ODOT ~ 31629 ~ Connectoregon VI / Tigard Street Trail TC,� i-7300
Misc. Contracts and Agreements
No. 31629
GRANT AGREEMENT
CONNECTOREGON VI
OREGON DEPARTMENT OF TRANSPORTATION
CONNECTOREGON FUND PROGRAM 2016
Project Name: Tigard Street Trail: A Path to Employment
This Agreement is made and entered into by and between the State of Oregon, acting by and through
its Department of Transportation, hereinafter referred to as "ODOT," and City of Tigard, acting by
and through its elected officials, hereinafter referred to as "Recipient," both hereinafter referred to
individually or collectively as "Party"or"Parties."
1. Effective Date. This Agreement shall become effective on the date this Agreement is fully
executed and approved as required by applicable law. Unless otherwise terminated or extended,
Grant Funds under this Agreement shall be available for Project Costs incurred on or before the
earlier of five years after the Effective Date or the third anniversary date of the Lottery Revenue
Bonds (the "Bonds") issued, in part, to fund this grant (Availability Termination Date). No Grant
Funds are available for any expenditures before the Effective Date or after the Availability
Termination Date. ODOT's obligation to disburse Grant Funds under this Agreement shall end as
provided in Section 6.b.iv of this Agreement.
2. Agreement Documents. This Agreement consists of this document and the following documents:
a. Exhibit A: Project Description,Key Milestones, Schedule and Budget
b. Exhibit B Recipient Requirements
c. Exhibit C: Subcontractor Insurance
d. Exhibit D: Memorandum of Agreement and Acknowledgement of ODOT Assistance
e. Exhibit E: Application and documents provided by Recipient to ODOT prior to the
execution of the Agreement
Exhibits A through E are incorporated by reference into this Agreement. Exhibits A through D
are attached hereto. In the event of a conflict between two or more of the documents
comprising this Agreement, the language in the document with the highest precedence shall
control. The precedence of each of the documents comprising this Agreement is as follows,
listed from highest precedence to lowest precedence: this Agreement without Exhibits; Exhibit
D; Exhibit A; Exhibit B; Exhibit C; Exhibit E.
3. Project Cost; Grant Funds; Match. The total Project Cost is estimated at $1,300,000. In
accordance with the terms and conditions of this Agreement, ODOT shall provide Recipient Grant
Funds in an amount not to exceed $700,000 or seventy (70) percent of the total eligible Project
Costs, whichever is less, of eligible Project Costs described in Section 6 hereof. ODOT
acknowledges that Recipient has partially met the required match. ODOT shall reimburse
Recipient for seventy four(74)percent of the amount of eligible costs until the sum of$700,000 is
reached. Recipient shall provide matching funds for all Project Costs as described in Exhibit A.
ODOT will withhold five (5) percent of the Grant Funds to be distributed as provided in Section
6.c.
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4. Project:
a. Use of Grant Funds. The Grant Funds shall be used solely for the Project described in
Exhibit A and shall not be used for any other purpose. No Grant Funds will be disbursed for
any changes to the Project unless such changes are approved by ODOT by amendment
pursuant to Section I Lc hereof.
b. Eligible Project Costs. The Grant Funds will only be used for Recipient's actual Project Costs
to the extent those costs are (a) reasonable, necessary and directly used for the Project,
(b) costs permitted by generally accepted accounting principles established by the
Governmental Accounting Standards Board, as reasonably interpreted by the State, to be
capitalized to an asset that is part of the Project, (c)capital expenditures for federal income tax
purposes within the meaning of Section 1.150-1(b)of the Internal Revenue Code (the "Code"),
and (d)eligible or permitted uses of the Grant under State law and this Agreement.
Eligible Project Costs do NOT include operating and working capital expenditures charged to
the Project by Recipient or payments made to related parties, do NOT include loans or grants
to be made to third parties, and may only include the payment of principal due on interim
financing for the Project with the prior written consent of the State.
c. Project Change Procedures.
i. If Recipient anticipates Project key milestones will be delayed by more than ninety (90)
days from the key milestones shown in Exhibit A, Recipient shall submit a Request for
Change Order(Form 734-2648), the form of which is hereby incorporated by reference, to
ODOT's Project Liaison as soon as Recipient becomes aware of any possible delay. The
Request for Change Order must be submitted prior to the milestone completion date shown
in Exhibit A. The fillable form can be downloaded on-line at the following address:
http://www.oreaon.itov/ODOT/TD/AT/Paces/Forms Applications.aspx
ii. Recipient shall not proceed with any changes to Project scope or delivery schedule prior to
the execution of an amendment to this Agreement executed in response to ODOT's
approval of a Request for Change. A Request for Change Order may be rejected at the
discretion of ODOT. ODOT may choose to request review by the Oregon Transportation
Commission.
5. Progress Reports.
a. Monthly Reports. Recipient shall submit monthly progress reports to ODOT using the
ConnectOregon Monthly Progress Report (Form 734-2668), attached by reference and made a
part of this Agreement. ODOT will appoint a Project Liaison after execution of this
Agreement and provide Recipient with the contact information. Progress reports must be
submitted to the ODOT Project Liaison and ODOT's ConnectOregon Program Manager by the
first Wednesday of each month. The fillable form can be downloaded on-line at the following
address: http://www.oregon.itov/ODOT/TD/AT/Paites/Forms Applications.asox
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b. Final Report. Recipient shall submit a written report to ODOT's ConnectOregon Program
Manager that identifies the number of jobs created or retained both during construction and
after Project completion, as a direct result of this Project. The report must also include the
number of jobs projected in the application. This report must also include data on the
methodology that measures the Project's success as described in the grant application. The
report must be received and approved by ODOT within eighteen (18) months after the
completion of Project. Recipient's obligation to provide this report will survive expiration of
this Agreement. Recipient shall use ("Final Report" Form 734-2947), which also must be
signed by Recipient. The form is available at:
http://www.oregon.itov/ODOT/TD/AT/Pages/Forms Applications.aspx.
6. Disbursement and Recovery of Grant.
a. Disbursement Generally. ODOT shall reimburse eligible costs incurred in carrying out the
Project, as described in and limited by Section 4.b., up to the Grant Fund amount provided in
Section 3. Reimbursements shall be made by ODOT within forty-five (45) days of ODOT's
approval of a request for reimbursement from Recipient. Recipient must pay its contractors,
consultants and vendors prior to submitting invoices to ODOT for reimbursement. Requests
for Reimbursement will identify the Project, Agreement number, Project start and end date,the
request for reimbursement number or the account number or both, and itemize all expenses as
well as provide a detailed breakdown of Project Costs expended and Grant Funds reimbursed
to date, and the amount of undisbursed Grant Funds. Upon request by ODOT, Recipient shall
provide to ODOT proof of payment and backup documentation supporting Recipient's
invoices. Requests for reimbursement shall be submitted monthly for any month for which
Recipient seeks reimbursement of eligible costs. Eligible costs are the reasonable and
necessary costs incurred by the Recipient, or under a subagreement described in Section 9 of
this Agreement, in performance of the Project and that are not excluded from reimbursement
by ODOT, either by this Agreement or by exclusion as a result of financial review or audit.
b. Conditions Precedent to Disbursement. ODOT's obligation to disburse Grant Funds to
Recipient is subject to satisfaction, with respect to each disbursement, of each of the following
conditions precedent:
i. ODOT has received funding, appropriations, limitations, allotments, or other expenditure
authority sufficient to allow ODOT, in the exercise of its reasonable administrative
discretion,to make the disbursement.
ii. Recipient is in compliance with the terms of this Agreement, including without limitation
completion of all prerequisites for reimbursement provided in Exhibit B.
iii. Recipient's representations and warranties set forth in Section 7 hereof are true and correct
on the date of disbursement witli the same effect as though made on the date of
disbursement.
iv. Recipient has provided to ODOT a request for reimbursement in accordance with Section
6.a. Recipient must submit its final request for reimbursement following completion of the
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Project and no later than ninety (90) days after the earlier of completion of the Project or
the Availability Termination Date. Failure to submit the final request for reimbursement
within ninety (90) days after the completion of the Project or the Availability Termination
Date could result in non-payment.
c. Retainage. ODOT will withhold five percent retainage from the amount paid pursuant to each
reimbursement request and shall release this retainage to Recipient as the following conditions
are met:
i. Eighty percent (80%)of the five percent retainage shall be released to Recipient upon final
project acceptance by ODOT.
ii. Twenty percent (20%) of the five percent retainage shall be released to Recipient upon
approval by ODOT of the report described in Section 5.b of this Agreement. In accordance
with Administrative Rule OAR 731-035 and Oregon Laws 2013, Chapter 723 (House Bill
5008) ODOT may not pay and the Recipient forfeits the amount under this paragraph if the
Recipient does not submit the report required by Section 5.b on or before the due date.
Recipient acknowledges and agrees that Recipient may not apply for another
ConnectOregon grant during the next application cycle if Recipient fails to submit the
report required by Section 5.b on or before the due date.
d. Recovery of Grant Funds. Any Grant Funds disbursed to Recipient under this Agreement
that are expended in violation of one or more of the provisions of this Agreement
("Misexpended Funds") or that remain unexpended on the earlier of the Availability
Termination Date or termination of this Agreement must be returned to ODOT. Recipient
shall return all Misexpended Funds to ODOT promptly after ODOT's written demand and no
later than fifteen (15) days after ODOT's written demand. Recipient shall return all
unexpended Grant Funds to ODOT within fourteen (14) days after the earlier of the
Availability Termination Date or termination of this Agreement.
7. Representations and Warranties of Recipient. Recipient represents and warrants to ODOT as
follows:
a. Organization and Authority. Recipient is duly organized and validly existing under the laws
of the State of Oregon and is eligible to receive the Grant Funds. Recipient has full power,
authority and legal right to make this Agreement and to incur and perform its obligations
hereunder,and the making and performance by Recipient of this Agreement(1)have been duly
authorized by all necessary action of Recipient and (2) do not and will not violate any
provision of any applicable law, rule, regulation, or order of any court, regulatory commission,
board, or other administrative agency or any provision of Recipient's Articles of Incorporation
or Bylaws, if applicable, (3) do not and will not result in the breach of, or constitute a default
or require any consent under any other agreement or instrument to which Recipient is a party
or by which Recipient or any of its properties may be bound or affected. No authorization,
consent, license, approval of, filing or registration with or notification to any governmental
body or regulatory or supervisory authority is required for the execution, delivery or
performance by Recipient of this Agreement.
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b. Binding Obligation. This Agreement has been duly executed and delivered by Recipient and
constitutes a legal, valid and binding obligation of Recipient, enforceable in accordance with
its terms subject to the laws of bankruptcy, insolvency, or other similar laws affecting the
enforcement of creditors' rights generally.
c. No Solicitation. Recipient's officers, employees, and agents shall neither solicit nor accept
gratuities, favors, or any item of monetary value from contractors, potential contractors, or
parties to subagreements. No member or delegate to the Congress of the United States or State
of Oregon employee shall be admitted to any share or part of this Agreement or any benefit
arising therefrom.
d. No Debarment. Neither Recipient nor its principals is presently debarred, suspended, or
voluntarily excluded from any federally-assisted transaction, or proposed for debarment,
declared ineligible or voluntarily excluded from participating in this Agreement by any state or
federal agency. Recipient agrees to notify MOT immediately if it is debarred, suspended or
otherwise excluded from any federally assisted transaction for any reason or if circumstances
change that may affect this status, including without limitation upon any relevant indictments
or convictions of crimes.
e. Compliance with Oregon Taxes, Fees and Assessments. Recipient is, to the best of the
undersigned(s) knowledge, and for the useful life of the Project will remain, current on all applicable
state and local taxes,fees and assessments.
E Representations and Covenants Regarding the Tax-Exempt Status of Bonds.
i. Recipient acknowledges that the Bonds issued to fund this grant have been or are expected to
be issued with the interest paid on the Bonds excludable from gross income for federal income
tax purposes and that the uses of the Grant proceeds and the Project by Recipient during the
term of the Bonds may impact the tax-exempt status of the Bonds. Recipient agrees to comply
with all applicable provisions of the Code necessary to protect the exclusion of interest on the
Bonds from federal income taxation.
ii. Recipient shall not,without prior written consent of ODOT,permit more than five percent
(5%)of the Project to be used in a "private use" by a "private person" (as defined in the Code)
if such private use could result in the State of Oregon,receiving direct or indirect payments or
revenues from the portion of the Project to be privately used.
This paragraph f. shall survive any expiration or termination of this Agreement.
g. The warranties set forth in this Section 7 are in addition to, and not in lieu of, any other
warranties set forth in this Agreement or implied by law.
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8. Records Maintenance and Access; Audit.
a. Records, Access to Records and Facilities. Recipient shall make and retain proper and
complete books of record and account and maintain all fiscal records related to this Agreement
and the Project in accordance with all applicable generally accepted accounting principles,
generally accepted governmental auditing standards and state minimum standards for audits of
municipal corporations. Recipient shall ensure that each of its subrecipients and subcontractors
complies with these requirements. ODOT, the Secretary of State of the State of Oregon
(Secretary) and their duly authorized representatives shall have access to the books,
documents, papers and records of Recipient that are directly related to this Agreement, the
funds provided hereunder, or the Project for the purpose of making audits and examinations.
In addition, ODOT, the Secretary and their duly authorized representatives may make and
retain excerpts, copies, and transcriptions of the foregoing books, documents, papers, and
records. Recipient shall permit authorized representatives of ODOT, and the Secretary to
perform site reviews of the Project, and to inspect all vehicles, real property, facilities and
equipment purchased by Recipient as part of the Project, and any transportation services
rendered by Recipient.
b. Retention of Records. Recipient shall retain and keep accessible all books, documents,
papers, and records, that are directly related to this Agreement, the funds or the Project until
the date that is three (3) years following the later of the final maturity or earlier retirement of
all of the Bonds funding the Grant (including the final maturity or redemption date of any
obligations issued to refund the Bonds, or such longer period as may be required by other
provisions of this Agreement or applicable law, following the Availability Termination Date.
State anticipates issuing 20 year Lottery Revenue bonds, therefore, Recipient should anticipate
retaining project records until at least June 30, 2040. It is recommended that the Recipient
consult with the State before final destruction of Project records. If there are unresolved audit
questions at the end of the period described in this Section 8, Recipient shall retain the records
until the questions are resolved.
c. Expenditure Records. Recipient shall document the expenditure of all Grant Funds disbursed
by ODOT under this Agreement. Recipient shall create and maintain all expenditure records in
accordance with generally accepted accounting principles and in sufficient detail to permit
ODOT to verify how the Grant moneys were expended.
This Section 8 shall survive any expiration or termination of this Agreement.
9. Recipient Subagreements and Procurements
a. Subagreements. Recipient may enter into agreements with sub-recipients, contractors or
subcontractors (collectively,"subagreements")for performance of the Project.
i. All subagreements must be in writing, executed by Recipient and must incorporate and
pass through all of the applicable requirements of this Agreement to the other party or
parties to the subagreement(s). Use of a subagreement does not relieve Recipient of its
responsibilities under this Agreement.
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ii. Recipient shall require all of its contractors performing work under this Agreement to name
ODOT as a third party beneficiary of Recipient's subagreement with the Contractor and to
name ODOT as an additional oblige on contractors' bonds.
iii. Recipient agrees to provide ODOT with a copy of any signed subagreement upon request
by ODOT. Any substantial breach of a term or condition of a subagreement relating to
funds covered by this Agreement must be reported by Recipient to ODOT within ten (10)
days of its being discovered.
b. Subagreement indemnity; insurance.
i. Recipient's subagreement(s) shall require the other party to such subagreements(s) that
is not a unit of local government as defined in ORS 190.003, if any, to indemnify, defend,
save and hold harmless ODOT and its officers, employees and agents from and against
any and all claims, actions, liabilities, damages, losses, or expenses, including attorneys'
fees, arising from a tort, as now or hereafter defined in ORS 30.260, caused, or alleged
to be caused, in whole or in part, by the negligent or willful acts or omissions of the other
party to Recipient's subagreement or any of such parry's officers, agents, employees or
subcontractors ("Claims'). It is the specific intention of the Parties that ODOT shall, in
all instances, except for Claims arising solely from the negligent or willful acts or
omissions of ODOT, be indemnified by the other party to Recipient's subagreement(s)
from and against any and all Claims.
ii. Any such indemnification shall also provide that neither Recipient's subrecipient(s),
contractor(s) nor subcontractor(s), nor any attorney engaged by Recipient's subrecipient(s),
contractor(s) nor subcontractor(s) shall defend any claim in the name of ODOT or any
agency of the State of Oregon, nor purport to act as legal representative of the State of
Oregon or any of its agencies, without the prior written consent of the Oregon Attorney
General. The State may, at any time at its election, assume its own defense and settlement
in the event that it determines that Recipient's subrecipient is prohibited from defending
the State, or that Recipient's subrecipient is not adequately defending the State's interests,
or that an important governmental principle is at issue or that it is in the best interests of the
State to do so. The State reserves all rights to pursue claims it may have against Recipient's
subrecipient if the State of Oregon elects to assume its own defense.
iii. Recipient shall require the other party, or parties, to each of its subagreements that are not
units of local government as defined in ORS 190.003 to obtain and maintain insurance of
the types and in the amounts provided in Exhibit C to this Agreement.
c. Procurements. Recipient shall make purchases of any equipment, materials, or services for
the Project under procedures that comply with Oregon law, including all applicable provisions
of the Oregon Public Contracting Code and rules, ensuring that:
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i. all applicable clauses required by federal statute, executive orders and their implementing
regulations are included in each competitive procurement;
ii. all procurement transactions are conducted in a manner providing full and open
competition;
iii. procurements exclude the use of statutorily or administratively imposed in-state or
geographic preference in the evaluation of bids or proposals (with exception of locally
controlled licensing requirements).
10. Termination
a. Termination by ODOT. MOT may terminate this Agreement effective upon delivery of
written notice of termination to Recipient, or at such later date as may be established by ODOT
in such written notice, if.
Ji. Recipient fails to perform the Project within the time specified herein or any extension
thereof or commencement, continuation or timely completion of the Project by Recipient
is, for any reason, rendered improbable, impossible,or illegal; or
ii. ODOT fails to receive funding, appropriations, limitations or other expenditure authority
sufficient to allow ODOT, in the exercise of its reasonable administrative discretion, to
continue to make payments for performance of this Agreement;or
iii. Federal or state laws, rules, regulations or guidelines are modified or interpreted in such a
way that the Project is no longer allowable or no longer eligible for funding under this
Agreement;or
iv. The Project would not produce results commensurate with the further expenditure of funds;
or
v. Recipient takes any action pertaining to this Agreement without the approval of ODOT and
which under the provisions of this Agreement would have required the approval of ODOT.
b. Termination by Recipient. Recipient may terminate this Agreement effective upon delivery
of written notice of termination to ODOT, or at such later date as may be established by
Recipient in such written notice, if.
i. The requisite local funding to continue the Project becomes unavailable to Recipient;
ii. Federal or state laws, rules, regulations or guidelines are modified or interpreted in such a
way that the Project is no longer allowable or no longer eligible for funding under this
Agreement.
iii. ODOT fails to make payments due in accordance with this Agreement.
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c. Termination by Either Party. Either Party may terminate this Agreement upon at least ten
(10) days' notice to the other Party and failure of the other Party to cure within the period
provided in the notice, if the other Party fails to comply with any of the terms of this
Agreement.
d. Rights upon Termination; Remedies. Any termination of this Agreement shall not prejudice
any rights or obligations accrued prior to termination. The remedies set forth in this
Agreement are cumulative and are in addition to any other rights or remedies available at law
or in equity.
11. GENERAL PROVISIONS
a. Contribution. If any third party makes any claim or brings any action, suit or proceeding
alleging a tort as now or hereafter defined in ORS 30.260("Third Party Claim")against ODOT
or Recipient with respect to which the other Party may have liability, the notified Party must
promptly notify the other Party in writing of the Third Party Claim and deliver to the other
Party a copy of the claim, process, and all legal pleadings with respect to the Third Party
Claim. Each Party is entitled to participate in the defense of a Third Party Claim, and to defend
a Third Party Claim with counsel of its own choosing. Receipt by a Party of the notice and
copies required in this paragraph and meaningful opportunity for the Party to participate in the
investigation, defense and settlement of the Third Party Claim with counsel of its own
choosing are conditions precedent to that Party's liability with respect to the Third Party
Claim.
With respect to a Third Party Claim for which ODOT is jointly liable with Recipient(or would
be if joined in the Third Party Claim), ODOT shall contribute to the amount of expenses
(including attorneys' fees), judgments, fines and amounts paid in settlement actually and
reasonably incurred and paid or payable by Recipient in such proportion as is appropriate to
reflect the relative fault of ODOT on the one hand and of the Recipient on the other hand in
connection with the events which resulted in such expenses, judgments, fines or settlement
amounts, as well as any other relevant equitable considerations. The relative fault of ODOT on
the one hand and of Recipient on the other hand shall be determined by reference to, among
other things, the Parties' relative intent, knowledge, access to information and opportunity to
correct or prevent the circumstances resulting in such expenses,judgments, fines or settlement
amounts. ODOT's contribution amount in any instance is capped to the same extent it would
have been capped under Oregon law, including the Oregon Tort Claims Act, ORS 30.260 to
30.300, if ODOT had sole liability in the proceeding.
With respect to a Third Party Claim for which Recipient is jointly liable with ODOT (or would
be if joined in the Third Party Claim), Recipient shall contribute to the amount of expenses
(including attorneys' fees), judgments, fines and amounts paid in settlement actually and
reasonably incurred and paid or payable by ODOT in such proportion as is appropriate to
reflect the relative fault of Recipient on the one hand and of ODOT on the other hand in
connection with the events which resulted in such expenses, judgments, fines or settlement
amounts, as well as any other relevant equitable considerations. The relative fault of Recipient
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on the one hand and of ODOT on the other hand shall be determined by reference to, among
other things, the Parties' relative intent, knowledge, access to information and opportunity to
correct or prevent the circumstances resulting in such expenses,judgments, fines or settlement
amounts. Recipient's contribution amount in any instance is capped to the same extent it would
have been capped under Oregon law, including the Oregon Tort Claims Act, ORS 30.260 to
30.300, if it had sole liability in the proceeding.
b. Dispute Resolution. The Parties shall attempt in good faith to resolve any dispute arising out
of this Agreement. In addition, the Parties may agree to utilize a jointly selected mediator or
arbitrator(for non-binding arbitration)to resolve the dispute short of litigation.
c. Amendments. This Agreement may be amended or extended only by a written instrument
signed by both Parties and approved as required by applicable law.
d. Duplicate Payment. Recipient is not entitled to compensation or any other form of duplicate,
overlapping or multiple payments for the same work performed under this Agreement from
any agency of the State of Oregon or the United States of America or any other party,
organization or individual.
e. No Third Party Beneficiaries. ODOT and Recipient are the only Parties to this Agreement
and are the only Parties entitled to enforce its terms. Nothing in this Agreement gives, is
intended to give, or shall be construed to give or provide any benefit or right, whether directly
or indirectly, to a third person unless such a third person is individually identified by name
herein and expressly described as an intended beneficiary of the terms of this Agreement.
E Notices. Except as otherwise expressly provided in this Agreement, any communications
between the Parties hereto or notices to be given hereunder shall be given in writing by
personal delivery, facsimile, email or mailing the same, postage prepaid, to Recipient Contact
or ODOT Contact at the address or number set forth on the signature page of this Agreement,
or to such other addresses or numbers as either Party may hereafter indicate pursuant to this
Section l l.f. Any communication or notice personally delivered shall be deemed to be given
when actually delivered. Any communication or notice delivered by facsimile shall be deemed
to be given when receipt of the transmission is generated by the transmitting machine, and to
be effective against ODOT, such facsimile transmission must be confirmed by telephone notice
to ODOT Contact. Any communication by email shall be deemed to be given when the
recipient of the email acknowledges receipt of the email. Any communication or notice mailed
shall be deemed to be given when received.
g. Governing Law, Consent to Jurisdiction. This Agreement shall be governed by and
construed in accordance with the laws of the State of Oregon without regard to principles of
conflicts of law. Any claim, action, suit or proceeding (collectively, "Claim") between ODOT
(or any other agency or department of the State of Oregon) and Recipient that arises from or
relates to this Agreement shall be brought and conducted solely and exclusively within the
Circuit Court of Marion County in the State of Oregon. In no event shall this section be
construed as a waiver by the State of Oregon of any form of defense or immunity, whether
sovereign immunity, governmental immunity, immunity based on the eleventh amendment to
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the Constitution of the United States or otherwise, from any Claim or from the jurisdiction of
any court. Each party hereby consents to the exclusive jurisdiction of such court, waives any
objection to venue,and waives any claim that such forum is an inconvenient forum.
h. Compliance with Law. Recipient shall comply with all federal, state and local laws,
regulations, executive orders and ordinances applicable to the Agreement or to the
implementation of the Project, including without limitation as described in Exhibit B. Without
limiting the generality of the foregoing, Recipient expressly agrees to comply with (i) Title VI
of Civil Rights Act of 1964; (ii)Title V and Section 504 of the Rehabilitation Act of 1973; (iii)
the Americans with Disabilities Act of 1990 and ORS 659A.142; (iv) all regulations and
administrative rules established pursuant to the foregoing laws; and (v) all other applicable
requirements of federal and state civil rights and rehabilitation statutes,rules and regulations.
i. Insurance; Workers' Compensation. All employers, including Recipient, that employ
subject workers who provide services in the State of Oregon shall comply with ORS 656.017
and provide the required Workers' Compensation coverage, unless such employers are exempt
under ORS 656.126. Employer's liability insurance with coverage limits of not less than
$500,000 must be included. Recipient shall ensure that each of its subrecipient(s),
contractor(s),and subcontractor(s) complies with these requirements.
j. Independent Contractor. Recipient shall perform the Project as an independent contractor
and not as an agent or employee of ODOT. Recipient has no right or authority to incur or
create any obligation for or legally bind ODOT in any way. ODOT cannot and will not control
the means or manner by which Recipient performs the Project, except as specifically set forth
in this Agreement. Recipient is responsible for determining the appropriate means and manner
of performing the Project. Recipient acknowledges and agrees that Recipient is not an
"officer", "employee", or"agent" of ODOT, as those terms are used in ORS 30.265, and shall
not make representations to third parties to the contrary.
k. Severability. If any term or provision of this Agreement is declared by a court of competent
jurisdiction to be illegal or in conflict with any law, the validity of the remaining terms and
provisions shall not be affected, and the rights and obligations of the Parties shall be construed
and enforced as if this Agreement did not contain the particular term or provision held to be
invalid.
1. Counterparts. This Agreement may be executed in two or more counterparts (by facsimile or
otherwise), each of which is an original and all of which together are deemed one agreement
binding on all Parties, notwithstanding that all Parties are not signatories to the same
counterpart.
m. Integration and Waiver. This Agreement, including all Exhibits, constitutes the entire
agreement between the parties on the subject matter hereof. There are no understandings,
agreements, or representations, oral or written, not specified herein regarding this Agreement.
The delay or failure of either party to enforce any provision of this Agreement shall not
constitute a waiver by that party of that or any other provision. Recipient, by the signature
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below of its authorized representative, hereby acknowledges that it has read this Agreement,
understands it, and agrees to be bound by its terms and conditions.
SIGNATURE PAGE TO FOLLOW
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THE PARTIES, by execution of this Agreement, hereby acknowledge that their signing
representatives have read this Agreement, understand it, and agree to be bound by its terms and
conditions.
The Oregon Transportation Commission at its August 2016 meeting approved the ConnectOregon VI
project application list and delegated authority to the Director of the Oregon Department of
Transportation to enter into project agreements.
City of Tigard, by and through its elected STATE OF dREC by an through its
officials DeparlinqAt of Tramp ation
By
(Legally designated representative) Dir I
Name - MAya f-� lnI►r.� Date
(printed)
APYR VAL RECOMMENDED
Date By
B Freight Planning P ^am Manager
^ Date 2 10 Z 1 7
Name
(printed) By
Active Transpottatio Section Manager
Date r
Date Lk 0`1
.APPROVED AS TO LT vAL
SUFFICIENCY APPROVED AS TO LEGAL SUFFICIENCY
By Marvin D. Fjordbeck, Senior Assistant
(If required in local P17.1a) Attorney General by email 112412017.
By.
Ks -,Counsel
eeipie ODOT Contact:
Date lla-� t Marie Wright,ConnectOregon Program Manager
ODOT-Active Transportation Section
555 13th Street NE
Recipient Contact: Salem,OR 97301
Lloyd D. Purdy, III, Economic Development 503-986-3327
cr maric.a.wright odotstatc.or.us
Manager
13125 SW Hall Blvd l
Tigard, OR 97223 '
(503)718-2442 J
lloydp@tigard-or.gov i
i
t
I
13
I
►
ODOT/City of Tigard
Agreement No. 31629
EXHIBIT A
Project Description, Key Milestones, Schedule and Budget
Agreement No. 31629
Application Number: 1 B0380
Project Name: Tigard Street Trail:A Path to Employment
A. PROJECT DESCRIPTION
The project will construct a 10 to 12 foot wide, % mile paved pathway from Tiedeman Avenue to Main
Street, adjacent to Tigard Street. The project includes lighting, landscaping, fencing, and site
furnishings.
B.PROJECT KEY MILESTONES AND SCHEDULE
Project has four (4) Key Milestone(s). Key Milestones are used for evaluating performance on Project
as described in the Agreement. Key Milestones cannot be changed without an amendment to the
Agreement.
If Recipient anticipates Project Key Milestones will be delayed by more than ninety (90) days,
Recipient shall submit a Request for Change Order, as described in Section 4(c) of the Agreement, to
the ODOT Project Liaison as soon as Recipient becomes aware of any possible delay. The Request for
Change Order must be submitted prior to the Key Milestone completion date shown in this Exhibit.
The anticipated start date of Project is: 3/1/2017
The estimated completion date of Project is: 7/9/2018
Table 1: Key Milestones
Key Description Estimated Due Date
Milestone
1 Scoping and planning NA
2 Right of way and land acquisition NA
3 Permits 11/1/2017
4 Final plans/bidding engineering documents 12/13/2017
5 Construction contract award 1/17/2018
6 Project completion 7/9/2018
14
ODOT/City of Tigard
Agreement No. 31629
Table 2—Funding Breakdown
A Total Project Cost $1,300,000
B Grant Award Amount $700,000
C Recipient Match(must be at least 30%of Total Project Cost) $600,000
15
ODOT/City of Tigard
Agreement No. 31629
EXHIBIT B
Recipient Requirements
I. Recipient shall comply with all applicable requirements of ORS 367.080 to 367.086, OAR
chapter 731, Division 35. Failure by Recipient to comply with these requirements will subject
Recipient to the sanctions as described in OAR735-035-0080.
II. Recipient shall comply with ORS 280.518, which requires any economic development program
financed with proceeds from the state lottery to display a sign in a conspicuous location on
Project site or specify in the program information that Project is financed with proceeds from
the state lottery. ODOT will provide standard signage as appropriate. If Recipient chooses to
make a custom sign, Recipient must obtain written approval from ODOT's ConnectOregon
Program Manager to use its custom sign and Recipient shall be responsible for the cost of such
custom signage. If Project site is remote and a sign would not be visible to the public, Recipient
shall provide proof to ODOT's ConnectOregon Program Manager that Recipient has specified
in its program information that Project is financed with proceeds from the state lottery.
III. Recipient shall comply with all applicable provisions of ORS 279C.800 to 279C.870 pertaining
to prevailing wage rates and including, without limitation, that workers on the Project shall be
paid not less than rates in accordance with ORS 279C.838 and 279C.840 pertaining to wage
rates and ORS 279C.836 pertaining to having a public works bond filed with the Construction
Contractors' Board.
IV. Recipient acknowledges and agrees that, whenever OAR 839-025-0230(4) requires ODOT as
the public agency providing public funds for a project that is a public work under ORS
279C.800(6)(a)(B) to pay the fee required under ORS 279C.825, ODOT will calculate and pay
the fee and deduct the amount of the fee from Recipient's Grant Funds under this Agreement.
V. Recipient shall notify ODOT's Project Liaison and ODOT's ConnectOregon Program Manager
in writing when any contact information changes during the term of this Agreement.
VI. Recipient must provide matching funds in an amount equal to thirty (30) percent of the eligible
Project Costs. Matching funds must be used for elements necessary for implementation of
Project, including land, excavation, permits, engineering, payroll, special equipment purchase,
rental or lease. Recipient is responsible for all costs in excess of the Grant Funds.
VII. Recipient shall pay back all of the Grant Funds to ODOT if Project is not completed in
accordance with, or consistent with Exhibit A and Exhibit E, as each may be amended.
Recipient obligations for Recovery of Grant Funds are provided in Section 6.d of this
Agreement.
VIII. Recipient and ODOT's Project Liaison shall, upon completion of all on-site work for the
Project, perform an on-site review. Once review is completed, the ODOT Project Liaison may
recommend acceptance of Project by signing the ConnectOregon "Recommendation of
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ODOT/City of Tigard
Agreement No. 31629
Acceptance" (Form 734-2649), which also must be signed by Recipient. The form is available
at: http://www.oregon.gov/ODOT/TD/AT/Pages/Fortns_Applications.aspx
IX. Recipient shall, at its own expense, maintain and operate Project upon completion and
throughout the useful life of Project at a minimum level that is consistent with normal
depreciation or service demand or both. ODOT and Recipient agree that the useful life of
Project is defined as twenty (20) years. Recipient has, by submitting its application for this
ConnectOregon VI grant, represented and certified to sufficient funds and to its ability to
operate and maintain Project. Recipient may not transfer, convey, sell or lease the property and
assets of the Project during the useful life of the Project without the prior written approval of
ODOT. Such approval shall not be unreasonably withheld. Recipient agrees to require any
successor owner of the Project property to comply with this requirement. Failure to comply
with this requirement may be remedied by Recipient or its successor in interest by
(a) restoring the property to the uses(s) required by this Agreement or (b) repayment of
expended funds. In the event repayment of expended funds is required, the amount determined
using the Straight Line Depreciation (SLD) method must be repaid to ODOT. The SLD is
calculated by taking the grant amount divided by twenty years. ODOT may conduct site reviews
of the Project as provided in Section 8.a of this Agreement throughout the useful life of the
Project. This paragraph shall survive any expiration or termination of this Agreement.
X. Recipient shall, upon execution of this Agreement and as a condition to this Agreement,
complete and file with the appropriate County Clerk, "Memorandum of Agreement and
Acknowledgment of ODOT Assistance", substantially in the form of Exhibit D attached hereto
and by this reference made a part hereof. Recipient shall provide confirmation of this filing by
forwarding to ODOT's ConnectOregon Program Manager a notarized copy of the recorded
Memorandum of Agreement and Acknowledgment of ODOT Assistance. By means of said
acknowledgment of Recipient's financial obligations, the continued use of said property for
public purposes, and the maintenance of the facility or service at a level consistent with normal
depreciation or demand or both is recognized and attached to the property as conditions. Any
interest in said property by ODOT is proportional to the state participation in Project. While in
default of conditions of this Agreement, Recipient will be ineligible to receive state funds from
any ODOT-administered program for any project on a street, road or property. The
Memorandum of Agreement and Acknowledgment of ODOT Assistance shall remain in place
for the useful life of Project. ODOT acknowledges that such interest shall not be deemed a lien,
mortgage, deed of trust or other security instrument or interest granted by Recipient for security
purposes. The useful life of Project is defined as twenty(20) years. Reimbursement to Recipient
will not be made until the Recipient receives a letter from the ConnectOregon Program
Manager indicating that the conformed copy of the Memorandum of Agreement and
Acknowledgement of Assistance has been received. Recipient may have additional obligations
to meet in prior to receiving reimbursement for construction costs identified in this Agreement.
XI. Recipient shall provide pre-construction Project photographs within thirty (30) days of the
execution of this Agreement. Recipient shall provide Project photographs thirty (30) days after
Project is completed. These photographs must be provided to the ODOT Project Liaison and
ODOT's ConnectOregon Program Manager.
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ODOT/City of Tigard
Agreement No. 31629
XII. If shared use path, sidewalk, curb ramp and traffic signal improvements are on, along, or
intersect a state highway, or ODOT owned property, Recipient shall:
a. Work with the ODOT contact to obtain a miscellaneous permit to occupy state right of way
through the ODOT District Office prior to the commencement of construction.
b. Ensure Project meets current ODOT Highway Design Manual design standards for the work
that is on or along the state highway.
c. Follow ODOT's processes in addressing Americans with Disabilities Act of 1990 (ADA)
features, including using the ODOT Highway Design Manual, Design Exception process,
ODOT Standard Drawings, State's Construction Specifications, the Manual on Uniform
Traffic Control, and current State Traffic Signal Policy and Guidelines, and ODOT's Curb
Ramp Inspection form.
d. At Project completion, send an ADA Ramp Inspection Form 734-5020 to the address on the
form as well as to ODOT's Contact.
State's fillable ADA Ramp Inspection Form and instructions are available at the following
address:
http://www.oregon.gov/ODOT/HWY/CONSTRUCTION/Pages/HwvConstFormsl.aspx
e. Work with ODOT's contact when on any traffic signal timing signal improvements are
involved. ODOT maintains responsibility, unless an agreement exists with Recipient that
specifically allows Recipient to perform that function. As part of those traffic signal
responsibilities ODOT shall:
L Ensure its Region Electrical Crew, at Project expense, perform the signal equipment
environmental testing and perform the signal field testing and turn on.
ii. Retain the right of review of the traffic signal timing for signals on state highways, or those
which State maintains, and shall reserve the right to request adjustments when needed.
iii. Notify the local jurisdiction whenever timing changes that affect the operation of local
street connections to the state highway are scheduled. All modifications shall follow
guidelines set forth in the current Manual on Uniform Traffic Control Devices, and the
current ODOT's Traffic Signal Policy and Guidelines.
iv. Maintain the pavement surrounding the vehicle detector loops installed in the state highway
in such a manner as to provide adequate protection for said detector loops at its own
expense upon completion of the project.
v. Maintain the pavement markings and signing installed on the state highway in accordance
with current ODOT standards.
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ODOT/City of Tigard
Agreement No. 31629
XIII. Recipient shall, at its own expense, periodically inspect the Project upon completion and
throughout the useful life of the Project to ensure continuing compliance with ADA standards.
This provision shall survive termination of the Agreement.
XIV. Additional requirements
a. Prerequisites for Reimbursement of Costs—General
i. Prior approvals. Recipient shall provide documentation of having met all pre-
construction requirements, including, but not limited to, meeting all public agency
conditions of Project approval and obtaining all Project-specific land entitlements and
permits, including necessary ODOT permits, prior to any construction costs (labor and
material) being considered eligible for reimbursement or reimbursed. Recipient shall
coordinate with ODOT's Project Liaison to determine if ODOT permits or other
requirements are needed. Project Costs will be reimbursed from Grant Funds only through
the design phase of Project until all applicable documentation is received by ODOT.
Recipient shall provide this documentation to ODOT's ConnectOregon Program Manager
I Matching Funds. Recipient shall provide documentation of having secured the matching
funds prior to any construction costs (labor and material) being considered eligible for
reimbursement or reimbursed from Grant Funds. The matching funds must be available and
committed for the duration of Project. Recipient shall provide this documentation to
ODOT's ConnectOregon Program Manager. Required proof of match would be met with
the following a) a bank statement or proof of a bank loan for the Project, b) an approved
operational budget for the Project, c) minutes of a board meeting authorizing funding for
the Project, d)or a resolution authorizing Project funds and the match funds.
iii. Pre-construction estimate. Recipient shall provide a pre-construction estimate based on
the final design prior to any construction (labor and material) costs being considered
eligible for reimbursement or reimbursed from Grant Funds. Project Costs will only be
reimbursed through the design phase of Project until all applicable documentation is
received. Recipient shall provide this documentation to ODOT's ConnectOregon Program
Manager.
iv. General Standards. The Project shall be completed within industry standards and best
practices to ensure the functionality and serviceability of the Program's investment meets
the intent of the application and the Program.
v. Crossing Orders. Recipient shall obtain Crossing Order(s) for project prior to any
construction costs (labor and material) being considered eligible for reimbursement or
reimbursed from Grant Funds. Project Costs will only be reimbursed through the design
phase of Project until Crossing Order(s) is obtained. Recipient shall provide this
documentation to ODOT's ConnectOregon Program Manager.
19
ODOT/City of Tigard
Agreement No. 31629
b. Prerequisites for Reimbursement of Construction Costs — Bicycle-Pedestrian Design
Documentation. Recipient shall provide design documentation which demonstrates
compliance with the American Disabilities Act (ADA) and the current ODOT Bicycle and
Pedestrian Design Guide. Documentation shall be provided a when design is thirty (30)
percent, sixty (60) percent and ninety (90) percent complete. This documentation must be
received prior to any construction cost (labor and material) being considered eligible for
reimbursement or reimbursed from Grant Funds. Project Costs will be reimbursed from Grant
Funds only through the design phase of Project until all applicable documentation is received
by ODOT. Recipient shall provide this documentation to ODOT's ConnectOregon Program
Manager.
c. Recipient acknowledges project is adjacent to ODOT facilities and has ODOT technical review
requirements. Recipient shall be responsible for the costs of ODOT's technical review, which
is estimated to be $15,000. The recipient will work with the Regional ODOT Contact to
arrange for the advance deposit. Recipient may submit an invoice for this advance deposit to
the ConnectOregon Program for reimbursement.
20
ODOT/City of Tigard
Agreement No. 31629
EXHIBIT C
Subagreement Insurance Requirements
GENERAL.
Recipient shall require in its first tier subagreements with entities that are not units of local
government as defined in ORS 190.003, if any, to: i) obtain insurance specified under TYPES
AND AMOUNTS and meeting the requirements under ADDITIONAL INSURED, "TAIL"
COVERAGE, NOTICE OF CANCELLATION OR CHANGE, and CERTIFICATES OF
INSURANCE before performance under the subagreement commences, and ii) maintain the
insurance in full force throughout the duration of the subagreement. The insurance must be
provided by insurance companies or entities that are authorized to transact the business of
insurance and issue coverage in the State of Oregon and that are acceptable to ODOT.
Recipient shall not authorize work to begin under subagreements until the insurance is in full
force. Thereafter, Recipient shall monitor continued compliance with the insurance
requirements on an annual or more frequent basis. Recipient shall incorporate appropriate
provisions in the subagreement permitting it to enforce compliance with the insurance
requirements and shall take all reasonable steps to enforce such compliance. In no event shall
Recipient permit work under a subagreement when Recipient is aware that the contractor is not
in compliance with the insurance requirements. As used in this section, "first tier" means a
subagreement in which the Recipient is a Party.
TYPES AND AMOUNTS.
i. WORKERS COMPENSATION. Insurance in compliance with ORS 656.017, which requires
all employers that employ subject workers, as defined in ORS 656.027, to provide workers'
compensation coverage for those workers, unless they meet the requirement for an exemption
under ORS 656.126(2). Employer's liability insurance with coverage limits of not less than
$500,000 must be included.
ii. COMMERCIAL GENERAL LIABILITY. Commercial General Liability Insurance
covering bodily injury, death, and property damage in a form and with coverages that are
satisfactory to ODOT. This insurance shall include personal injury liability, products and
completed operations. Coverage shall be written on an occurrence form basis, with not less
than the following amounts as determined by ODOT:
Bodily Injury, Death and Property Damage:
$1,000,000 per occurrence (for all claimants for claims arising out of a single accident or
occurrence).
iii. AUTOMOBILE Liability Insurance: Automobile Liability. Automobile Liability Insurance
covering all owned, non-owned and hired vehicles. This coverage may be written in
combination with the Commercial General Liability Insurance (with separate limits for
"Commercial General Liability" and "Automobile Liability"). Automobile Liability Insurance
must be in not less than the following amounts as determined by ODOT:
21
ODOT/City of Tigard
Agreement No. 31629
Bodily Injury, Death and Property Damage:
$1,000,000 per occurrence (for all claimants for claims arising out of a single accident or
occurrence).
iv. ADDITIONAL INSURED. The Commercial General Liability Insurance and Automobile
Liability insurance must include MOT, its officers, employees and agents as Additional
Insureds but only with respect to the contractor's activities to be performed under the
Subcontract. Coverage must be primary and non-contributory with any other insurance and
self-insurance.
V. "TAIL" COVERAGE. If any of the required insurance policies is on a "claims made" basis,
such as professional liability insurance, the contractor shall maintain either"tail" coverage or
continuous "claims made" liability coverage, provided the effective date of the continuous
"claims made" coverage is on or before the effective date of the Subcontract, for a minimum of
twenty-four(24) months following the later of: (i)the contractor's completion and Recipient's
acceptance of all Services required under the Subcontract or, (ii) the expiration of all warranty
periods provided under the Subcontract. Notwithstanding the foregoing twenty-four (24)
month requirement, if the contractor elects to maintain "tail" coverage and if the maximum
time period "tail" coverage reasonably available in the marketplace is less than the twenty-four
(24) month period described above, then the contractor may request and MOT may grant
approval of the maximum "tail " coverage period reasonably available in the marketplace. If
ODOT approval is granted,the contractor shall maintain "tail"coverage for the maximum time
period that"tail"coverage is reasonably available in the marketplace.
vi. NOTICE OF CANCELLATION OR CHANGE. The contractor or its insurer must provide
thirty (30) days' written notice to Recipient before cancellation of, material change to,
potential exhaustion of aggregate limits of, or non-renewal of the required insurance
coverage(s).
vii.CERTIFICATE(S) OF INSURANCE. Recipient shall obtain from the contractor a
certificate(s) of insurance for all required insurance before the contractor performs under the
Subcontract. The certificate(s) or an attached endorsement must specify: i) all entities and
individuals who are endorsed on the policy as Additional Insured and ii) for insurance on a
"claims made" basis, the extended reporting period applicable to "tail" or continuous "claims
made"coverage.
The Recipient shall immediately notify ODOT of any change in insurance coverage.
22
ODOT/City of Tigard
Agreement No. 31629
After recording,return to:
EXHIBIT D
MEMORANDUM OF AGREEMENT AND ACKNOWLEDGEMENT OF ODOT ASSISTANCE
[State Recording Authority: ORS 93.710 and ORS 205.130(2)]
Agreement Number: 31629
Project Name: Tigard Street Trail: A Path to Employment
Grant Agreement No. 31629 ("Grant Agreement") between the City of Tigard and the State of Oregon,
Department of Transportation(ODOT)was executed on . Pursuant to Exhibit B, Section X, of the
Grant Agreement, upon the recording of this document, the City of Tigard will receive Grant Funds for Project
described in the Grant Agreement. The property and assets under the jurisdiction of the City of Tigard will be
improved with the assistance from the State of Oregon, Department of Transportation, in accordance with the
terms of the Grant Agreement. Such assistance will be provided to City of Tigard, in reimbursement of costs
associated with the Tigard Street Trail: A Path to Employment Project. The use and disposition of said property
is subject to the terms of the Grant Agreement, copies of which may be obtained from the Director of ODOT.
A description of the improved property is attached.
City of Tigard
By: (Notary Stamp)
Title:
State of Oregon: County of
Signed or attested before me on by
(Date) (Name of person)
My commission expires on
STATE OF OREGON, DEPARTMENT OF TRANSPORTATION
By: (Notary Stamp)
McGregor Lynde
Title: Active Transportation Section Manager
State of Oregon: County of
Signed or attested before me on by
(Date) (Name of person)
My commission expires on
Oregon Department of Transportation; 555 13th Street NE, Salem, OR 97301-4178.
23
ODOT/City of Tigard
Agreement No. 31629
After recording, return to:
EXHIBIT D
MEMORANDUM OF AGREEMENT AND ACKNOWLEDGEMENT OF ODOT ASSISTANCE
(State Recording Authority: ORS 93.710 and ORS 205.130(2))
Agreement Number: 31629
Project Name: Tigard Street Trail: A Path to Employment
Grant Agreement No. 31629 ("Grant Agreement') between the City of Tigard and the State of Oregon,
Department of Transportation(ODOT) was executed on . Pursuant to Exhibit B, Section X, of the
Grant Agreement, upon the recording of this document, the City of Tigard will receive Grant Funds for Project
described in the Grant Agreement. The property and assets under the jurisdiction of the City of Tigard will be
improved with the assistance from the State of Oregon, Department of Transportation, in accordance with the
terms of the Grant Agreement. Such assistance will be provided to City of Tigard, in reimbursement of costs
associated with the Tigard Street Trail: A Path to Employment Project. The use and disposition of said property
is subject to the terms of the Grant Agreement, copies of which may be obtained from the Director of ODOT.
A description of the improved property is attached.
City of Tigard
By:� (Notary Stamp)
Title: y All NA KELLY E BURGOYNE
0
r NOTARY PUBUC.ppKiON
&ON NO.475930
State of Oregon: County of W 4S h116 hn cows oN EOREs MARCH 11,2017
Signed or attested before me onya 3 a o 7 by .e-, 6- 13 t-rV9 C1 r)e—
(Date) (Name of p son)
My commission expires on 3 �';'a�t 7
STATE OF OREGON, DEPARTMENT OF TRANSPORTATION
By: (Notary Stamp)
McGregor Lynde
Title: Active Transportation Section Manager
State of Oregon: County of
Signed or attested before me on by
(Date) (Name of person)
My commission expires on
Oregon Department of Transportation; 555 13th Street NE, Salem, OR 97301-4178.
23