at the City Council meeting of Z?C 1-1 fi- 0 l c i , on the )(717-"1-=
day of --I--e ken."1 001. , 20_ 11 .
1. Tigard City Hall, 13125 SW Hall Blvd., Tigard, Oregon
2. Tigard Public Library, 13500 SW Hall Blvd.,Tigard, Oregon
3. Tigard Permit Center, 13125 SW Hall Blvd.,Tigard, Oregon
k-e—Le.4___ at/CA.0 '6 ,e
Signature of Pon who Per 4rm:i Posting
Subscribed and sworn before me this.D1.54-day of r-j--C L. , 20/i by k '((y QLoa Oy h e_
i"' OFFICIAL STAMP ‘-&' ' ,/i t
Cri°� CAROL ANN KRAGER
TARY PUBLIC-
y-r C
y OOMMISSION NO.g78GON Notary Public—State of Ore
MY COMMISSION EXPIRES JIM"
r !+ OFFICIAL STAMP
,:i k CAROL ANN KRAGER
' ' NOTARY PUBLIC-OREGON
+; COMMISSION NO.975701
I:\ADM\CITY RECORDERS\FORMS\AFFIDAVIT OF POSTING-ORDINANCE.DOC MY COMMISSION EXPIRES JUNE 18,2022