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Resolution No. 77-05 CITY OF TIGARD, OREGON RESOLUTION No. 77-_t A RESOLUTION ADOPTING CITY OF TIGARD CONTRACT REVIEW BOARD RULES PURSUANT TO CHAPTER 771 OREGON LAWS 1975. WHEREAS, the City of Tigard has designated the City Council as a Local Contract Review Board pursuant to Chapter 771, Oregon Laws 1975; and WHEREAS, the City Council, acting as the Tigard Contract Review Board has caused the creation of proposed Tigard Contract Review Board Rules and after having published notice of intent to adopt said rules and notice of a public hearing in a newspaper of local circulation on December 29, 1976 and January 5, 1977; and WHEREAS, at a public hearing held on January 10, 1977, the City Council acting as the Tigard Contract Review Board did take testimony from any and all who wished to appear on this matter; and WHEREAS, the testimony offered was fully considered by the City Council acting as the Tigard Contract Review Board; and WHEREAS, based upon the material considered, the City Council acting as the Tigard Contract Review Board finds that the attached Rules which prescribe procedures, rules and certain exemptions relating to public contracts are appropriate and that it is unlikely that the adoption of the attached Rules will encourage favoritism in the awarding of public con- tracts and that adoption of the attached Rules will Likely assure cost savings to the City of Tigard. NOW, THEREFORE, BE IT RESOLVED by the City Council of Tigard acting as the Tigard Contract Review Board Section 1: The attached City of Tigard Contract Review Board Rules are hereby adopted in their entirety. Section 2: The adopted Rules shall become effective immediately upon passage and approval of this resolution. PASSED: This — day of ./n. k ce , 1977. Mayor ATTEST: City Ref Y -y w. RESOLUTION No 77- CITY OF TIGARD CONTRACT REVIEW BOARD RULES Section 1. Purpose. These rules are promulgated by the Local Contract Review Board, as designated by ordinance No. 76-3 pursuant to the authority granted to that board by QRS Chapter 279, for the purpose of establishing the rules and procedures for contracts entered into the City of Tigard. Section 2. Definitions. The following words and phrases mean: Board. The City Contract Review Board as established by ordinance No. Competitive Bidding. The solicitation of competitive offers which follow the ormal process for advertising, bid and bid opening required by ORS Chapter 279 and applicable rules of the board. Competitive Quotes. The solicitation of offers from competing vendors. The solicitation may be by aavertisement or a request to vendors to Leake an offer. The solicitation and the offer may be in writing or oral. Public Contract. Any purchase, lease or sale by the City of personal property, pu c improvements or services other then agreements which are exclusively for personal services. Public Contracting Officer. The council or the person or persons designated by the council to negotiate public contracts for the city. Section 3. Competitive Bids: Exemptions. All contracts shall be basedupon competitive bids except: (l Contracts with ublic a encies. Contracts made with, or the cost of which is provided by, other public agencies or the federal government. (2) Personal service contracts. Contracts which are exclusively for persona services. Such contracts may include incidental materials such as written reports or opinions, architectural or engineering renderings, and other supplemental materials required for providing the services. (3) Contracts under $2,500. Contracts for purchase or sale wt-are the amount does not exceed $2,500. (a) Where contracts are for more than $500 but less than $2,500, competitive quotes may be obtained where practicable. (b) No contractor may be awarded, in the aggregate, within the fiscal year, contracts in excess of $20,000 under this subsection-without competitive bidding. In computing the aggregate under this subsection, awards under $500 need not be included. (4) Contracts forcrice re lated items. Contracts for the purchase of goods or serees where the rate or price for the goods or services being purchased is established by federal, state or local regulatory authority. 6 (5) Allocated petroleum products. Contracts for the purchase of petroleum products if such purchase is required to be made from a particular supplier as a result of a federal allocation or if f purchase from other than an established supplier could jeopardize - an allocation or future supply of such petroleum products. 4 (6) Cc ri hted materials. Contracts for the purchase � copyrighted ma eraa s where t ere is only one supplier available for such goods. (7) Advetisin contracts. Contracts for the purchase of adver- tising, including That rr eed for the purpose of giving public notice. t (a) Investment contracts. Contracts for the purpose of invest- ! ment of public funds or the borrowing of funds. (9) Requirements contracts. Purchases of goods or services from a supplier when the pr ce of the goods and services has been established under a previously competitive bid requirements contract whereby it is agreed to purchase requirements or an anticipated need at a predetermined price. (10) Sin le seller or rice of roduct re uired. Contracts for purchase w ere re s on y one se er or price of a product of the quality required available within a reasonable purchase area. (11) Data processing contracts. Contracts for purchase or acquisit- ion of data processing thardware or software) may be let without competitive bid subject to the following conditions: (a) Prior to selection of the contractor, reasonable efforts have been made to solicit proposals from all known vendors. If the amount of the contract exceeds $10,000, written proposals shall be solicited from the appropriate vendors appearing on the list composed by the Data Systems Division of the Executive Branch of the State of Oregon or by publication of an advertisement in a major trade publication of general circulation. (b) The contractor is selected on the basis of the most competitive offer in both the cost and quality of the product . to be purchased or acquired. (a) Whenever a contract for data processing let pursuant to this exemption exceeds $5,000, a written report shall be submitted to the board. The report shall include: . (i) The name of the company and, if applicable, the name of the retail vendor; (ii) The reasons why competitive bidding was not appropriate; and (iii) A description of the reasons why the contractor was selected and other proposals rejected. (12) Insurance contracts. Contracts for employee benefit in- surance. (13) Contract amendments. Any contract amendment, including h` change orders, extra work, =eld orders, or other change in the original specifications which changes the original contract price or alters the work to be performed, may be made with the contractor subjsct to the following conditions: i F — 2 — f _ i (a) The original contract imposes a binding obligation 1 t on the parties covering the terms and conditions regarding changes in the work: (b) The amended contract does not substantial [ ly alter the scope or nature of the project; or (c) If the amendment has the effect of substantially of the project, the amount of the altering the scope or nature aggregate cost change resulting from all amendments creating such new obligations shall not exceed 10;b of the initial contract. (14) Equipment maintenance. Contracts for the purchase repair of services, equipment or supplies for the maintenance,, or conversion of existing equipmentthe are exempt if required for efficient utilization of the equipment. Where practicable, competitive quotes shall be obtained. (15) As haltic concrete and rock. for the purchase Contracts of asphaltic concre a an roc where the material is to be used for maintenance. Where practicable, competitive quotes shall be obtained. (16) Bids obtained by the State for same materials. Contracts for the purchase of materials where competitive bids for the same materials have been obtained by the State of Oregon, and the aarded same or lower thanrty that tstathat with, is that paid by the state. (17) Sale of personal pro erty. Personal property may be disposed of wit out competitive bidding under any of the following conditions: (a) There are specific statutory or ordinance procedures for the sale of the type of property involved, and the propert is disposed of according to those procedures; (b� The property has a value of less than 9500 unless otherwise provided by statute or ordinance; or (c) The public contracting officer finds that competitive bids would be inappropriate for the type of proTerty involved. A report of all sales made under this subsection shall be made to the board and shall include the reasons that competitive bids were deemed inappropriate. (18) Franchise a reements. Where practicable competitive quotes sha 1 e o a ned. Section 4. Exem tions for Additional Contracts. The board may, by r—"esoltztion exemp o her con racts from competitive bidding if it finds: (1) The lack of bids will not result in favoritism or substant- ially diminish competition in awarding the contract; and (2) The exemption will result in substantial cost savings. In making such findings, the board may consider the type, cost, sucount of h othertfactorsrastthe board mayypersons appropriate. bid, and 3 - Section 5. Emergency Contracts. A contract may also be exempted r -competiTive icdding council, by majority vote of ambers present, determines that emergency conditions require prompt execution of the contract. A determination of such an emergency shall be entered into the record of the meeting at which the deter- €. a mination is made. t Section 6. Brand Name Specification in Contracts. Specifications for contracts shal not requ re any product y any brand name or mark, nor the product of any patticular manufacturer or seller, unless the product of any particular manufacturer or seller, unless the product is exempt from this requirement under the provisions of subsection (1) or (2). However, this section shall not be construed to prevent reference in the specifications to a particular product as a description of the type of item required. (1) A contract shall be exempt from the requirement of this section under any of the following conditions: (a) The specification is for a specific copyrighted . product. This exemption does not include patented or trade mark goods. (b) If there is only one manufacturer or seller of a product of the quality required, or if the efficient utilization g of the existing equipment or supplies requires a compatible x product of a particular manufacturer of seller, a contract may specify such particular product subject to the following condJdons: F (i.) The rroduct is selected on the basis of k -s' the most competitive offer considering quality and cost. The term "cost" includes not only the product price but also other items of expense such as costs related to quality or conversion; Y` (ii) Prior to awarding the contract, reasonable efforts have been made to notify all known vendors of k' competing or comparable products of the intended specifications; and such vendors have been invited to submit competing proposals. If the amount of the purchase { does not exceed $5,000, such notice and invitation may be informal. If the amount of the purchase exceeds #5,000, such notice shall include advertisement in at least one i; newspaper of general circulation in the area where the con- :< tract is to be performed and shall be timed to allow $; competing vendors a reasonable opportunity to make proposals; a and (iii) If the amount of the purchase exceeds $2,500 and the contract is not also pursuant to the data processing ¢ exemption in Section 3 (9), the public contracting officer r shall notify the board of the specification. The notice shall be written and include a brief description of the proposed contract, a detailed description of the reasons why the product and/or seller was selected and any competing products and/or sellers that were rejected. The description shall also include the efforts made to notify and invite proposals from competing vendors. i i (c) When it is impractical to create specific design or performance specif'cations for a type of product to be purchased, a li. t of approved products by reference to particular manufacturers or sellers may be specified in accordance with the following product prequalification procedure: (i) Reasonable efforts shall be made to notify all known manufacturers or vendors of competitive products of the intention to accept applications for inclusion in the list of prequalified products. Notification shall include advertisement in a trade journal or statewide distribution when possible. In lieu of advertising, notification may be made to vendors and manufacturers appearing on the appropriate list maintained by the Department of General Services of the State of Oregon. (ii) Applications for prequalifica.tion-of similar products are permitted up to 15 days prior to advertisement for bids on the products. (iii) If an application for inclusion in a list of prequalified products is denied, or an existing pre- qualification revoked, the applicant shall be notified in writing. The applicant may, within three days after receipt of the notice, appeal the denial or revocation to the board according to the procedure in Section 9. (2) The board may by resolution exempt certain additional products or classes of products upon any of the following findings: (a) It is unlikely that such exemption will encourage favoritism in the awarding of the contract or substantially diminish competition. (b) The specification of a product by brand name or mask, or the product of a particular manufacturer or seller, r would result in substantial cost savings. (c) There is only one manufacturer or seller of the product of the quality required. (d) Efficient utilization of existing equipment or supplies require the acquisition of compatible equipment or supplies. Section 7. Bidder Disqualification. (1) The public contracting officer may disqualify any person as a bidder on a contract if: (a) The person does not have sufficient financial ability to perform the contract. Evidence that the person can acquire a surety bond in the amount and type required shall be sufficient to establish financial ability. If no performance bond is required, the public contracting officer may require such In- formation as he deems necessary to determine the bidder's i financial ability; - 5 i i i (b) The person does not have equipment available to perform the contract; (c) The person does not have personnel of sufficient experience to perform the contract; or (d) The person has repeatedly breached contractual obligations to public and private contracting agencies. (2) A bidder who has been disqualified shall, within three business days after receiving notice of disqualification, in r writing notify the public contracting officer that he wishes to appeal his riisqualification. t Section 8. . Bid Rejection. The public contracting officer may reject any bid not in compliance with all prescribed public bidding procedures and requirements, and may reject all bids if it is in the public interest to do so. Section 9. A eals. The procedures for appeals shall be as follows: w " — k ) No ices of appeal need not be in any particular form so long as they are in writing addressed to the public contracting officer. 9r4 (2) Immediately upon receipt of such written notice of appeal, the public contracting officer shall inform the board. (3) Upon receipt of notice of appeal, the board shall ,,. notify the person appealing of the time and place of the hearing. (4) The board shall conduct the hearing according to the provisions of ORS 279.045(3) and decide the appeal within 10 days after receiving the notification and shall set forth in writing the reasons for its decisions. Section10. Mandatory Prequalification. Persons desiring to bid or contracts to perform the classes of public improvements ? described in (1) below shall submit a completed prequalification {, statement to the public contracting officer. This requirement shall ap ly only where the public improvement contract amount r, d exceed25 s ,000. E (1) The classes of work for which prequalification is required are as follows: x , Highway, road and street improvements Concrete paving and flatwork Rock crushing Bituminous oiling n„ Bituminous paving Reinforced concrete construction xf Bridge and overcrossing construction P Dredging and piledriving Excavation and grading Sewer construction Sewage treatment plants Sewage pumping stations Water lines Water reservoirs Water tanks - steel Water tanks,;-;concrete Mea trical wi ring'. - Traffic signalization i 6 - i 4 Outdoor illumination_ -,u_lding construction Building alteration and repair Demolition and related excavation and clearing Painting and decorating Plumbing Heating Roofing Air corditioning Irrigation and sprinkling systems Drainage Landscaping (2) Applications for prequalification shall be submitted on the forms provided by the board at the times designated by the board for such prequalification. (3) Upon establishment of the applicant's qualification,. the public contracting officer shall issue a qualification statement. The statement shall inform the applicant of any conditions which may be imposed on the qualification and advise the applicant to notify the public coi,tracting officer promptly if there has been any sub- stantial change of conditions or circumstances which would make any statement contained in the prequalification application no longer applicable or untrue. The qualification statement shall also inform the applicant that if he desires to appeal the conditions of the prequalification varying his application, written notice must be giver, to the public contracting officer within three business days after receipt of the notice. (4) If the public contracting officer does not qualify an applicant, he shall give written notice to the applicant stating the .reasons that prequalification has been denied and informing the applicant of his right to appeal the decision within three business days after receipt of the notice. (5) Upon discovery that a person prequalified is no longer qualified, the public contracting officer shall send notification of proposed revocation of qualification to the person. The notice shall state the reason for revocation and inform the person that the revocation will be effective 10 days from the date of the notice unless evidence that the deficiency has been corrected or notice of intent to appeal the revocation has been filed with the public contracting officer within 10 days. Section 11. Retainage on Public Contracts (1) The approved securities which shall be acceptable in lieu of retainage fees are as follows: (a) Bills, certificates, notes or bonds of the United States. (b) Other obligations of the United States or its agencies. (c) Obligations of any corporation wholly owned by the federal government. (d) Indebtedness of the Federal National Mortgage Association. (e) General obligation bonds of the State of Oregon or 'r any political subdivision thereof. r^. �+ - 7 - :7 I (f) Time certificates of deposit or savings account passbooks issued by a comm�rci.al bank, savings and loan absociation or mutual savings bank duly authorized to do business in Oregon. (g) Corporate bonds rated °A° or better by a recognized x.: rating service. (2) Deposits in lieu of retainage fees on public contracts shall be allowed as follows: (a) When a contractor elects to deposit securities with a baric or trust company in lieu of 'retainage on public contracts, G`F the securities shall be held by the custodian in fully transferable form and under the control of the city. (b) Non-negc.tiable securities so deposited shall have proper .instruments attached to enable the city to effect transfer of title should the contractor be unable to fulfill r"G the contract obligation. (c) The custodian_ bank or trust company shall issue a safe- keeping receipt for the securities to the city. The receipt shall describe the securities, the par value, the name of s the contractor, and project number or other project identification. (d) Unless otherwise mutually agreed, the value placed upon said securities shall be market value. (e) Securities deposited in the manner described above shall be released by the bank or trust company only upon the written instructions and authorization of the city. (f) In lieu of the above, an escrow agreement mutually acceptable to the contractor and the city and the bank or trust company may be used. 1 Mpl`b;s 1'. hex' F �P M'ry a i