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Matrix Consulting Group ~ C190047 CITY OF TIGARD,OREGON-CONTRACT SUMMARY FORM ,�"J� Contract Title: Performance Audit Services Number: (2 I —Q l oc / Contractor: Matrix Consulting Group Contract'Total: $87,500.00 Contract Ovengev': Conduct performance audits for all city services funded by the general fund. Consultant will perform an independent examination of program, function, operation or the management systems and procedures of a government to assess 6 whether it is achieving economy, efficiency and effectiveness in the employment of available resources,in accordance vTith professional standards. Initial Risk Level: ❑ Extreme ❑ High ❑ Moderate ❑Love Risk Reduction Steps: Risk Comments: Risk Signature: Contract Manager: Marty Wine, City Manager Ext: 2486 Department: City Management Type: Q Personal Sx c ❑ Professional Svc ❑ Architectural Agr ❑ Public Imp ❑ General Svc ❑ Engineering Svc ❑ Other: Start Dates 2/1/19 End Date: 12/31/19 Quotes/Bids/Proposal: FIRM AMOUNT/SCORE Matrix Consulting 1 Novak 2 Berry Dunn 3 Fade Bailey 4 PlanB 5 Account String: Fund-Division-Account Work Order—Activity Tyke Amount FY 18-19 600-1000-54001 $87,500.00 FY FY Approvals - LCRB Date: Department Comments: Department Signature: Purchasing Comments: Purchasing Signature: City Manager Commen � City Manager Signature: After securing all required approvals, forward original copy to the Contracting and Purchasing Office along with a completed Contract Checklist. i Contract# - l ATTACHMENT C CITY OF TIGARD,OREGON PERSONAL SERVICES CONTRACT PERFORMANCE AUDIT SERVICES THIS AGREEMENT made and entered into this 306 day of January, 2019 by and between the City of Tigard,a municipal corporation of the State of Oregon,hereinafter called City,and Matrix Consulting Group, hereinafter called Consultant. RECITALS WHEREAS, the City's 2018-2019 fiscal year budget provides for services related to citywide performance audits;and WHEREAS, City has need for the services of a company with a particular training, ability,knowledge, and experience possessed by Consultant,and WHEREAS, City has determined that Consultant is qualified and capable of performing the professional services as City does hereinafter require,under those terms and conditions set forth, THEREFORE,the Parties agree as follows: 1. SERVICES TO BE PROVIDED Consultant shall initiate services immediately upon receipt of City's notice to proceed together with an executed copy of this Agreement. Consultant agrees to complete work that is detailed in Exhibit A and by this reference made a part hereof. Any and all work assigned by the City will be contained in subsequent scope of work as needed 2. EFFECTIVE DATE AND DURATION This Agreement shall become effective upon the date of execution,and shall expire,unless otherwise terminated or extended,on December 31,2019. All work under this Agreement shall be completed prior to the expiration of this Agreement. 3. COMPENSATION The City agrees to pay Consultant in accordance with the fee schedule outlined in Exhibit A for performance of those services described herein and in any subsequent agreements that arise from the work under this Agreement. The total amount paid to the Consultant by the City shall not exceed Eighty-Seven Thousand Five Hundred and No/100 Dollars ($87,500.00) if all tasks are completed. Any and all payments made to the Consultant shall be based upon the following applicable terms: A. Payment by City to Consultant for performance of services under this Agreement includes all expenses incurred by Consultant, with the exception of expenses, if any identified in this Agreement as separately reimbursable. B. Payment will be made in installments based on Consultant's invoice, subject to the approval of the City Manager, or designee, and not more frequently than monthly. Payment shall be made only for work actually completed as of the date of invoice. C. Payment by City shall release City from any further obligation for payment to Consultant, for services performed or expenses incurred as of the date of the invoice. Payment shall not be considered acceptance or approval of any work or waiver of any defects therein. D. Consultant shall make payments promptly, as due, to all persons supplying labor or materials for the prosecution of this work. E. Consultant shall not permit any lien or claim to be filed or prosecuted against the City on any account of any labor or material furnished. F. Consultant shall pay to the Department of Revenue all sums withheld from employees pursuant to ORS 316.167. G. If Consultant fails,neglects or refuses to make prompt payment of any claim for labor or services furnished to Consultant or a subcontractor by any person as such claim becomes due, City's Finance Director may pay such claim and charge the amount of the payment against funds due or to become due the Consultant. The payment of the claim in this manner shall not relieve Consultant or their surety from obligation with respect to any unpaid claims. H. Consultant shall pay employees at least time and a half pay for all overtime worked in excess of 40 hours in any one week except for individuals under the contract who are excluded under ORS 653.010 to 653.261 or under 29 USC sections 201 to 209 from receiving overtime. I. Consultant shall promptly, as due, make payment to any person, co-partnership, association or corporation, furnishing medical, surgical and hospital care or other needed care and attention incident to sickness or injury to the employees of Consultant or all sums which Consultant agrees to pay for such services and all moneys and sums which Consultant collected or deducted from the wages of employees pursuant to any law, contract or agreement for the purpose of providing or paying for such service. J. The City certifies that sufficient funds are available and authorized for expenditure to finance costs of this contract during the current fiscal year. Funding during future fiscal years shall be subject to budget approval by Tigard's City Council. 4. OWNERSHIP OF WORK PRODUCT City shall be the owner of and shall be entitled to possession of any and all work products of Consultant which result from this Agreement,including any computations,plans,correspondence or pertinent data and information gathered by or computed by Consultant prior to termination of this Agreement by Consultant or upon completion of the work pursuant to this Agreement. 5. ASSIGNMENT/DELEGATION Neither party shall assign, sublet or transfer any interest in or duty under this Agreement without the written consent of the other and no assignment shall be of any force or effect whatsoever unless and until the other party has so consented. If City agrees to assignment of tasks to a subcontract, Consultant shall be fully responsible for the acts or omissions of any subcontractors and of all persons employed by them, and neither the approval by City of any subcontractor nor anything contained herein shall be deemed to create any contractual relation between the subcontractor and City. 6. STATUS OF CONSULTANT AS INDEPENDENT CONSULTANT Consultant certifies that: A. Consultant acknowledges that for all purposes related to this Agreement, Consultant is and shall be deemed to be an independent Consultant as defined by ORS 670.600 and not an employee of 2019 PSA—Performance Audit Services 2 1 P a g e City,shall not be entitled to benefits of any kind to which an employee of City is entitled and shall be solely responsible for all payments and taxes required by law. Furthermore,in the event that Consultant is found by a court of law or any administrative agency to be an employee of City for any purpose, City shall be entitled to offset compensation due, or to demand repayment of any amounts paid to Consultant under the terms of this Agreement, to the full extent of any benefits or other remuneration Consultant receives (from City or third party)as a result of said finding and to the full extent of any payments that City is required to make (to Consultant or to a third party) as a result of said finding. B. The undersigned Consultant hereby represents that no employee of the City, or any partnership or corporation in which a City employee has an interest,has or will receive any remuneration of any description from Consultant, either directly or indirectly, in connection with the letting or performance of this Agreement,except as specifically declared in writing. If this payment is to be charged against Federal funds, Consultant certifies that he/she is not currently employed by the Federal Government and the amount charged does not exceed his or her normal charge for the type of service provided. Consultant and its employees, if any, are not active members of the Oregon Public Employees Retirement System and are not employed for a total of 600 hours or more in the calendar year by any public employer participating in the Retirement System. C. Consultant shall obtain,prior to the execution of any performance under this Agreement, a City of Tigard Business License. The Tigard Business License is based on a calendar year with a December 31 st expiration date. New businesses operating in Tigard after June 30th of the current year will pay a pro-rated fee though the end of the calendar year. D. Consultant is not an officer,employee,or agent of the City as those terms are used in ORS 30.265. 7. INDEMNIFICATION City has relied upon the professional ability and training of Consultant as a material inducement to enter into this Agreement. Consultant represents that all of its work will be performed in accordance with generally accepted professional practices and standards as well as the requirements of applicable federal, state and local laws,it being understood that acceptance of a Consultant's work by City shall not operate as a waiver or release. Consultant agrees to indemnify and defend the City,its officers,employees,agents and representatives and hold them harmless from any and all liability,causes of action,claims,losses,damages,judgments or other costs or expenses including attorney's fees and witness costs (at both trial and appeal level, ,vhether or not a trial or appeal ever takes place including any hearing before federal or state administrative agencies) that may be asserted by any person or entity which in any way arise from, during or in connection with the performance of the work described in this contract, except liability arising out of the sole negligence of the City and its employees. Such indemnification shall also cover claims brought against the City under state or federal worker's compensation laws. If any aspect of this indemnity shall be found to be illegal or invalid for any reason whatsoever, such illegality or invalidity shall not affect the validity of the remainder of this indemnification. 2019 PSA—Performance Audit Services 3 1 Page 8. INSURANCE Consultant and its subcontractors shall maintain insurance acceptable to City in full force and effect throughout the term of this contract. Such insurance shall cover risks arising directly or indirectly out of Consultant's activities or work hereunder,including the operations of its subcontractors of any tier. The policy or policies of insurance maintained by the Consultant shall provide at least the following Emits and coverages: A. Commercial General Liabili,�Insurance Consultant shall obtain, at Consultant's expense, and keep in effect during the term of this contract, Comprehensive General Liability Insurance covering Bodily Injury and Property Damage on an "occurrence" form (CG 2010 1185 or equivalent). This coverage shall include Contractual Liability insurance for the indemnity provided under this contract. The following insurance will be carried: Coverage Limit General Aggregate $3,000,000 Products-Completed Operations Aggregate $2,000,000 Personal&Advertising Injury $1,000,000 Each Occurrence $2,000,000 Fire Damage (Any one fire) $50,000 B. Commercial Automobile Insurance Consultant shall also obtain, at Consultant's expense, and keep in effect during the term of the contract,Commercial Automobile Liability coverage including coverage for all owned,hired,and non-owned vehicles on an "occurrence" form. The Combined Single Limit per occurrence shall not be less than$2,000,000. If Consultant uses a personally-owned vehicle for business use under this contract,the Consultant shall obtain, at Consultant's expense, and keep in effect during the term of the contract,business automobile liability coverage for all owned vehicles on an "occurrence" form. The Combined Single Limit per occurrence shall not be less than$2,000,000. C. Workers' Compensation Insurance The Consultant, its subcontractors, if any, and all employers providing work,labor, or materials under this Contract that are subject employers under the Oregon Workers' Compensation Law shall comply with ORS 656.017,which requires them to provide workers'compensation coverage that satisfies Oregon law for all their subject workers. Out-of-state employers must provide Oregon workers' compensation coverage for their workers who work at a single location within Oregon for more than 30 days in a calendar year. Consultants who perform work without the assistance or labor of any employee need not obtain workers' compensation coverage. All non- exempt employers shall provide Employer's Liability Insurance with coverage limits of not less than$1,000,000 each accident. D. Additional Insured Provision All policies aforementioned, other than Workers' Compensation and Professional Liability, shall include the City its officers, employees, agents and representatives as additional insureds with respect to this contract. 2019 PSA--Performance Audit Services 4 1 Page E. Insurance Carrier Rating Coverages provided by the Consultant must be underwritten by an insurance company deemed acceptable by the City. All policies of insurance must be written by companies having an A.M. Best rating of"A-VII" or better, or equivalent. The City reserves the right to reject all or any insurance carrier(s)with an unacceptable financial rating. F. Self-Insurance The Cite understands that some Consultants may self-insure for business risks and the City will consider whether such self-insurance is acceptable if it meets the minimum insurance requirements for the type of coverage required. If the Consultant is self-insured for commercial general liability or automobile liability insurance the Consultant must provide evidence of such self-insurance. The Consultant must provide a Certificate of Insurance showing evidence of the coverage amounts on a form acceptable to the City. The City reserves the right in its sole discretion to determine whether self-insurance is adequate. G. Certificates of Insurance As evidence of the insurance coverage required by the contract, the Consultant shall furnish a Certificate of Insurance to the City. No contract shall be effective until the required Certificates of Insurance have been received and approved by the City. The certificate will specify and document all provisions within this contract and include a copy of Additional Insured Endorsement. A renewal certificate will be sent to the below address prior to coverage expiration. H. Independent Consultant Status The service or services to be rendered under this contract are those of an independent Consultant. Consultant is not an officer,employee or agent of the City as those terms are used in ORS 30.265. I. Primary Coverage Clarification The parties agree that Consultant's coverage shall be primary to the extent permitted by law. The parties further agree that other insurance maintained by the City is excess and not contributory insurance with the insurance required in this section. J. Cross-Liability Clause A cross-liability clause or separation of insureds clause will be included in all general liability, professional liability,pollution and errors and omissions policies required by this contract. A certificate in form satisfactory to the City certifying to the issuance of such insurance will be forwarded to: City of Tigard Atm: Contracts and Purchasing Office 13125 SW Hall Blvd. Tigard,Oregon 97223 At the discretion of the City,a copy of each insurance policy,certified as a true copy by an authorized representative of the issuing insurance company may be required to be forwarded to the above address. Such policies or certificates must be delivered prior to commencement of the work. The procuring of such required insurance shall not be construed to limit Consultant's liability hereunder. Notwithstanding said insurance, Consultant shall be obligated for the total amount of any damage, injury,or loss caused by negligence or neglect connected with this contract. 2019 PSA—Performance Audit Services 5 1 Page 9. METHOD&PLACE OF SUBMITTING NOTICE, BILLS AND PAYMENTS All notices,bills and payments shall be made in writing and may be given by personal delivery,mail or by fax. Payments may be made by personal delivery, mail, or electronic transfer. The following addresses shall be used to transmit notices,bills,payments,and other information: _CITY OF TIGARD MATMX CCSNSN-TING GRD[]F Atm: Marry Wine,City Manager Attn: Richard Brady Address: 13125 SW Hall Boulevard Address: 1155 SW Morrison Street,#100 Tigard,Oregon 97223 Portland,Oregon 97205 Phone: (503) 718-2486 Phone: (650) 575-5129 Email: martvntigard-or.gov Email: rbrad metrixc .net and when so addressed,shall be deemed given upon deposit in the United States mail,postage prepaid, or when so faxed,shall be deemed given upon successful fax. In all other instances,notices,bills and payments shall be deemed given at the time of actual delivery. Changes may be made in the names and addresses of the person to who notices,bills and payments are to be given by giving written notice pursuant to this paragraph. 10. MERGER This writing is intended both as a final expression of the Agreement between the parties with respect to the included terms and as a complete and exclusive statement of the terms of the Agreement. No modification of this Agreement shall be effective unless and until it is made in writing and signed by both parties. 11. PROFESSIONAL SERVICES The City requires that services provided pursuant to this agreement shall be provided to the City by a Consultant that does not represent clients on matters contrary to City interests. Further,Consultant shall not engage services of an attorney and/or other professional who individually, or through members of his/her same firm,represents clients on matters contrary to City interests. Should the Consultant represent clients on matters contrary to City interests or engage the services on an attorney and/or other professional who individually, or through members of his/her same firm, represents clients on matters contrary to City interests, Consultant shall consult with the appropriate City representative regarding the conflict. After such consultation, the Consultant shall have seven (7) days to eliminate the conflict to the satisfaction of the City. If such conflict is not eliminated within the specified time period, the agreement may be terminated pursuant to Section 13 (B) (3) of this agreement. 12. TERMINATION WITHOUT CAUSE At any time and without cause, City shall have the right in its sole discretion, to terminate this Agreement by giving notice to Consultant. If City terminates the contract pursuant to this paragraph, it shall pay Consultant for services rendered to the date of termination. 13. TERMINATION WITH CAUSE A. City may terminate this Agreement effective upon delivery of written notice to Consultant,or at such later date as may be established by City,under any of the following conditions: 2019 PSA—Performance Audit Services 6 1 Page I 1) If City funding from federal, state, local, or other sources is not obtained and continued at levels sufficient to allow for the purchase of the indicated quantity of services. This Agreement may be modified to accommodate a reduction in funds 2) If federal or state regulations or guidelines are modified,changed,or interpreted in such a way that the services are no longer allowable or appropriate for purchase under this Agreement. 3) If any license or certificate required by law or regulation to be held by Consultant, its subcontractors, agents, and employees to provide the services required by this Agreement is for any reason denied,revoked,or not renewed. 4) If Consultant becomes insolvent,if voluntary or involuntary petition in bankruptcy is filed by or against Consultant, if a receiver or trustee is appointed for Consultant, or if there is an assignment for the benefit of creditors of Consultant. Any such termination of this agreement under paragraph (A) shall be without prejudice to any obligations or liabilities of either party already accrued prior to such termination. B. City,by written notice of default(including breach of contract) to Consultant,may terminate the whole or any part of this Agreement: 1) If Consultant fails to provide services called for by this agreement within the time specified herein or any extension thereof,or 2) If Consultant fails to perform any of the other provisions of this Agreement, or so fails to pursue the work as to endanger performance of this agreement in accordance with its terms, and after receipt of written notice from City,fails to correct such failures within ten (10) days or such other period as City may authorize. 3) If Consultant fails to eliminate a conflict as described in Section 11 of this agreement. The rights and remedies of City provided in the above clause related to defaults (including breach of contract) by Consultant shall not be exclusive and are in addition to any other rights and remedies provided by law or under this Agreement. If City terminates this Agreement under paragraph (B), Consultant shall be entitled to receive as full payment for all services satisfactorily rendered and expenses incurred,an amount which bears the same ratio to the total fees specified in this Agreement as the services satisfactorily rendered by Consultant bear to the total services otherwise required to be performed for such total fee; provided,that there shall be deducted from such amount the amount of damages,if any,sustained by City due to breach of contract by Consultant. Damages for breach of contract shall be those allowed by Oregon law,reasonable and necessary attorney fees,and other costs of litigation at trial and upon appeal. 14. ACCESS TO RECORDS City shall have access to such books, documents, papers and records of Consultant as are directly pertinent to this Agreement for the purpose of making audit,examination,excerpts and transcripts. 15. FORCE MAJEURE Neither City nor Consultant shall be considered in default because of any delays in completion and responsibilities hereunder due to causes beyond the control and without fault or negligence on the part of the parties so disenabled,including but not restricted to, an act of God or of a public enemy, civil unrest,volcano,earthquake,fire,flood,epidemic,quarantine restriction,area-wide strike, freight embargo,unusually severe weather or delay of subcontractor or supplies due to such cause;provided that the parties so disenabled shall within ten (10) days from the beginning of such delay,notify the 2019 PSA—Performance Audit Services 7 1 P a g c other party in writing of the cause of delay and its probable extent. Such notification shall not be the basis for a claim for additional compensation. Each party shall,however,make all reasonable efforts to remove or eliminate such a cause of delay or default and shall,upon cessation of the cause,diligently pursue performance of its obligation under the Agreement. 16. NON-WAIVER The failure of City to insist upon or enforce strict performance by Consultant of any of the terms of this Agreement or to exercise any rights hereunder should not be construed as a waiver or relinquishment to any extent of its rights to assert or rely upon such terms or rights on any future occasion. 17. NON-DISCRIMINATION Consultant agrees to comply with all applicable requirements of federal and state civil rights and rehabilitation statutes,rules, and regulations. Consultant also shall comply with the Americans with Disabilities Act of 1990, ORS 659A.142, and all regulations and administrative rules established pursuant to those laws. 18. ERRORS Consultant shall perform such additional work as may be necessary to correct errors in the work required under this Agreement without undue delays and without additional cost. 19. EXTRA(CHANGES)WORK Only the City's Project Manager for this Agreement may authorize extra (and/or change) work. Failure of Consultant to secure authorization for extra work shall constitute a waiver of all right to adjustment in the contract price or contract time due to such unauthorized extra work and Consultant thereafter shall be entitled to no compensation whatsoever for the performance of such work. 20. WARRANTIES All work shall be guaranteed by Consultant for a period of one year after the date of final acceptance of the work by the owner. Consultant warrants that all practices and procedures,workmanship and materials shall be the best available unless otherwise specified in the profession. Neither acceptance of the work nor payment therefore shall relieve Consultant from liability under warranties contained in or implied by this Agreement. 21. ATTORNEY'S FEES In case suit or action is instituted to enforce the provisions of this contract,the parties agree that the losing party shall pay such sum as the court may adjudge reasonable attorney fees and court costs, including attorney's fees and court costs on appeal. 22. GOVERNING LAW The provisions of this Agreement shall be construed in accordance with the provisions of the laws of the State of Oregon. Any action or suits involving any question arising under this Agreement must be brought in the appropriate court of the State of Oregon. 23. COMPLIANCE WITH STATE AND FEDERAL LAWS/RULES Consultant shall comply with all applicable federal, state and local laws, rules and regulations, including, but not limited to, the requirements concerning working hours, overtime, medical care, workers compensation insurance, health care payments, payments to employees and subcontractors and income tax withholding contained in ORS Chapters 279A, 279B and 279C, the provisions of which are hereby made a part of this agreement. 2019 PSA—Performance Audit Services 8 1 Page 24. CONFLICT BETWEEN TERMS It is further expressly agreed by and between the parties hereto that should there be any conflict between the terms of this instrument in the proposal of the contract,this instrument shall control and nothing herein shall be considered as an acceptance of the said terms of said proposal conflicting herewith. 25. AUDIT Consultant shall maintain records to assure conformance with the terms and conditions of this Agreement,and to assure adequate performance and accurate expenditures within the contract period. Consultant agrees to permit City,the State of Oregon,the federal government,or their duly authorized representatives to audit all records pertaining to this Agreement to assure the accurate expenditure of funds. 26. SEVERABILITY In the event any provision or portion of this Agreement is held to be unenforceable or invalid by any court of competent jurisdiction,the validity of the remaining terms and provisions shall not be affected to the extent that it did not materially affect the intent of the parties when they entered into the agreement. 27. CONDITIONS OF SUPPLYING A PUBLIC AGENCY Where applicable, seller must make payment promptly as due to persons supplying Consultant labor or materials for the execution of the work provided by this order. Consultant shall not permit any lien or claim to be filed or prosecuted against Buyer or any subdivision of City on account of any labor or material to be furnished. Consultant further agrees to pay to the Department of Revenue all sums withheld from employees pursuant to ORS 316.167. 28. HOURS OF LABOR If labor is performed under this order,then no person shall be employed for more than eight(8)hours in any one day, or forty (40) hours in any one week, except in cases of necessity, or emergency or where the public policy absolutely requires it,and in such cases,except cases of contracts for personal services as defined in ORS 279A.055,the labor shall be paid at least time and a half for all overtime in excess of eight(8) hours a day and for all work performed on Saturday and on any legal holidays as specified in ORS 279C.540. In cases of contracts for personal services as defined in ORS 279A.055, any labor shall be paid at least time and a half for all hours worked in excess of forty(40)hours in any one week, except for those individuals excluded under ORS 653.010 to 653.260 or under 29 USC SS 201-209. 29. MEDICAL CARE AND WORKERS'COMPENSATION Consultant shall promptly, as due, make payment to any person, co-partnership, association or corporation,furnishing medical,surgical and hospital care or other needed care and attention incident to sickness or injury,to the employees of such Consultant,of all sums which the Consultant agrees to pay for such services and all moneys and sums which the Consultant collected or deducted from the wages of the employees pursuant to any lave-, Consultant agreement for the purpose of providing or paying for such service. 30. REPRESENTATIONS AND WARRANTIES Consultant represents and warrants to the City that: A. Consultant has the power and authority to enter into and perform this Agreement. 2019 PSA—Performance Audit Services 9 1 P a g c B. This Agreement, when executed and delivered, is a valid and binding obligation of Consultant, enforceable in accordance with its terms. C. Consultant (to the best of Consultant's knowledge, after due inquiry), for a period of no fewer than six calendar years (or since the firm's inception if less than that) preceding the effective date of this Agreement,faithfully has complied with: 1) All tax laws of this state, including but not limited to ORS 305.620 and ORS chapters 316, 317,and 318; 2) Any tax provisions imposed by a political subdivision of this state that applied to Consultant, to Consultant's property, operations, receipts, or income, or to Consultant's performance of or compensation for any work performed by Consultant; 3) Any tax provisions imposed by a political subdivision of this state that applied to Consultant, or to goods,services,or property,whether tangible or intangible,provided by Consultant;and 4) Any rules,regulations,charter provisions,or ordinances that implemented or enforced any of the foregoing tax laws or provisions. D. Any intellectual property rights or such delivered to the City under this Agreement, and Consultant's services rendered in the performance of Consultant's obligations under this Agreement,shall be provided to the City free and clear of any and all restrictions on or conditions of use,transfer,modification,or assignment,and shall be free and clear of any and all liens,claims, mortgages,security interests,liabilities,charges,and encumbrances of any kind. 31. COMPLIANCE WITH TAX LAWS A. Consultant must, throughout the duration of this Agreement and any extensions, comply with all tax laws of this state and all applicable tax laws of any political subdivision of the State of Oregon. For the purposes of this Section,"tax laws"includes all the provisions described in subsection 25.C. 1)through 4) of this Agreement. B. Any violation of subsection A of this section shall constitute a material breach of this Agreement. Further, any violation of Consultant's warranty, in subsection 25.0 of this Agreement, that the Consultant has complied with the tax laws of the State of Oregon and the applicable tax laws of any political subdivision of this state also shall constitute a material breach of this Agreement. Any violation shall entitle the City to terminate this Agreement,to pursue and recover any and all damages that arise from the breach and the termination of this Agreement, and to pursue any or all of the remedies available under this Agreement,at law,or in equity,including but not limited to: 1) Termination of this Agreement,in whole or in part; 2) Exercise of the right of setoff, and withholding of amounts otherwise due and owing to Consultant,in an amount equal to State's setoff right,without penalty;and 3) Initiation of an action or proceeding for damages, specific performance, declaratory or injunctive relief. The City shall be entitled to recover any and all damages suffered as the result of Consultant's breach of this Agreement, including but not limited to direct, indirect, incidental and consequential damages, costs of cure, and costs incurred in securing a replacement Consultant. These remedies are cumulative to the extent the remedies are not inconsistent,and the City may pursue any remedy or remedies singly,collectively, successively,or in any order whatsoever. 2019 PSA—Performance Audit Services 10 1 Page 32. COMPLETE AGREEMENT This Agreement,including the exhibits,is intended both as a final expression of the Agreement between the Parties and as a complete and exclusive statement of the terms. In the event of an inconsistency between a provision in the main body of the Agreement and a provision in the Exhibits,the provision in the main body of the Agreement shall control. In the event of an inconsistency between Exhibit A and Exhibit B,Exhibit A shall control. No waiver, consent,modification,or change of terms of this Agreement shall bind either party unless in writing and signed by both parties. Such waiver, consent, modification,or change if made, shall be effective only in specific instances and for the specific purpose given. There are no understandings, agreements, or representations, oral or written, not specified herein regarding this Agreement. Consultant,by the signature of its authorized representative,hereby acknowledges that he/she has read this Agreement,understands it and agrees to be bound by its terms and conditions. IN WITNESS WHEREOF, City has caused this Agreement to be executed by its duly authorized undersigned officer and Consultant has executed this Agreement on the date hereinabove first written. Awarded by Tigard's Local Contract Review Board at their January 29,2019 business meeting. CITY OF TIGARD MATRIX CONSULTING GROUP By: Marty Wine,City Manager By:Authorized Agent of Consultant �(ol�b 1 �I /�1 �-al�I Date Date 2019 PSA—Performance Audit Services 111 Page i EXHIBIT A SCOPE OF SERVICES A. PURPOSE A performance audit is an independent examination of a program,function,operation or the management systems and procedures of a government to assess whether it is achieving economy, efficiency and effectiveness in the employment of available resources, in accordance with professional standards. In June 2018, a majority of the city Council asked that Tigard begin to conduct performance audits for all city services funded by the general fund. These service departments include 1. Tigard Public Library 2. Community Development 3. Public Works a. Recreation b. Parks Maintenance c. Engineering 4. City Management 5. Human Resources 6. Tigard Police Department; 7. Central Services 8. Finance 9. Information Technology Systems Audits may be conducted at lower levels within the organization other than departments. B. SCOPE OF SERVICES The audits should seek to measure performance against pre-designated metrics, best practices, professional standards, or benchmarks as appropriate to the program or discipline. The consultant(s) would assist with the development of these metrics based on their professional experience. The City is seeking audit results centered around the following questions: 1. What are the services provided by this department/division/program and how are those services delivered? 2. Evaluate and assess the effectiveness of the programs and services provided. 3. Is the department/city spending funds and employing resources to provide the service efficiently? How efficient is the service delivery? 4. What are performance improvements that could be made or leading practices that should be considered in providing the service? 5. Are there organizational, staffing or management changes that are recommended that would lead to improved performance? 6. What performance improvements would be made or wastes that could be avoided by changing what or how the work is done (from Lean management,wastes include: defects; overproduction;waiting, not utilizing talent;transportation;inventory excess;motion waste; excess processing)? The focus of the audits should be designed to answer these questions for each city department's processes, programs and outcomes. The City anticipates that is will likely select multiple proposers to conduct the audits, depending on the nature of the city service and the expertise of the proposer to design an audit responsive to the questions. Responses should clearly describe the area of expertise or what type of city services they can provide for audit services,or for all general fund services,in their submittal. 2019 PSA—Performance Audit Services 12 1 Page The product of the audit and reporting phase of each audit will include a written report with summary and detail preliminary findings. Audit findings will be reported to the City Council and City Manager who will jointly receive, review,-and respond to audit findings, and determine the audit response and action or improvement plan as indicated based on the audit findings. The City may expand the current function of the citizen volunteer Audit Committee to also review audit findings. C. FEE SCHEDULE Project Manager/ Senior Task(Hours) Advisor AnWyst Analyst Total Profile/Current State Assessment 16 48 56 120 Employee Survey 8 0 24 32 Community Survey 8 8 16 32 Best Practices/Comparative 16 32 56 104 Operational/Staffing Assessment 24 48 72 144 Draft&Final Report 24 24 40 88 Total Hours 96 160 264 520 Hourly Rate $225 $165 $125 Total Fees $21,600 $26,400 $33,000 $81,000 Project Expenses $6,500 Total Project Cost $87,500 2019 PSA—Performance Audit Services 13 Page EXHIBIT B CONSULTANT'S PROPOSAL 2019 PSA—Performance Audit Services 14 1 Page Proposal to Provide Performance Audit Services TIGARD, OREGON matrixlp consulting group Table of Contents Letter of Transmittal i ---------------------------------------------------- Firm and Project Team Qualifications 1 ---------------------------------------------------- Audit Approach 20 ---------------------------------------------------- Pricing Proposal 27 ------------------------------------------------ Appendix — Forms 28 --------------------------------------------------- matrix �v consulting group August 27, 2018 Mr. Joe Barrett, Principal Management Analyst Contracts and Purchasing Office City of Tigard 13125 SW Hall Boulevard Tigard, OR 97223 i Dear Mr. Barrett: The Matrix Consulting Group is pleased to present our proposal to the City of Tigard in response to the Performance Audit Services RFP that was issued. Our proposal is based on our review of the City's RFP, our background research on the community, and our prior experience conducting similar evaluations in the Pacific Northwest and throughout the country. We understand that the City is seeking to determine how efficiently and effectively public services are being provided to the public and whether funds are utilized appropriately. This engagement will provide objective and factual information to guide future service delivery and inform the public regarding how services are provided. We have proposed a highly experienced project team including members who have previously served in local government in executive management positions as well as career consultants with hundreds of studies as experience. Our key qualifications are: • Our exclusive market and service focus is management, financial, staffing and operations analysis of local government operations. • Since being founded in 2002. our project team has conducted over 75 organization-wide studies of communities. Representative clients include: Albuquerque, New Mexico Goodyear,Arizona Portsmouth, New Hampshire Augusta,Georgia Half Moon Bay, California Rancho Mirage,California Avon, Connecticut Johnson County, Kansas Rancho Palos Verdes, CA Barstow,California Monroe County, Michigan Raymore, Missouri Brattleboro, Vermont Monrovia,California Roseville, California Carroll County, New Hampshire Montgomery College Spokane,Washington DeKalb County, Georgia Montpelier,Vermont Sunnyvale, California Deltona, Florida Orland Park, Illinois Tinley Park, Illinois Franklin Township, NJ Orleans, Massachusetts University of Albany—SUNY Fort Morgan,Colorado Orting,Washington Waltham, Massachusetts • We have also conducted over 1,100 studies encompassing every government function since the firm was founded in 2002. 1155 SW Morrison Street, Suite 100 Portland, OR 97205 650.575.5129 SF Bay Area (Headquarters), Boston, Charlotte,Dallas, Irvine, Portland, St. Louis Specific Functional Area Studies ...................................... ...................................................................... Administration/Central Services Irvine(CA) Riverside (CA) Finance Albany(CA) Broward County(FL) Riverside(CA) Sunnyvale(CA) Community Development Des Moines(WA) Downey(CA) Lake Oswego (CA) Redlands(CA) Finance Albany(CA) Broward County(FL) Riverside(CA) Sunnyvale (CA) Human Resources Ketchikan (AK) Salt Lake City(UT) Riverside(CA) Virginia Beach (VA) Information Technology Brea(CA) Edmond (OK) Redding (CA) Salt Lake City(UT) Police Portland (OR) Public Works/Recreation Cedar Rapids(IA) Richland County(SC) Rock County(WI) White Plains(NY) We commit to provide services to the City of Tigard with a completion date no later than June 30, 2019 as outlined in our proposal. As President of the firm, I am authorized to represent the firm regarding this proposal and execute a contract for services. I can be reached at either the address listed in the footer, or at 650.858.0507 or rbrady@matrixcg.net R.%chard 7>. gradl� Matrix Consulting Group Richard Brady President 1155 SW Morrison Street, Suite 100 Portland, OR 97205 - 650.575.5129 SF Bay Area(Headquarters), Boston, Charlotte,Dallas, Irvine, Portland, St. Louis Proposal to Provide Performance Audit Services TIGARD, OREGON I 1 Firm and Project Team Qualifications This section of the proposal introduces the firm and its experience working with local governments in the Pacific Northwest and around the country. 1. Introduction to the Matrix Consulting Group The Matrix Consulting Group's only business focus is the provision of organization, staffing and management analytical services to the public sector. The following points provide specific information regarding the firm's background, focus and composition: • Our only market and service focus is management, staffing and operations analysis of local government and have a broad service offering of management and financial consulting services as shown in the table following this page. • We were founded in 2002 and are an independent organization. • The firm is incorporated in California as well as in Portland, Oregon. We have regional offices in Illinois, Massachusetts, Texas, and North Carolina. Our place in the government consulting industry is based on our experience and our approach. While more fully explained in later sections of the proposal these strengths can be summarized as follows: • We have conducted over 75 organization-wide studies for local government. In addition, the firm has also conducted over 1,100 studies of individual functions, nationally including the Pacific Northwest. • We are specialists, not generalists. Each staff member of our proposed team has experience conducting scores of studies in all areas of local government. • Our approach to providing consulting services is in depth and client centered, recognizing that each client environment is unique. These approaches include: — Extensive interviews with staff and other 'stakeholders'. — Intensive fact-based analysis of workloads, service levels and costs. — Reports that provide this analysis in addition to an implementation plan. — Collaboration with the client as the study proceeds. We are known for the depth and insight of our analysis and our client responsiveness.. We are strong financially, having been in existence successfully since 2002. The following table summarizes the service areas in which we provide services. Matrix Consulting Group Page 1 Proposal to Provide Performance Audit Services TIGARD, OREGON Law Enforcement Financial Services Fleet Management Staffing analysis Full cost allocation plans Program and operational analysis Patrol scheduling and deployment Super Circular cost plans Fleet replacement planning Patrol beat redesign Cost of services Fleet size and composition Community policing User fees Fleet maintenance Management studies Development impact/Nexus Contract feasibility and compliance Regionalized&consolidation feasibility Billable/hourly rates Technology and mgmt. reporting Contract compliance audits Overtime audits Community Development Parks, Recreation,and Libraries Projections and growth impact Permit streamlining Master and strategic planning Organization and staffing studies Staffing and program analysis Fire and EMS Permitting software decisions Customer service Master and strategic plans Customer service Park condition assessmurrts Station location planning Service level standards Staffing analysis Citywide and Countywide Scheduling and deployment Administrative Organizational assessments Standard of coverage Organizational assessments Strategic planning Regionalized &consolidation feasibility Staffing analysis Staffing analysis Management studies Performance management Management analysis Contract compliance audits Shared services analysis Customer service Compliance audits Shared services Emergency Communications Information technology Staffing analysis Process improvement Higher Education Operations analysis Strategic planning Administrative services Consolidation feasibility Campus security Implementation assistance Public Works and Utilities Organizational and staffing analysis Organizational assessments University-city contract services Corrections and Justice Staffing analysis Operational analysis Infrastructure assessments State Staffing analysis Preventive maintenance needs Administrative services Needs assessments and master plans Fleet management Organizational and staffing analysis Community corrections alternatives Engineering analysis Asset and maintenance mgmt. Matrix Consulting Group Page 2 Proposal to Provide Performance Audit Services TIGARD, OREGON 2. Firm Experience Conducting Similar Assessments. Our proposed project team has conducted over seventy-five organization-wide studies since our founding. Notable clients include: Or anization-wide Studies ........................... .............................. Albuquerque, New Mexico Goodyear, Arizona Portsmouth, New Hampshire Augusta, Georgia Half Moon Bay,California Rancho Mirage, California Avon, Connecticut Johnson County, Kansas Rancho Palos Verdes, CA Barstow,California Monroe County, Michigan Raymore, Missouri Brattleboro,Vermont Monrovia, California Roseville,California Carroll County, New Hampshire Montgomery College Spokane,Washington �^ DeKalb County, Georgia Montpelier, Vermont Sunnyvale, California Deltona, Florida Orland Park, Illinois Tinley Park, Illinois Franklin Township, NJ Orleans, Massachusetts -University of Albany—SUNY Fort Morgan,Colorado Orting,Washington Waltham, Massachusetts In addition to our numerous organization-wide studies, the firm and project team have also conducted hundreds of stand-alone studies of specific administrative functions. These projects focused on ensuring services are appropriately provided and function in accordance with adopted policies and procedures, applicable state and federal regulations, and industry best practices. Specific Functional Area Studies ........................................................................... .............................. Administration/Central Services Irvine(CA) Riverside(CA) Finance Albany(CA) Broward County(FL) Riverside(CA) Sunnyvale(CA) Community Development Des Moines(WA) Downey(CA) Lake Oswego(CA) Redlands(CA) Finance Albany(CA) Broward County(FL) Riverside(CA) Sunnyvale(CA) Matrix Consulting Group Page 3 Proposal to Provide Performance Audit Services TIGARD, OREGON Human Resources Ketchikan (AK) Salt Lake City(UT) Riverside(CA) Virginia Beach (VA) Information Technology Brea(CA) Edmond (OK) Redding (CA) Salt Lake City(UT) Police Portland (OR) Puyallup(WA) Sherwood (OR) Public Works/Hecreation Cedar Rapids(IA) Oakland (CA) Richland County(SC) Rock County(WI) White Plains(NY) 5. Project References. The following three references provides information regarding three similar assessments conducted by the firm and key members of the proposed project team. Client Project Summary Orting, Washington In this assignment, the project team conducted a 2017 comprehensive assessment of the City's operations. Included in this assessment was an evaluation of City Council operating Organizational Assessment practices, including committee structure, Council rules and operating practices, and governance. The Council wanted to Mark Bethune ensure they were operating effectively in managing the City's City Administrator operations. During workshops and final report presentations, 360.893.2219 x 115 many recommendations were made to address operational MBethunegcityoforting.org issues that were impacting effective City operations including Council practices and procedures. Groton, Massachusetts In this just completed project the Matrix Consulting Group 2017 conducted a comprehensive assessment of all Town Departments. Working closely with a Board of Selectmen and Organizational Review community advisory panel, the project team's key recommendations included internal shared services for Mark Haddad administrative functions,developing a joint plan for service and Town Manager cost sharing between the Public Library and the Town, greater proactive emphasis in the Police Department; and the 978.448.1111 development of improved maintenance approaches in Public Works. Matrix Consulting Group Page 4 Proposal to Provide Performance Audit Services TIGARD, OREGON Client Project Summary Orland Park, Illinois This study focused on evaluating staffing levels and organizational structures for the Village of Orland Park. The Organizational Staffing Village had implemented significant staff reductions in prior Analysis years - mainly through attrition and retirements. They asked the Matrix Consulting Group to provide recommendations for Paul Grimes reallocation of staff, revised organizational structures, and Formerly Orland Park Village operational improvements to enable them to maintain high- Manager now level core services with the existing total staffing allocations. City Manager of McKinney, We provided alternative organizational structures and TX recommendations for reallocation of positions focused on enhancing core services within existing financial constraints. U-72.54-1.7500 The Village has implemented most of the recommended-- staffing/organizational changes. 6. Proposed Project Team. We have proposed a very qualified and experienced project team for this engagement including our most senior consultants and individuals with significant experience conducting similar engagement. Each of our proposed team members are technical experts in assigned functional areas. Richard Brady Rabin Hnfey 1 6% cat Advisor Senior Analyst Ian Brady Analyst The following table provides biographical summaries for the proposed project team. Matrix Consulting Group Page 5 Proposal to Provide Performance Audit Services TIGARD,OREGON ALAN PENNINGTON—Alan Pennington is a Vice President and is based in our St. Louis metro office. Mr. Pennington has over 20 years of practitioner and consulting experience in human resources. Mr. Pennington served for over 15 years in various public sector positions in Illinois before joining Matrix.The positions included Assistant City Manager,Assistant Human Resources Director, and Labor Relations Manager. Mr. Pennington's experience evaluating staffing and operations as part of organization-wide studies includes:Albuquerque(NM),Carroll County(NH)DeKalb County(GA),Franklin Township (NJ), Johnson County (KS), Mt. Lebanon (PA), Orland Park (IL), Peoria County (IL), Rancho Mirage (CA), Rancho Palos Verdes (CA), Raymore (MO), Roseville (CA), Washington State Ferries. His experience conducting departmental studies includes: Avon(CT),Lake County(IL), Irvine (CA), Niles (IL), Rockingham County(NH), Riverside (CA), Springfield (MA),and Sunnyvale (CA). Mr. Pennington is a member of the following professional associations: The International City/County Management Association and the Association of Local Government Auditors. -� Mr. Pennington has a BA (Public Management) and MPA from the University of Maine. Mr.Pennington would serve as the Project Manager and Lead Analyst for this engagement. ..................................................................................................................................................................................................................................................... RICHARD BRADY - Mr. Brady has been providing management consulting services to municipalities for 35+ years across all governmental functions, including over 250 law enforcement and 250 fire service clients conducting costs and financial analysis, organizational and operational assessments,organizational structure reviews,feasibility studies,technology and equipment reviews, and performance audits. His recent police assessments include Austin and San Antonio (TX), Wichita (KS), Kansas City (MO), Asheville (NC), Carlisle (PA), Portland (OR), Hennepin County (MN), Mahwah (NJ), Arlington (WA), and Birmingham (AL). He led our recent police feasibility study efforts in San Clemente, Laguna Hills, Patterson, Riverside County (CA) and Bergen County(NJ). Mr. Brady holds a BA from Cal State University, Hayward, and a PhD, Oxford University, UK. Mr. Brady would serve as the team leader for the public safety functions of the City. ..................................................................................................................................................................................................................................................... ROBIN HALEY— Mr. Haley is a Senior Manager with the Matrix Consulting Group and has over 20 years of consulting experience in the public sector covering a wide spectrum of functions and issues. Additionally, his background includes 10 years of experience as a financial analyst and project manager in private industry. His experience covers a broad range of local government functions with an emphasis on public works operations. His experience conducting administrative services and organization-wide studies includes the following clients: Barnstable (MA), Brattleboro (VT), Carroll County (NH), Charleston County (GA), Groton (MA), Lawrence (MA), Montpelier (VT), Nashville-Davidson County (TN), Polk County (FL), Truro-Provincetown (MA), Waltham (MA). He holds a B.S. in Industrial Management from the Georgia Institute of Technology and an M.B.A. in Finance from Georgia State University. Matrix Consulting Group Page 6 Proposal to Provide Performance Audit Services TIGARD, OREGON JOHN SCRUGGS is a Manager with the Matrix Consulting Group. He has a strong background in law enforcement, including having previously served as a Captain for the Portland Police Bureau. He has served in all facets of law enforcement including patrol, investigations, training and administration during his 26-year career. Mr. Scruggs was a member of our police department study teams for Kansas City (KS) and Kansas City(MO),Wichita(KS)and Midwest City(OK)as well as Lower Saucon Township(PA), Riverside, Sacramento and San Jose (CA). Recently, he has provided additional assistance to Lower Saucon Township by acting as their interim police chief and has assisted them in a recruitment for a permanent one. Mr. Scruggs has a Master of Public Administration from Portland State University. He received is ac a or s degree in oi ical Science from Portland State University. Mr. Scruggs has also received mid-management and executive management course certificates from the Oregon Department of Public Safety Standards and Training. Mr. Scruggs would be a project analyst on public safety issues. IAN BRADY is a Senior Manager with the Matrix Consulting Group as part of our Management Services Division. Mr. Brady created and leads our data analytics practice, which for police staffing studies includes evaluation of deployments, beat designs and scheduling issues and alternatives. Mr. Brady has recently worked on police and fire management studies for Austin (TX), DeKalb County (GA), Winnipeg (Canada), Berkeley (CA), Raleigh (NC), Birmingham (AL), Portland (OR),and Hayward (CA). He is leading our current study of the Miami Beach Police Department (FL). He received his BA in Political Science from Willamette University. KHUSHBOO HUSSAIN is a Manager with the Matrix Consulting Group. Ms. Hussain has been a part of our Financial Services Division for more than five years and has also been a member of our management studies practice over the last four years. Ms. Hussain's experience includes evaluating financial processes and internal controls for the following representative clients: Irvine, Los Angeles, Los Angeles County, Riverside, and Sunnyvale (CA), Austin (TX), DeKalb County (GA). Additionally, she has conducted cost allocation plans and user fee studies for over two dozen clients. Ms. Hussain received her B.A.and M.A. in International Economics from University of California, San Diego. Matrix Consulting Group Page 7 Proposal to Provide Performance Audit Services TIGARD,OREGON DAVID BRANCH is a Senior Consultant with the Matrix Consulting Group. Mr. Branch provides support to senior staff in all areas,with a focus on our general management consulting practice. In his time with the firm he has contributed to dozens of studies across the United States in community development, public works, human resources, and emergency response. Mr. Branch's experience in projects evaluating functional staffing allocations includes the following clients: Carroll County (NH), Cedar Rapids (IA), DeKalb County (GA), Montgomery College (MD), Niles (IL), Niles Library District (IL), Peoria County (IL), Riverside (CA), Rockingham County (NH), Salt Lake County (UT), Seattle City Light (WA), Vermont Secretary of State (VT). Mr. Branch received his B.S. in Public Policy, Management, and Planning from USC and his Masters Inec ndary Education from the University of Missouri. Detailed resumes of our project team members are provided on the following pages. We are not proposing the use of any subcontractors on this engagement. All project team members are full-time employees of the Matrix Consulting Group. Matrix Consulting Group Page 8 Proposal to Provide Performance Audit Services TIGARD, OREGON ALAN D. PENNINGTON VICE PRESIDENT, MATRIX CONSULTING GROUP ............................................................................................................. Background:Alan Pennington is a Vice President with the Matrix Consulting Group and leads our General Consulting Practice. He has been employed by the Matrix Consulting Group since 2005. Prior to that he served for over 15 years in public sector positions in Maine and Illinois. He served in Peoria, Illinois(from 1992 to 2005), in various positions including Assistant City Manager,Assistant Human Resources Director, and Labor Relations Manager. Mr. Pennington has conducted operational studies and analysis, budget preparation, implementation of performance measurement systems, direct supervision of an emergency communications center,equal opportunity unit and a labor negotiator. Mr. Pennington is trained in Six Sigma. Administrative Services: Conducted studies of administrative support services including Human Resources, Finances, Procurement, and City Clerk. Study scope of work included evaluating and revising associated business processes, performance measurement, customer service(internal and external),technology utilization,staffing evaluations, policy and procedure review,and comparison to best management practices. Avon (CT) -HR, Finance, Maintenance Omaha, Nebraska—Union Agreement Eva[. Carroll County(NH)—Human Resources Peoria County(IL)-HR, Procurement, Finance Cedar Rapids (IA)—Human Resources Polk County(FL)—HR Assessment Charlotte(NC)-Procurement Portsmouth (NH) -Labor Relations, Overtime CPS Consultants(CA)—Organizational, HR Riverside(CA)—Human Resources, Finance Highland Park(IL)—HR Rockingham County(NH)—Human Resources Imperial Irrigation District- HR Salt Lake City(UT)-Human Resources Ketchikan(AK)—HR Division Assessment Santa Clara Valley Water(CA)-Procurement Lake County(IL)—HR/Payroll Assessment Springfield(MA)-City Clerk Los Angeles(CA)—Payroll Springfield (MA)-Finance, Procurement Imperial Irrigation District(EI Centro,CA)—HR Sunnyvale(CA)—Finance, Procurement Lake County—HR/Payroll University of Maryland University College—HR Madison Area Technical College-HR University of Albany—SUNY—Admin Functions Marshall University(WV)- Procurement Vancouver(WA)—HR/Workers Compensation Matanuska(AK)-School Site Selection Virginia Beach (VA)-HR Missouri Department of Conservation—HR VTPO(FL)—Human Resources Program Study Niles(IL)-Finance West Virginia University(WV)—Procurement Agency-Wide Studies: Participated on project teams conducting evaluations of entire city and county organizations. Work scope included evaluation of business processes,service levels, policies and procedures, staffing levels, evaluation of spans of control, and reviewing alternatives options for overall organizational structure. Avon, Connecticut Orleans, Massachusetts DeKalb County, Georgia Peoria County, Illinois Fort Morgan,Colorado Palos Verdes Estates, California Half Moon Bay, California Rancho Mirage, California Johnson County, Kansas Rancho Palos Verdes, California Montgomery College, Maryland Raymore, Missouri Montpelier,Vermont Roseville,California Mt. Lebanon, Pennsylvania South Coast Water District, California Orland Park, Illinois Washington State Ferries Matrix Consulting Group Page 9 Proposal to Provide Performance Audit Services TIGARD,OREGON ALAN D. PENNINGTON VICE PRESIDENT, MATRIX CONSULTING GROUP Public Works and Utilities:Conducted studies of full service public works departments including maintenance, fleet,traffic,engineering, and roads. Studies have focused on evaluation of maintenance management,crew sizes and staff utilization,technology, organizational structure, standard operating procedures, levels of performance management,and feasibility of shares services with neighboring governmental units. Alexandria,Virginia Nashville-Davidson County,Tennessee Charleston County, South Carolina Orleans, Massachusetts Franklin,Tennessee(Water/Wastewater) South Coast Water District, CA Franklin,Tennessee(Fleet Management) State of MO, Dept. of Conservation—Asset Mgmt. Milwaukee,Wisconsin Washington County, New York Community Development(Planning, Building,Code Enforcement): Evaluated the development review and permitting processes. Conducted assessment of staffing,operations, process mapping, technology utilization,performance level assessment,and customer service. Cupertino,California Little Rock,Arkansas Dayton,Ohio Manatee County, Florida Gwinnett County, Georgia Marion County,Oregon Hanover County, Virginia Roseville,California Hilton Head Island, South Carolina San Jose,California Johnson City, Tennessee Springfield, Massachusetts Lawrence, Kansas Sunrise, Florida Lee's Summit, Missouri(Codes Administration) Town of Hilton Head Island, South Carolina Lee's Summit, Missouri(Planning) West Palm Beach, Florida Publications: Mr. Pennington was a frequent contributor to the monthly IPMA-HR Newsletter, authoring feature articles, and writing a bi-monthly column titled"Focus on Labor". Feature articles included: "Interest Based Bargaining:What?Why?When?And How?", September 2000. "Crisis Management: Defining the Role of Human Resource Professionals when Natural Disasters Strike", November 2004. Bi-Monthly column topics included: "Setting the Tone for Labor Relations", February 2004. "Outsourcing; Is It Right for Labor Relations?",October 2004. "To Sue or to Grieve(or Maybe Both)", April 2004. Handling Grievances, Part I",June 2004,and"Handling Grievances, Part II",August 2004. "Engaging Your Unions and Employees in Discussions Regarding Benefit Cost Control", Dec.2004. "The Labor Relations Professional's Role in Developing Great Supervisors", February 2005. "Defining the Role of the Arbitrator in Discipline Cases",June 2005. Mr. Pennington also served for several years on the editorial board of the Public Personnel Management, a publication of IPMA-HR focused on academic research related to Human Resources. Professional Associations: Association of Local Government Auditors(ALGA) International Public Management Association for Human Resources(IPMA-HR) International City-County Management Association (ICMA) Education: BA, University of Maine—Public Management; 1990. MPA, University of Maine—Public Administration, 1992. Matrix Consulting Group Page 10 Proposal to Provide Performance Audit Services TIGARD,OREGON RICHARD P. BRADY PRESIDENT, MATRIX CONSULTING GROUP Background: Richard Brady provides organization,staffing and management analytical services to local government. In his extensive career, he has conducted over 400 projects for over 300 local and state government client agencies. Richard Brady has been a management consultant to local government for 30 years. Prior to creating his own consulting practice of Matrix Consulting Group, Mr. Brady was MAXIMUS's Vice President for providing management auditing services nationwide. Before that, he was the managing partner of the consulting firm of Hughes, Heiss &Associates. Agency-Wide Studies: Conducted studies of entire city and county organizations. Scopes of work included organizational structure and allocation of functions, management spans of control,service and staffing levels, operational requirements as well as policies and procedures, Albany, New York Los Gatos, California Alachua County, Florida Monroe County, Michigan Alexandria, Louisiana North Miami Beach, Florida Allegan County, Michigan Palo Alto, California Augusta,Georgia Portsmouth, New Hampshire Beaufort County, South Carolina Portsmouth,Virginia Brattleboro,Vermont Prescott Valley,Arizona Burke County, North Carolina San Antonio, Texas Burlington, Massachusetts San Clemente, California Culpeper County,Virginia San Luis Obispo, California Florence County, South Carolina Sunnyvale, California Gainesville, Georgia Upper Merion Twp, Pennsylvania Hall County, Georgia Waltham, Massachusetts Irvine, California Wayland, Massachusetts Lathrop, California West Boylston, Massachusetts Los Angeles, California Whitman, Massachusetts Administrative Services: Conducted studies of internal service functions, including human resources, information technology, purchasing and risk management. Focuses included comparison to best management practices and peer agencies, customer services approaches,support systems, etc. Edmond(OK)—IT Salt Lake City(UT)—IT, HR Franklin County(OH)—Purchasing Santa Rosa (CA)—Purchasing Irvine(CA)—Human Resources Sonoma County(CA)—Purchasing Newport Beach—Risk Management Washington D.C.—Purchasing Law Enforcement: Mr. Brady is a nationally recognized expert in the analysis of law enforcement. He has conducted police and sherifrs office studies which focused on service delivery strategies, patrol deployments, scheduling and levels of proactivity, case management, records management systems and business practices, policies and procedures,crime prevention programs. Alaska Anchorage Nebraska Omaha Arizona Goodyear, Prescott Valley Nevada Las Vegas Metro Police Department Matrix Consulting Group Page 11 Proposal to Provide Performance Audit Services TIGARD, OREGON RICHARD P. BRADY PRESIDENT, MATRIX CONSULTING GROUP ............................................................................................................. California Alameda County,Anaheim, Butte New Hampshire Portsmouth County, Citrus Heights, Contra Costa County, New York Albany, Carthage, Endicott,Vestal and Galt,Gilroy, Glendale, Kern County, Los Angeles, Briarcliff Manor Los Angeles County, Los Gatos, Lynwood, Monrovia, Napa, Ontario, Orange County, North Carolina Burke County and Durham Palmdale, Palo Alto, Pittsburg, Poway, San Jose, Michigan Alpena and Detroit Pasadena, San Bernardino, San Bernardino County,San Rafael, Santa Ana, Santa Monica, Ohio Fairborn Sunnyvale Oregon Clackamas County and Grants Pass Pennsylvania York Colorado Aurora South Carolina Beaufort County, Charleston Florida Alachua County,Jacksonville,Jupiter, County, Hilton Head Island, Spartanburg County North Miami Beach, Orange County, Pasco Tennessee Nashville-Davidson County and Knox County, Pinellas County, Port Richey and Venice County Georgia Americus,Augusta-Richmond County, Texas Arlington,Terrell, EI Paso, Grand Prairie Fulton County, Hall County, Chatham County, and Southlake Americus and Gainesville Utah Salt Lake City Louisiana Alexandria Vermont Brattleboro Massachusetts Beverly, Boston, Lawrence, Virginia Leesburg and Loudoun County Milford, Mansfield, Burlington, Pelham,Wayland, Washington Spokane, Kirkland and Snohomish Westwood,Whitman County Minnesota Anoka County Wisconsin Sun Prairie, Milwaukee Missouri Des Peres and Raymore Fire and Emergency Medical Services: Mr. Brady is also a nationally recognized expert in the analysis of fire and emergency medical services. Projects have included evaluations of deployment, station locations, response policies, company staffing, non-call utilization,fire prevention and education,training, hazardous materials management,fire management and administration. Alachua County, Florida Lansing, Michigan Albany, New York Newark, California Americus, Georgia Norwalk, Connecticut Augusta,Georgia Omaha, Nebraska Bellingham,Washington Palo Alto, California Brattleboro,Vermont Peoria, Illinois Bremerton, Washington Reno, Nevada Broward County, Florida Salt Lake City, Utah Burlington, Massachusetts San Rafael, California Charlotte County, Florida Sarasota County, Florida Cupertino, California Tallahassee, Florida Hilton Head Island, South Carolina Venice, Florida EDUCATION Mr. Brady received his BA degree from California State University at Hayward and his MA and PhD degrees from Oxford University, U.K. Matrix Consulting Group Page 12 Proposal to Provide Performance Audit Services TIGARD, OREGON ROBIN G. HALEY SENIOR MANAGER, MATRIX CONSULTING GROUP Background: Mr. Haley has over 25 years of public management consulting experience,with a primary emphasis on public works related services. This includes a diverse area of experience that includes utilities, streets and highways, solid waste and recycling, rights-of-way maintenance, parks and recreation, fleet management, facilities management, and customer service management systems. Additionally,Mr. Haley has 10 years of experience as a financial analyst in the transportation and defense contracting industries, with responsibility for budgeting and budget oversight, cost estimation and customer service. Administrative Services: Managed and conducted studies of internal service functions, including human resources,information technology,purchasing,risk management and finance.Scopes of services included analyses of resource requirements, workflow, customer service practices, and comparison to best management practices and peer agencies. Augusta-Richmond (GA)-Tax Commissioner Knox County (TN) - Finance, Human Resources, Barnstable(MA)-Tax Assessor Risk Management,Trustee Beaufort County(SC)-Tax Increment Financing Las Vegas (NV) Metropolitan Police Department- Brattleboro(VT) -Town Clerk, Lister Human Resources Chatham County(GA)- Finance Maryland Transportation Authority - Human Farmington Hills(MI)- Finance, Purchasing Resources, Risk Management, Purchasing Floyd County (GA) - Tax Assessor, Human Nashville and Davidson County (TN) - Internal Resources Services Benchmarking Agency-Wide Studies: Managed and conducted studies of city and county organizations. Scopes of work included analyses of organizational structure, management and planning, staffing, performance measurement and management,operational requirements, policies and procedures. Alexandria, Louisiana Hall County, Georgia Allegan County, Michigan Hammond, Indiana Augusta-Richmond, Georgia Hobart, Indiana Beaufort County, South Carolina Hyattsville, Maryland Brattleboro,Vermont Knox County,Tennessee Brunswick, Georgia Lake County, Indiana Charleston County, Georgia Lawrence, Massachusetts Chatham County, Georgia Maryland Transportation Authority East Chicago, Indiana Peoria County, Illinois Effingham County, Georgia Polk County, Florida Farmington Hills, Michigan Prescott Valley,Arizona Gainesville, Georgia San Antonio,Texas Gary, Indiana Venice, Florida Glynn County, Georgia Waltham, Massachusetts Groton, MA Whiting, Indiana Parks & Recreational Services: Mr. Haley has conducted and managed many studies of parks and recreational services. These included analyses of staffing, organizational structure, management information systems use,recreational service provision,maintenance management,asset management, financial and administrative services, and others. These studies focused on optimizing the use of resources, planning and managing, business plan development, strategic planning, and other topics. Matrix Consulting Group ?age 13 Proposal to Provide Performance Audit Services TIGARD, OREGON ROBIN G. HALEY SENIOR MANAGER MATRIX CONSULTING GROUP `da-1 rnia Roseville Massachusetts Waltham,Westford Connecticut Greenwich,Trumbull Michigan Farmington Hills Florida Davie Rhode Island Jamestown Georgia Athens-Clarke County South Carolina Richland County Illinois Elmhurst Park District Utah Salt Lake City Public Works and Utillties: Mr. Haley has conducted and managed many studies of public works and utilities functions,including streets,solid waste and recycling,fleet management,engineering,water and wastewater utilities, traffic and facilities management. Scopes of services have included analyses of street replacement and resurfacing, management and planning of maintenance activities, crew sizes, staffing requirements, fleet and equipment needs,vehicle maintenance and replacement, infrastructure maintenance and replacement, staff utilization, customer service and responsiveness, as well as other functions. Arizona Maricopa County, Peoria, Pinal County, Michigan Farmington Hills Prescott Valley, Scottsdale Mississippi Jackson California Beverly Hills, Ventura County, West Missouri Lee's Summit Covina Nebraska Sarpy County Colorado Aurora,Thornton New Hampshire Amherst Florida Escambia County Utilities Authority, New York Onondaga County,White Plains Hernando County, Pasco County Sheriff, Polk North Carolina Nags Head, Winston-Salem County, Port Everglades,Tampa,Venice North Dakota Grand Forks Georgia Augusta-Richmond, DeKalb County, Oregon Douglas County Floyd County, Gainesville, Hall County, Macon Puerto Rico Ponce Idaho Ada County Highway District South Carolina Anderson County, Beaufort Illinois Lake County, Moline, Peoria County, Rock County, Charleston County, Hilton Head Public Island Service Dist. No. 1, Rock Hill Indiana East Chicago, Gary, Hammond, Lake Tennessee Nashville, Springfield County, Whiting Texas San Antonio, Southlake Louisiana Alexandria Virginia Lynchburg Massachusetts Andover, Chelsea, Haverhill, Wisconsin Milwaukee, Oconomowoc, Rock Lawrence, Lowell, Marshfield, Northampton, County, Waukesha Springfield,Waltham,West Springfield Education: B.S. Georgia Institute of Technology,Atlanta, Georgia 1980 M.B.A.Georgia State University 1988 Matrix Consulting Group Page Proposal to Provide Performance Audit Services TIGARD, OREGON AARON C. BAGGARLY,AICP SENIOR CONSULTANT, MATRIX CONSULTING GROUP .......................................................................................................... Background:Aaron Baggarly is a Senior Consultant with the Matrix Consulting Group and is part of our General Consulting and Public Safety Divisions. Mr. Baggarly has extensive experience in organizational, operational, and planning studies for local, state and national agencies. Mr. Baggarly most recently worked for the City of Stillwater, OK and another consulting firm prior to coming to Matrix Consulting Group and provides a system-wide approach and understanding to each project. Mr. Baggarly has over 5 years of consulting experience—two with the Matrix Consulting Group. Mr. Baggarly has a performed a wide array of analysis for public sector clients. Analytical techniques include data and workload analysis, needs assessments,visioning,organizational and staffing studies, best management practices and master planning. Community Development(Planning, Building,Code Enforcement): Evaluated the development review, permitting,and service delivery processes of municipalities. Contributed to assessment of staffing,operations,process mapping,technology utilization, performance level assessment, and customer service. Blacksburg (VA) - Development Review Downey(CA)—Development Review Boston (MA)—Inspectional Services East Point(GA)—Development Review Burlington(VT)-Permitting Review Tinley Park(IL)—Org/Development Review Master Planning: Mr. Baggarly has performed a wide array of analysis and subsequent planning studies for public sector clients. Worked with the public and employees to develop a system wide approach to operational philosophy that has resulted in facility master plans to provide customer- oriented services to the public. Work includes data collection and analysis, needs assessments, public input sessions, and master plan development. Berkeley County(SC)*-Government Master Plan Monroe County(PA)*-Court Master Plan Benton County(OR)*-Government Master Plan North Carolina*-State Offices Master Plan Broward County(FL)*-Courts Master Plan Pasco County(FL)*-Government Master Plan Colorado*-State Capital Complex Master Plan Richland County(SC)*-Government Master Plan Franklin County(PA)*-Government Master Plan Sunnyvale(CA)*- Government Master Plan Jasper County(MO)*-Court Master Plan Wyoming*-State Capital Master Plan Monroe County(FL)*-Government Master Plan *Denotes work with previous firm Professional Associations: American Planning Association American Institute of Certified Planners(AICP) Education: BS,Appalachian State University—Community and Regional Planning, minor in GIS;2007 Matrix Consulting Group Page 15 Proposal to Provide Performance Audit Services TIGARD, OREGON IAN BRADY SENIOR MANAGER, MATRIX CONSULTING GROUP ............................................................................................................. BACKGROUND: Ian Brady is a Manager with the Matrix Consulting Group. He began with the firm as an intern before joining full-time, and now has over 5 years of consulting experience. He specializes in public safety and is dedicated to providing analytical support for all of our police,fire,emergency communications and criminal justice system studies. Mr. Brady also developed the firm's GIS-based analytical tools for analyzing field service workloads and service levels, beat design and efficiency, and alternatives to resource deployment and scheduling. EXPERIENCE IN LAW ENFORCEMENT AND CORRECTIONS STUDIES Mr. Brady has experience conducting law enforcement management, staffing and operations studies, including recently for the following clients: Adams County, Colorado(corrections) Laguna Hills, California Arlington,Washington Mahwah, New Jersey Berkeley,California Orange County, Florida(corrections) Birmingham,Alabama Portland,Oregon Chula Vista, California Patterson, California Columbia, Missouri Raleigh, North Carolina DeKalb County, Georgia Redding, California Hanford, California Rio Rancho, New Mexico Hayward,California Rockingham County, New Hampshire (corr.) Huntington Beach, California Roseville, California La Quinta, California Suffolk,Virginia Lansing, Illinois Winnipeg, Manitoba EDUCATION: Mr. Brady received his BA in Political Science from Willamette University. Matrix Consulting Group Page 16 Proposal to Provide Performance Audit Services TIGARD, OREGON JOHN SCRUGGS MANAGER, MATRIX CONSULTING GROUP ............................................................................................................. Background:John Scruggs is a Manager with the Matrix Consulting Group. He has a strong background in law enforcement, including having previously served as a Captain for the Portland Police Bureau. He has served in all facets of law enforcement including patrol, investigations,training and administration during his 26-year career. In addition to his law enforcement background Mr. Scruggs has extensive experience in the legislative process. He has authored or co-authored five state laws and city ordinances. He received the 2015 partnership award from the Oregon Chiefs of Police Association and the Oregon State Sheriff's Association for his work on the Oregon Body Worn Camera bill. Mr. Scruggs also served as the Chair of the National Policy Board for the Gang Resistance Education and Training(G.R.E.A.T.)program. Law Enforcement Experience: He has worked with Matrix Consulting Group as internal project manager for the recent Portiand Police-Bureau(OR)staffing-stud—y. His consulting experience includes law enforcement studies for Lower Saucon Township(PA), Kansas City(MO), Kansas City and Wyandotte County(KS),Wichita(KS), San Jose(CA), and Midwest City (OK). Recently, he has provided additional assistance to Lower Saucon Township by acting as their interim police chief and has assisted them in a recruitment for a permanent one. Education Mr. Scruggs has a Master of Public Administration from Portland State University. He received his Bachelor's degree in Political Science from Portland State University. Mr. Scruggs has also received mid-management and executive management course certificates from the Oregon Department of Public Safety Standards and Training. Matrix Consulting Group Page 17 Proposal to Provide Performance Audit Services TIGARD,OREGON KHUSHBOO HUSSAIN MANAGER, MATRIX CONSULTING GROUP ............................................................................................................. Background: Khushboo Hussain is a Manager with the Matrix Consulting Group. She has been employed by the Matrix Consulting Group since February 2012. Prior to joining the firm,she worked in the international relations and government industry. Ms. Hussain has contributed to numerous studies in her time with the firm as outlined below. Management Services: Contributed to studies of management departments including Human Resources, Finances, City Clerk,Community Development, Animal Services,etc. Study scope of work included performance measurement,customer service(internal and external),technology utilization, staffing evaluations, policy and procedure review, process analysis,and comparison to best management practices. Ashland(OR) Sacramento County(CA) Bay Area Rapid Transit(BART) San-Bernardino(CA) Culver City(CA) San Clemente(CA) DeKalb County(GA) Santa Monica(CA) Honolulu Board of Water Supply(HI) Seattle(WA) Irvine(CA) Sonoma County(CA) Los Angeles County(CA) Tomales Village Community Services District(CA) Palo Alto(CA) University of Maryland—University College(MD) Pasadena(CA) Vacaville(CA) Riverside(CA) World Logistics Center(CA) Cost Allocation Plans and User Fee Studies: Ms. Hussain has assisted and participated in several cost allocation and user fee studies.These studies determined the costs of providing local government services utilizing activity-based costing principles and led to recommendations that generated significant additional revenues for local government clients. Asheville(NC) Monterey Bay Unified Air Pollution Control District Austin (TX) (CA) Capitola(CA) Maui County(HI) Central Contra Costa Sanitary District(CA) Pasadena(CA) Cupertino(CA) Perris(CA) Elk Grove (CA) Resources Conservation District of Santa Cruz Fairfield(CA) County(CA) Fresno(CA) San Bernardino(CA) Ft. Lauderdale, Florida San Pablo(CA) Huntington Park(CA) San Mateo(CA) Kissimmee, Florida Santee(CA) Livermore(CA) Seal Beach(CA) Long Beach(CA) Sonoma County(CA) Madera(CA) Vacaville(CA) Manhattan Beach (CA) Willits(CA) Education BA, University of California, San Diego—International Economics;2010 M.A, University of California, San Diego—International Affairs;2011 Matrix Consulting Group Page 18 Proposal to Provide Performance Audit Services TIGARD,OREGON DAVID BRANCH SENIOR CONSULTANT, MATRIX CONSULTING GROUP ............................................................................................................. Background: David Lee Branch is a Senior Consultant in our Edwardsville, IL(St. Louis area)office. He has been employed by the Matrix Consulting Group since June 2013. Prior to joining the firm, he taught for two years in St. Louis through the highly selective Teach for America post-graduate program. Mr. Branch has contributed to dozens of studies in his time with the firm, in areas including fire and police services, human resources, public works,code enforcement, purchasing/procurement,and development services. Administrative Services: Contributed to studies of administrative support services including Human Resources, Finances, Procurement,and City Clerk. Study scope of work included performance measurement,customer service(internal and external), technology utilization, staffing evaluations, policy and procedure review, and comparison to best management practices. Carroll County(NH)—Human Resources Peoria County(IL)—Countywide Org. Study Cedar Rapids(IA)—Human Resources Polk County(FL)-HR Charlotte(NC)—Aviation Procurement Rockingham County(NH)—General Org. Study DeKalb County(GA)—Admin Functions Riverside(CA)—Human Resources Elmhurst(IL) Parks District—Staffing Salt Lake County(UT)-General Org. Study Lake County(IL)—HR Assessment Seattle City Light (WA)—Worker's Comp Marshall University(WV)—Purchasing Audit Springfield WSC (MA)—Human Resource Montgomery College(MD)—General Org. Study Secretary of State(VT)—General Org. Study Niles(IL) Public Library—General Org. Study Virginia Beach (VA)—Human Resources Public Safety: Contributed to the evaluation of Fire, Police, and EMS services.Analyzed call center, dispatch,and human resources data,conducted stakeholder surveys, and comparative research. Anchorage(AK)—Fire Peachtree(GA)—911 Asheville(NC)—Police Portland (OR)—Police Dinuba(CA)—Fire Sarpy County(NE)—911 Huntington Beach (CA)—Fire Snohomish County(WA)—911 La Quinta(CA)—Police Wadsworth (OH)—Police Mat-Su County(AK)—911 Winter Garden (FL)—Fire Public Works&Community Development(Planning, Building,Code Enforcement): Evaluated the development review, permitting, and service delivery processes of municipalities. Contributed to assessment of staffing,operations, process mapping,technology utilization, performance level assessment, and customer service. Albany(NY)—Development Review Martin County(FL)—Utilities and Solid Waste Coral Gables(FL)—Planning&Zoning Niles(IL)—Public Works DeKalb County(GA)—Development Review Ogden(UT)—Fleet&Facilities Elmhurst(IL)—Parks& Recreation Redlands(CA)—Planning&Permitting Flower Mound (TX)—Code Enforcement Rock County(WI)—Public Works Kissimmee(FL)—Development Review San Clemente(CA)—Public Works Lake County(IL)—Public Works Schaumburg (IL)—Public Works Los Angeles(CA)—Development Review Westminster(CO)—Planning&Permitting Education BS, University of Southern California—Public Policy, Management, and Planning;2011 M.Ed., University of Missouri, St. Louis—Secondary Education;2013 Matrix Consulting Group Page 19 Proposal to Provide Performance Audit Services TIGARD, OREGON 12 Audit Approach This section of our proposal provides a project task plan designed to meet the City of Tigard's need for a comprehensive performance audit of city services. The task plan is designed, through a designed approach, to answer the following specific questions outlined in the RFP: • What services are provided by each department/division /program and how are those services delivered? • How effective are the delivery of programs and services? • Are funds being spent appropriately and are resources being employed in the most efficient and effective manner to delivery services? • What performance improvements could be implemented, or leading practices utilized, to enhance service delivery? • Are there organizational, staffing or management changes that should be implemented that would lead to improved performance? • What performance improvements should be made or inefficiencies that could be eliminated through changes in how work is performed? The following task plan is designed to provide a comprehensive framework to assess and answer these questions and provide a systematic improvement plan for the organization. 1. Our Proposed Project Approach. In the task plan, which follows, is provided our proposed description of the work we would undertake to provide performance audit services to the City of Tigard. Task 1 Develop an Understanding of the Operations, Organization and Management of Functions in the City of Tigard. During project initiation the project manager will interview the City Manager and, if desired, members of the governing board, to understand the reasons for the study and its goals. Concurrently, it is important that the project team understand, in detail, how each department is staffed, organized, operated and managed. Additionally, it is important that the project team understand basic service delivery targets; current service levels, and where there may be overlaps and gaps. To develop this understanding, we will accomplish the following work steps—among others: Matrix Consulting Group Page 20 Proposal to Provide Performance Audit Services TIGARD,OREGON Conduct individual interviews within each department to understand the existing plans of organization as well as key organizational issues facing each department/function. Develop descriptions of the staffing and responsibilities for staff in each function. Document trends in staffing and identify gaps, if any, in key service areas/skills. Develop an understanding of the scope of the programs and services for each function. Document historical, current and projected workloads, costs, and service levels for each function Develop an understanding of key performance indicators for each department/function. Develop an understanding of the mayor management systems to plan and schedule, monitor and adjust approaches to providing services. Document the major software and technology employed throughout the City and develop an understanding of the current levels of utilization. Review major documents to gain an understanding of the operational practices of the City and to understand the financial and legal constraints the City is operating under. These documents would include the current and recent budgets, policy documents, work rules and personnel manuals,fob descriptions, regularly generated management reports, available operational statistics, mission statements and any available performance indicators. A profile documenting the current service delivery approaches and costs would be developed at the end of this task. TASK RESULT A summary profile of each department's organization, staffing and operations. These descriptive profiles would be structured to provide a baseline summary valuable for later analysis. Task 2 Conduct a Survey of Employee Attitudes Toward Current Staffing, Services, Organization and Management Issues. It is critical for the project team to develop strong input regarding current operational and organizational issues from staff. The use of an employee survey would provide employees within the organization, beyond those interviewed, the opportunity to provide input into this process. It will also enable all staff an additional opportunity for input. To provide a major avenue for employee input at the outset of the project, we plan to prepare a questionnaire, which would be designed to: Matrix Consulting Group ?age 21 Proposal to Provide Performance Audit Services TIGARD, OREGON Document attitudes toward the types, levels and quality of services provided. Document attitudes toward the balance of work and staffing. Elicit attitudes toward organizational elements such as coordination of staff and services, internal management of operations, scheduling and deployment, and the like. Document perceptions regarding key management issues such as planning of work to be performed, internal communications and the like- Obtain employee views about opportunities to restructure services, reduce costs, etc. Questionnaires would be structured to document the attitudes toward issues and systems, which are organization-wide, and also attitudes toward issues which are unique to each operating department. Questionnaires would be confidential and conducted via an online survey service. TASK RESULT The product of this task would be a narrative and analytical summary of response patterns on an organizational and departmental basis. Task 3 Obtain Input from the Community Through an Online Survey and a Community Meeting. It is critical for the project team to develop input regarding current operational and organizational issues from the "customers" of City government, that is, the community. To provide a major avenue for input at the outset of the project, we propose to conduct a community online survey to gather information regarding public perception of services and service delivery. We would conduct an online electronic survey that could be completed by any member of the public to provide additional feedback and input to the project team regarding the City-provided services. We have found that the public can often identify areas where current service delivery approaches are confusing, duplicative, or not meeting their needs. Information regarding the perceptions of the services provided and the current satisfaction with these services will provide unique insight for local government and enable local officials and managers to better understand how their service delivery is perceived. Questions would address the following thematic areas Document attitudes toward the types, levels and quality of services provided Document attitudes toward responsiveness. Matrix Consulting Group Page 22 Proposal to Provide Performance Audit Services TIGARD, OREGON Elicit attitudes toward organizational issues such as coordination of services. Document perceptions regarding key management issues Identify service gaps. Questionnaires would be confidential and completed via an online survey instrument (SurveyMonkey). Once questionnaires are completed, we will analyze results and prepare an analytical summary that documents response patterns on a departmental basis. We would work with the project steering committee to determine the most appropriate method to accomplish this, including advertising. TASK RESULT The product of this task would be a narrative and analytical summary of response patterns from the Community Survey. Task 4 Conduct a "Best Management Practices" and Comparative Assessment of Organization, Staffing and Management. In this task, our project team will utilize "best management practices" and a comparative survey to evaluate staffing, productivity, processes, use of technology, management planning, as well as many other dimensions of organizational performance for the functions under review. To accomplish this, we would undertake the following activities: Best Practices Comparative Assessment—The project team would develop a detailed list of"best management practices"for use in a diagnostic appraisal of staffing and service delivery for each service function. This diagnostic appraisal would additionally utilize recognized staffing benchmarks to assess current staffing allocations based upon recognized operational practices and staffing levels. Comparative Survey—Additionally, we would compare organizational structure, staffing levels, and management performance indicators with four(4) comparable public entities. The comparative survey would benchmark the City against the comparable entities in Oregon, or elsewhere in the Pacific Northwest, on factors including staffing, service levels organizational structure and management approaches. A summary of the findings from these two efforts would be developed as an interim delivery and shared with the project steering committee. TASK RESULT An assessment outlining how the City's current staffing, service delivery, organization and staffing compare to best practices and comparable municipalities. Matrix Consulting Group Page 23 Proposal to Provide Performance Audit Services TIGARD,OREGON Task 5 Develop an Organization, Operational and Staffing Assessment of Current and Projected Services. In this important work task, opportunities for improving the organizational structure, management, operations and staffing will be analyzed. This task will include such approaches and methodologies as the following: Evaluate the organizational structure in each Department We will evaluate organizational structure in terms of gaps or overlaps in function, spans of control and appropriate organizational location. • Is the organization structure too"tiered"or too"flat"from the management staffing perspective? • Are functions placed too high or too low in regard to their importance in meeting operating and service objectives? • Are spans of control too broad or too limited? • Are there any overlapping or duplicated functions? Evaluate financial resources utilized to provide services.This analysis will focus on an evaluation of the utilization of financial resources in providing services to the public and will identify deficiencies or excesses in financial services allocated by functional/program area both in comparison to best practices and comparative entities. Recommendations will be developed for more effective utilization of existing resources. Evaluate staff utilization and deployment compared to service levels and workload- This analysis will evaluate staff utilization by comparing staffing allocations against both current and desired service levels and existing and projected workload. Evaluation of the adequacy of major work practices. The analysis will focus on identification of opportunities to streamline work practices to increase utilization levels and/or reduce staffing requirements Through the analysis of major work practices, the consulting team will determine: • The frequency of various work tasks now performed is unnecessary or can be reduced. • Some work tasks can be eliminated. • Skill mix for positions can be improved. • Effectiveness of the use of technology to simplify work activities and deliver services- Analyze the effectiveness of managing performance in the City: Departmental operations require effective management to ensure that staff are appropriately scheduled, deployed, utilized and held accountable for performance. The project team will evaluate this in terms of the following: • How do managers plan, schedule and control the work to be done in each of the City's organizational units? • Do managers have accurate and timely measures of the performance of each unit? • How are goals, objectives and service level targets developed9 • How is 'customer service'defined, promoted and supported'/ Matrix Consulting Group Page 24 Proposal to Provide Performance Audit Services TIGARD, OREGON Analysis of these components will result in the development of detailed recommendations regarding: • Specific staffing required, given acceptable utilization levels. • Development of appropriate performance metric for each service area/program. • Specific steps that need to be taken to reach reasonable utilization levels, including: - Specific changes in existing work methods and practices. - Adjustments in existing planning and scheduling techniques. - Where appropriate, specific steps that could be taken to adjust existing operating systems with positive impact on staff utilization. - Changes that warrant modification to employee job descriptions. Develop recommendations to enhance operational practices, improve staff utilization, and best utilize existing financial resources based on current and projected workloads and service demands. TASK RESULT The result of this task would be a detailed analysis of the organizational, management and operational choices in service delivery, service levels and the staffing needs in each Department. Task 6 Prepare a Draft and Final Report and Provide Implementation Plan. Upon the conclusion of the assessment, we will prepare a detailed report which summarizes the results of each of the previous work tasks described above. This report includes the following: A description of the methodology by which we conducted the study; including our approach, interviews, survey methodology, and the methods by which we obtained review and feedback from the City. A detailed evaluation of department/office staffing and management with specific recommendations on current and projected staffing requirements tied to service levels. A detailed analysis of major work processes, and recommendations for improvement in methods of service delivery to utilize staff and financial resources more efficiently and effectively. Recommendations for specific performance metrics for each functional area to manage and measure performance. Matrix Consulting Group Page 25 Proposal to Provide Performance Audit Services TIGARD, OREGON Implementation plans covering all recommended improvements consisting of specific work steps, suggested responsibility for implementation,timing and sequencing for the accomplishment of each work step. as well as the cost and/or savings associated with implementation. The analysis would be reviewed in draft form with staff. Once this review is completed, the project team will review all comments received, edit and finalize the report and present the final report to the City in a public meeting. TASK RESULT The result of this task would be the draft and final report and implementation plan together with all of the technical documents developed during the study process. We would present the final report to the City, as requested. 2. Project Schedule As shown in the following table, we are proposing a seven month (7) project schedule for the scope of work proposed. The following table summarizes the time required to complete each task of our proposal. 1 2 3 4 5 6 7 Profile/Current State Assessment Employee Survey Community Survey Best Practices/Comparative Operational/Staffing Assessment Draft& Final Report This schedule provides a comprehensive review of all City operations over a seven month period with a concluding date in advance of the City's stated completion date of June 30, 2019. Matrix Consulting Group Page 26 Proposal to Provide Performance Audit Services TIGARD, OREGON 1 3 Pricing Proposal We are proposing to conduct this engagement for a total fixed not-to-exceed price of $87,500 if all departments are conducted concurrently.There are substantially economies of scale with our approach that provide a cost-effective approach to conducting organization-wide assessments. The following table provides a breakdown by task and consultant classification role for this engagement: Project Senior Manager/ Analyst Analyst Advisor Profile/Current State Assessment 16 48 56 120 Employee Survey 8 0 24 32 Community Survey 8 8 16 32 Best Practices/Comparative 16 32 56 104 Operational/Staffing Assessment 24 48 72 144 Draft&Final Report 24 24 40 88 Total Hours 96 160 264 520 Hourly Rate $225 $165 $125 Total Professional Fees $21,600 $26,400 $33,000 $81,000 Project Expenses $6,500 Total Project Cost $87,500 We are available to begin within 2 weeks of a notice to proceed. Matrix Consulting Group Page 27 Proposal to Provide Performance Audit Services TIGARD, OREGON IAppendix Forms The completed forms are provided on the following pages. Matrix Consulting Group Page 28 SECTION 7 PROPOSAL CERTIFICATIONS ****************************************** Non-discrimination Clause The Consultant agrees not to discriminate against any client, employee or applicant for employment or for services, because of race, color,religion, sex,national origin, handicap or age with regard to, but not limited to,the following:employment upgrading,demotion or transfer;recruitment or recruitment advertising;layoffs or termination; rates of pay or other forms of compensation; selection for training;rendition of services. It is further understood that any contractor who is in violation of this clause shall be barred from receiving awards of any purchase order from the City,unless a satisfactory showing is made that discriminatory practices have terminated and that a recurrence of such acts is unlikely. Agreed by: Richard P.Brady,President Firm Name: Matriv C'nnenitincr Grnllp Address: 11 55 Sew Mnrricnn Street tt1 M Portland,OR 97205 ***************************************** Resident Certificate Please Check One: ® Resident Vendor: Vendor has paid unemployment taxes and income taxes in this state during the last twelve calendar months immediately preceding the submission of this proposal. Or ❑ Non-resident Vendor:Vendor does not qualify under requirement stated above. (Please specify your state of residence:_ Officer's signature: T)pe or print officer's name: Richard P.Brady,President RFP—Performance Audit Services Close—Wednesday,August 29,2018—2:00 pm Page 12 SECTION 8 SIGNATURE PAGE The undersigned proposes to perform all work as listed in the Specification section, for the price(s) stated; and that all articles supplied under any resultant contract will conform to the specifications herein, The undersigned agrees to be bound by all applicable laws and regulations,the accompanying specifications and by City policies and regulations. The undersigned,by submitting a proposal,represents that: A) The Proposer has read and understands the specifications. B) Failure to comply with the specifications or any terms of the Request for Proposal may disqualify the Proposer as being non-responsive. The undersigned certifies that the proposal has been arrived at independently and has been submitted without any collusion designed to limit competition. The undersigned certifies that all addenda to the specifications has been received and duly considered and that all costs associated with all addenda have been included in this proposal: Addenda: No. through No. inclusive. We therefore offer and make this proposal to furnish services at the price(s)indicated herein in fulfillment of the attached requirements and specifications of the City. Name of firm: Matrix rnncnitino Grnnn Address: 11 55¢V('Mnrrienn greet#�nn Portland,OR 97205 Telephone Number: (Sn_rm_5129 Fax Number: 650-�37-231 A 0 By: � Z�I� v� Date: R-97-18 (Signature of Authorized Official. partnership, signature of one partner.) Typed Name/Title: Richard P.Brad34 President If corporation,attest: A4�A a (Corporate Officer) ® Corporation ❑Partnership ❑Individual Federal Tax Identification Number(TTN): 05-0545979 RFP—Performance Audit Services Close—Wednesday,August 29,2018—2:00 pm Page 13 ATTACHMENT A CITY OF TIGARD, OREGON ACKNOWLEDGMENT OF ADDENDA Project Title: Performance Audit Services Close: Wednesday,August 22,2018-2:00 p.m. I/WE HAVE RECEIVED THE FOLLOWING ADDENDA (Itnone received, write `None Received': 1. 3. 2. 4. Date Signature of Proposer PresUent Title matrix congiihjng roup Corporate Name RFP—Performance Audit Services Close—Wednesday,August 29,2018—2:00 pm Page 14 ATTACHMENT B CITY OF TIGARD,OREGON STATEMENT OF PROPOSAL Name of Consultant: Matrix cnna„lting cmii , Mailing Address: 1155 SW Morrison Street#100 Portland,OR 97205 Contact Person: Richard R Brady,President Telephone: 650-575-5129 Fag: 650--917.2-110 Email: rhr .ma rix g.net accepts all the terms and conditions-contained—irr-tl'ie—City—ofiIigard's Request for Proposal for Mechanical/HVAC Preventative Maintenance and Inspection Services and the attached general services agreement(Attachment C): P. f. 8-28-18 Signature of authorized rep sentative Date Richard P. Brady,President 650-858-0507 Type or print name of authorized representative Telephone Number Richard P.Brady,President 650-858-0507 Type or print name of person(s) authorized to negotiate contracts Telephone Number REFERENCES Orting,Washington 360-893-2219 x115 Reference#1 Telephone Number Qxgani7"nnaLAssessment mni-1r RP+hr„e Project Title Contact Individual Groton,Massachusetts 979-449-1111 Reference#2 Telephone Number 04ganizational Review X151A-Haddad Project Title Contact Individual Orland Park,IL 972-547-7500 Reference #3 Telephone Number Organizational Staffing Analysis Pan1 Grim— Project Project Title Contact Individual RFP—Performance Audit Services Close—Wednesday,August 29,2018—2:00 pm Page 15