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MACC (Various) - Cable Communications INTERGOVERNMENTAL AGREEMENT METROPOLITAN AREA COMMUNICATIONS COMMISSION THIS AGREEMENT is made and entered into as of the below set forth date by and among the undersigned cities of Banks,Beaverton,Cornelius,Durham,Forest Grove,Gaston,Hillsboro,King City, Lake Oswego,North Plains,Rivergrove,Tigard,and Tualatin,all municipal corporations of the State of Oregon,and Washington County,a county formed under the laws of the State of Oregon,(all parties hereafter referred to as"member jurisdictions"). This Agreement is made pursuant,to ORS 190.003 to ORS 190.110,the general laws and constitution of the State of Oregon,and the laws and charters of the member units of local government. Recitals: • The Metropolitan Area Communications Commission(hereinafter,"MACC")was formed in April 1980 to provide a common means for area local governments to jointly franchise for cable television services. The original member jurisdictions were:Banks,Beaverton,Cornelius,Forest Grove, Hillsboro,King City,Lake Oswego,Milwaukie, Sherwood,Tigard,Tualatin,and Washington County. • In 1981,Durham joined MACC,and Milwaukie left to pursue franchising separately. Since 1981, the cities of Rivergrove(1983),North Plains(1984),Gaston(1989),and Wilsonville(1984)joined MACC. Sherwood and Wilsonville withdrew in 1999. • In February 1981,the Commission issued a Request for Proposals seeking offers from cable television companies to jointly serve the member jurisdictions. • In February 1982, Storer-Metro Communications was granted a franchise to serve the member jurisdictions. • Between 1980 and 1999 a number of amendments were made to the original Intergovernmental Agreement to reflect the increased responsibilities of the Commission and other changes in the organization. • In 1985,ownership of the franchise was transferred from Storer-Metro to Willamette Cable TV. Since then,the ownership and/or control of the franchise has been transferred twice, from Willamette to Columbia International in 1988,and to TCI Cablevision of Oregon in 1995. Control of TCI was transferred to AT&T Corp. in 1999. The franchise was renewed on February 1, 1999. • In June 2000,the Commission appointed a Governance Committee to review the original Intergovernmental Agreement(as amended)and to recommend revisions. • AT&T Corp.received consent from MACC to merge with Comcast to form a new parent of TCI, AT&T Comcast Corporation. • On September 13,2002,the Commission recommended that its member jurisdictions approve the new Intergovernmental Agreement as contained herein. Section 1. General Purposes of Agreement. To ratify the formation of MACC in 1980,to recognize its continuous existence as a joint commission of representatives from member jurisdictions, 1 and to restate the original Agreement,pursuant to the authority set forth in ORS 190.003 through ORS 190.110 as well as local charters,ordinances and applicable laws. This Agreement is designed to fulfill the following objectives: Pool the strengths of member jurisdictions in franchising communications and information services to best serve the public interest and make best use of the limited Public Rights of Way. A. Serve the public interest by encouraging competition in all areas of communications and information service technologies. C. Represent the views of consumers of communications services and advocate for the highest quality customer services. D. Provide for negotiation,administration,and regulation of communications and information services franchises and agreements for the member jurisdictions on a common,or individual,jurisdictional basis. E.Provide a coordinated and uniform response in working with the communications industry on franchise negotiation and administration. F. Speak as"one voice"to represent its members on issues of communications and information services. G. Provide a common forum for the joint study and discussion of communications issues and problems,and to develop practical solutions and alternatives. H. Provide an organization that remains flexible to meet the challenges of the changing communications and information services environment. Section 2. Definitions. Commission.The Board of Commissioners serving as the governing body of MACC. Communication and Information Services.Cable television,telephony,broadband, including video,voice,or data transported between fixed points using facilities housed on, under,or over Public Rights of Way and other public property regardless of the technology employed. Designated Access Provider. An entity selected by the Commission to provide Public, Education,or Governmental(PEG)Access services. Franchise. A non-exclusive and revocable agreement for the construction and operation of a communication system using the Public Rights of Way. MACC is authorized to administer these agreements on behalf of its members. Franchise Fee Revenue. Fees and costs or other fair and reasonable compensation charged for use of the Public Rights of Way,separate from,and in addition to,any and all federal, state, local,or member jurisdiction charges as may be levied,imposed,or due from a 2 communications or information service provider, its customers or subscribers,or on account of the lease, sale,delivery,or transmission of such services. Grantee. The person to which a franchise is granted by member jurisdiction(s). MACC. The organization,commissioners,officers,employees,and agents of the Metropolitan.Area Communications Commission. PEG Access. Public,Educational,and Governmental Access,collectively,for noncommercial use by institutions,organizations, groups and individuals in the MACC franchise community to acquire,create,receive,and distribute information via communications facilities. Person. An individual,corporation,company, association,joint stock company or association,firm,partnership,or limited liability company authorized to do business in the State of Oregon. Personal Services. Work to be performed by a provider or providers to fulfill MACC operational and business needs and objectives. Public Rights of Way. Includes,but is not limited to,streets,roads,highways,bridges, alleys, sidewalks,trails,paths,public easements,public utility easements,including the subsurface under and air space over these areas,but does not include parks or parkland. This definition.applies.only to the extent of the local government's right,title,interest, or authority to grant a franchise to occupy and use such areas for communications facilities. Section 3. Commission Creation and Powers. MACC is hereby created as a joint commission to carry out the specific purposes set forth in this Agreement. In carrying out the purposes of this Agreement,the Commission is vested with all the powers,rights,and duties relating to those functions and activities that are vested by law in each separate unit of local government, its officers and agencies, subject to specific limitations,if any,contained in this Agreement. "Law" as referred to in this section shall mean and include,federal laws and Constitution, Oregon laws and Constitution,as well as the charters, ordinances,and other regulations of each unit of local government. The Commission shall establish a set of Bylaws that will govern its operations. Section 4. Governance,Voting,and Meetings A. The Governing Body. A Board of Commissioners shall govern MACC. Each member jurisdiction shall select one representative to serve as its Commissioner.In addition, member jurisdictions are encouraged to appoint one alternative representative who may attend all meetings and act in the absence of the primary representative. Each member jurisdiction shall have one vote on any decision made by the Commission. B Meetings and Voting. Commission meetings+shall be conducted pursuant to the Oregon Public Meetings Law(ORS 192.610-192.710). Requirements for Commission meetings,quorums,and voting are contained in the Bylaws. 3 C. Term of Office and Succession. Commission members shall be appointed to serve until their successors are appointed and assume their responsibilities,but shall serve at the pleasure of the governing body of the member jurisdiction appointing them. Member jurisdictions are responsible for filling their Commissioner positions. Officers of the Commission shall be specified in the Bylaws. D. Actions Requiring Unanimous Consent of All Member Jurisdictions. The following actions require the unanimous consent of all member jurisdictions: 1) Amendments to this Agreement; 2) Adding new member jurisdictions to MACC; 3)Withdrawal of a member jurisdiction from MACC; 4)Abolishing MACC as an organization. E. Actions Requiring the Unanimous Consent of Affected Member Jurisdictions. Some decisions of the.Commission will not affect all members. The following actions require the unanimous consent of affected member jurisdictions: 1) Granting,amending,renewing,or transferring franchises of affected member jurisdictions; 2) Allocation of franchise fee revenues in accordance with Exhibits. F. In addition to other limitations that may be contained in this Agreement,no decision concerning the below listed or like subjects shall be made by the Board,unless a quorum is present, and a majority of those present and voting agree on a matter before it: 1) Any decision creating a monetary expense to a member jurisdiction; 2) Any decision that would lead to the selection of a person to provide,by franchise or otherwise, an information or communication system for a particular member jurisdiction; 3) Any decision that would provide a method for apportioning any revenues received by the Commission among the member jurisdictions of the Agreement; and 4) Any decision concerning the adoption or supplementation of a budget. G. All other actions of the Commission and not specified herein are governed by the Bylaws,to the extent applicable. Section 5. Financial Responsibilities. A. The Commission shall comply with applicable Oregon state and local laws as to budget preparation,expenditures and audit.of its.books and records. All books and records shall be open to inspection by any member unit of local government or its designate. The public will have access to these records in accordance with the Oregon Public Records Law(ORS 192.005 to 192.170). B. The Commission has the discretion to establish purchasing rules,personnel policies,and administrative procedures,in addition to the Bylaws,to conduct MACC's daily 4 business. This includes the ability to contract for services,sign leases, sign other agreements,and employ professional staff. C. Allocation of franchise fee revenues shall be in accordance with Exhibits. Section 6. Duration of Agreement Membership Contracts for Services Withdrawal,and Termination. A. Duration. The duration of this Agreement is perpetual and the Commission shall continue from year to year,subject to Subsection E. B. New Membership. The Commission may consider requests from jurisdictions to become members of MACC. An affirmative recommendation from the Commission and unanimous consent of all member jurisdictions is required. The Commission will consider the following criteria in evaluating a request for MACC membership: 1) Common service provider; 2) Similarity of franchise agreement; 3) Geographic proximity to current members; 4) Level of services requested; 5) Current members should not incur any.costs and there should be full cost recovery; 6) Potential benefits of new member to MACC;and 7) Willingness to support PEG Access allocation as required by a franchise. C. Contracts for Services. The Commission may also consider requests from jurisdictions to contract with MACC for services. The Commission will consider the following criteria in evaluating whether to approve.a request for a MACC service contract: 1)Common service provider; 2) Similarity of franchise agreement; 3) Geographic proximity to current members; 4) Level of services requested; 5) Current members should not incur any costs and there should be full cost recovery; and 6) Potential benefits of contracting jurisdiction to MACC. D. Withdrawal from Membership. Member jurisdictions may not withdraw from membership in MACC without the unanimous consent of the remaining members,per Section 4.D. The Commission will require member jurisdictions wishing to withdraw from membership to provide a minimum of one hundred and eighty(1,80)days written notice to the Commission. Such notice will state the reasons for requested withdrawal and the date requested for the withdrawal to become effective.Withdrawals without consent may subject the withdrawing member to civil penalties,and other remedies, from the Commission and the remaining members. 5 Generally,the Commission will not consent to withdrawals occurring,during the following periods: 1) During the last eighteen(18)month period of any common franchise agreement to which they are a party; 2) Within the first eighteen(18)month period following the renewal of any common franchise agreement to which they are a party. Any net cash due and owing to the withdrawing member shall be paid within thirty(30) days of the effective date of the withdrawal. Net cash is defined as the pro-rata share of franchise fee revenues accrued,or which have accrued,as of the effective date of the withdrawal,minus the present value of any MACC capital asset(s)held on the premises of and proposed to be retained by the withdrawing member(e.g.built-in television equipment funded by MACC grant). MACC capital assets,other than those held on the premises of the withdrawing jurisdiction,and which are owned and/or directly used for MACC operations,are excluded from consideration for this calculation. In applying this provision,the Commission shall consider the value of the capital asset(s)held by the jurisdiction compared to the amount due to the jurisdiction for settlement before approval of the withdrawal. E. Termination of Commission. The Commission may be terminated by mutual agreement of all of the parties,subject to contractual obligations in existence at said time. As part of this process,the Commission shall divide MACC's remaining prorated funds and assets among the remaining parties after payment of all debts. Section 7. General Terms. A. Severability. The terms of this Agreement are severable and a determination by an appropriate body having jurisdiction over the subject matter of this.Agreement that results in the invalidity of any part shall not affect the remainder of the Agreement. B. Interpretation. The terms and provisions of this Agreement shall be liberally construed in accordance with the general purposes of this Agreement. C. Effective Date.This Agreement shall become effective upon acceptance by all the MACC member jurisdictions of this Agreement. D. Amendments. Amendments to this Agreement will be recommended by the Commission to member jurisdictions in accordance with the provisions of Section 4, subsection D. These.shall become effective upon approval of member jurisdictions,as certified by the Commission or MACC. E. Effect of this A ear ement. Thisl 2002 Agreement ratifies the April, 1980,Agreement by which MACC was formed',and recognizes MACC'scontinuous existence since its formation. It replaces and supersedes the 1980 Agreement and all prior amendments and addenda thereto.The separate Agreement between MACC and Washington County dated October 1, 1996,as amended,remains in effect and is not affected by this Agreement. 6 ATTEST Effective on the date shown below,based on signatures by the appropriate officers duly authorized to execute this Agreement on behalf of each governing body of the named jurigiGtiQns of local government. Bruce Crest,Administrator Date of Original Agreement: April, 1980 Date of This Agreement: February 13,2003 (after approval by all member jurisdictions) 7 Exhibit A—TCI(AT&T Comcast)Franchise Fee Allocation This Exhibit affects the Franchise Fee revenues from the Franchise with TCI,whose parent is AT&T Comcast),or its successors. These franchise fees are attributable to member jurisdictions. Member jurisdictions hereby make and continue allocations of these,or other,revenues for the operation of MACC for franchise administration and regulation,and for PEG Access. These allocations, specified below,cannot be increased without the unanimous consent of all member jurisdictions. 1. Allocation of Franchise Fee Revenues for MACC Administration a.Member jurisdictions will contribute a maximum allocation of twenty percent(201/o)of franchise fee revenues collected for support of MACC administration. The Commission may decide to receive less than this allocation for these purposes. b.The Commission is authorized,as it deems appropriate, to enter into professional services contracts to review the Grantee's financial reports,on an annual basis or otherwise. In the event that such a review results in increased franchise payments from the Grantee,the first deduction from such payments shall be for the reimbursement of the Commission's expenses incurred under the contract for the review. The remainder of such increase shall be distributed in accordance with the most recent quarterly distribution. 2. Allocation of Franchise Fee Revenues for PEG Access The Commission recommends that member jurisdictions contribute a minimum allocation of fifteen percent(15%)to MACC for the support of PEG Access. Franchise fee allocations of affected member jurisdictions shall automatically renew for three- year periods on July 1,2002,2005,2008,and2011. However,if a jurisdiction gives written notice to MACC of their decision to reduce their PEG Access support below the minimum recommended allocation prior to the first day of January preceding the end of any of these three- year periods,the renewal of contributions from all members shall be suspended until such time as the Commission can review the matter and make a recommendation to the governing bodies of the member jurisdictions. If no member jurisdiction gives this notice,no action is required, and the allocations automatically renew. Notwithstanding this allocation commitment,the appropriation of funds is subject to the annual process required of each jurisdiction pursuant to local budget law. If a jurisdiction reduces its allocation commitment to a level below the recommended minimum, the Commission may place restrictions on the PEG Access services provided to the jurisdiction and/or its citizens. 8 METROPOLITAN AREA MACC COMMUNICATIONS COMMISSION REPRESENTING JH E:COMMUNITIES OF BANKS, • . O OUNTY CARE TV FRANCI-0SE REGULATION • TEIECOMMUNICATIONS AdVICE ANd SUppoRr • PUbIiC COMMUNICATIONS NETWORK(PCN) RECE/V&®C FEB C.7. MACC Jurisdiction Managers/Recorders: 1 8 2003 Aan7inivtr�ti® The revised MACC Intergovernmental Agreement (IGA) has been n approved by all member jurisdictions effective as of February 13, 2003. We have enclosed a copy of the new IGA for your records, with my attestment to that fact. Thank you for your assistance in the MACC IGA approval process. Please contact me if you have any questions. Bruce Crest Administrator 4 5.o999 w Web,Si te.wWwimacco .rg PROVidh(j SI-IMCr_SiNCr 19$0 INTERGOVERNMENTAL COOPERATION ACREEbIENT METROPOLITAN AREA COMMUNICATIONS COMMISSION THIS AGREEMENT, made and entered into .the below set forth date by and among the undersigned cities of Beaverton. Tigard, Troutdale, Ring City, Milwaukie, Hillsboro, Lake Oswego, Gresham, Tualatin, Banks, Forest Grove, Durham and Cornelius, all municipal corporations of the State of. Oregon and Washington County, a county formed under the laws of the State of Oregon, (all parties hereafer referred to as "unit (s) of local government" or "Party (les) ") . This Agreement is made pursuant to ORS 190.003 to ORS 190.110 , the general laws and constitution of the State of Oregon, and the laws and charters of the units of local government. section 1. General Purposes of Agreement. To form, ' pursuant to the authority set forth in ORS 190.003 through ORS 190. 110 as .well as ' local charters and ordinances, a joint commission, corsisti.ng of representatives from certain units of local government to carry out the following purposes: A. To provide a common means of addressing requests from cable television companies to provide cable television to the jurisdictions of the various parties; B. To. provide for the parties or, if a particular unit of local government prefers, assist a party in providing a Cable Communications System that best serves the public interest and provides the maximum level of services to the public in the most efficient Branner ; 1 AGREEMENT C. To provide an organization to study the alternatives for providing a Cable Communications System, to take specific action, or recommend to the individual aovernir_g bodies of the units of local government, a method for proceeding with the. provision of such. services as well. as a method for providing ongoing regulation of communications activity. D. To provide, a forum for intercommunication and consulta- tion among the , parties and to provide an opportunity for a joint and cooperative sharing of the expenses, data, expertise, experiences, and plans of each unit of local government; and E. To work towards development of a uniform approach for providing a Cable Communications System and, if feasible for and agreeable to some or all of the parties, take joint or common action to provide the appropriate level of communications services to the citizens of the various jurisdictions. Section 2. Definitions Applicable to this Agreement. A. "Cable Communications System" or "System" means a system of antennae, cables, amplifiers, towers, microwave. links, cable casting studios, and any other conductors, receivers, home terminals; convertors, equipment or facilities, designed and contructed for the purpose. of producing, receiving, ampli fyi.ng, storing, processing or distributing audio, - video, digital or other forms of electronic or electrical signals. B. "Person" means any corporation, partnershIp', proprietorship, association, individual. or organization authorized to do business in the State of -Oregon, or any natural person. Section 3. Commission Creation and Powers. There is .hereby . AGREEMENT - page 2 created a Joint Commission, to be known as the "Metropolitan. Area Commun .cati.ons Commission" hereafter referred to - as the "Commission" to carry out the. specific purposes set forth in this agreement. In carrying out the purposes of this Agreement, the Commission is vested with all, the powers, rights and -duties relating to those functions and activities that are vested by law in each separate unit of local government, its officers and agencies, subject - to specific limitations, if any, contained in this Agreement. "Law" as refered to in this section shall mean and include, the federal laws and Constitution, the applicable general laws of the State, the Oregon Constitution, as well as the charters, ordinances and other regulations of each unit of local government. Section 4. The Board of Commissioners. A. The Governing Body. The governing body .of the Commission shall be its Board of Commissioners (hereafter referred to as the "Board") . Each unit of local government shall . select one representative, and may select one alternative representative who may attend all meetings and shall act in the absence of the primary representative, to serve as its Commissioner on the Board. Each unit of local government shall have one vote on any decision made by the Board. B. Quorum and Voting. Except as expressly provided below, scheduled . meetings or work sessions may be conducted by the Board without the requirement of a quorum and decisions on routine procedural matters may be made by a vote of a majority, of those members of the Board present .-and voting on a matter before it. This AGREEMENT - page 3 is intended to facilitate review and work in meeting the purposes of this Agreement by proceeding without unreasonable delay, but it shall not be applicable to meetings where substantive deci.s .onmaking is necessary. In addition to other limitations'`that may be 'contained in ili!s Agreement, 'no decision concerning the . below listed or like subjects shall be mace by the Board, - unless a quorum is pre:sent, which .shall consist of a majority of the entire Board, and a majority of those present and voting agree on a matter before `it: 1. Any decision creating a monetary expense to a unit of local government;. 2. Any decision which would lead to or have the effect of determining the manner in which a unit of local government will provide a System for its jurisdiction; 3. Any decision which would .lead to or have the effect of selecting a person or persons who would provide, by franchise or otherwise, a -System or Systems for. a particular unit of local government; 4. Any decision' which would provide a method for apportioning any revenues received ' by the Commission among the parties to this Agreement; S. Any decision on agreements or contracts for personal: services or the purchase of materials for the Commission; 6: Any decision concerning ' the adoption or supple mentation of abudget, or an appropriation or an expenditure pursuant thereto; and 7 . Any decision which a member of the 'Board- present and AGRMIENT - page 4 voting at a meeting desires to have deferred and voted upon when a quorum is present.. C. Term of office and Succession. Members of the Board shall be appointed to serve until their successors are appointed and assume their responsibilities, but shall serve at the pleasure of the governing body of the unit of local government appointing them. A vacancy on the Board shall be filled by the governing body of the unit of local government whose position on the Board Is vacant. D. Ratification of Request for Proposal. If and when the Board has developed a Request for Proposal document (hereafter RFP) to be used to solicit competitive bids from anv person (s) interested in obtaining a franchise to provide a System . for the parties, it shall forward a copy of the RFP to the governing body of each member unit of local government for their ratification and further action. Those parties desiring to proceed pursuant to this Agreement with joint or common action to provide a System for the citizens of the various jurisdictions hereby agree, and shall so state in the document ratifying the RFP, to be jointly bound and contractually committed to the other parties . and any person successfully bidding for the award of a franchise. If one or more parties to this Agreement hereafter fails or refuses to be bound by the actions of the Board or takes any action which constitute an actual or implied attempt . to rescind or breach this Agreement, a majority of the members of the Board, excluding the member (s) representing the unit (s) of local government which have or may have breached this Agreement, may decide to bring .a civil action in the AGREEMENT - page 5 appropriate court, to seek redress, including, but not limited to, specific performance of the Agreement or injunctive relief. Section 5 . Meetings, Bylaws and Officers. A. Meetings of the Board shall be conducted' pursuant to the Oregon Public Meetings Law. B. .: Bylaws . At.. the organizational meeting, or as soon. thereafter as' it reasonably may be done, the Board shall adopt bylaws governing its procedures and including at a minimum, the following: 1) Whether regular meetings w3.11 'be- held and if so, the. frequency of those meetings, 2) The method and manner of calling special meetings, 3) The method, term and manner' of election of .officers and appointment of staff, if any; and 4) The procedures for execution of writings and legal documents. C. Officers. At the organizational meeting of. a quorum of the Board, the Board shall elect from its members' a president, a vice-president and a secretary-treasurer. The president, and in his absence the vice president, shall preside at all meetingSI, call special meetings,,: and determine the order of . business, until such time as formal written bylaws requiring otherwise are adopted. The secretary-treasurer, or his or her designate, shall be responsible for compliance with the Oregon .Public Meetings taw, `'i.ncludin,g the keeping of written minutes and, the giving of notice of future meetings to the .pub.lic and the Board, until contrary or superceding provisions are established in the bylaws. AGREEMENT - page 6 Section 6. Expenses of operation. A. The Board shall comply with applicable state and local laws as to budget preparation and for audit of its books and records. All books and records shall be open to inspection by any member unit of local. government or its designate. B. Upon written rev_uest, any funds of a member • unit of local government advanced or contributed for the operation of the Commission or for carrying out the purposes of this Agreement shall be reimbursed from any revenues .received by the Commission in a manner provided by the Board and subject to any indebtedness of the Commission. C. Subject to the limitations. set forth i.n Section 4 of this Agreement, the Board shall determine, prior to 'the Board's adoption and forwarding for governing body ratification of an RFP pursuant `to Section 4D of this Agreement, a method of equitably allocating expenses and revenues among the member units of local government, which shall be incorporated into and become a part of this Agreement. Section 7. Actions of the Governing Bodies. .. The governing body of a unit of local government entering into this Agreement . shall adopt an authorizing resolution, in the form or substantially the same form as set forth in the sample resolution set forth in "Exhibit - A" , attached hereto and incorporated by reference herein, and shall forward a certified copy .to the .Mayor of, the, City of Beaverton, Oregon, 4950 S.W. Nall Boulevard, Beaverton, Oregon 97005. The first meeting of the Commission shall be held on April. 9 , 1980 , at a time and place to be determined and noticed by the AGREEMENT - page 7 Beaverton Mayor. If for any reason the meeting is not held, then the inti.al meeting may be jointly -callee . arcs noticed by any two parties to this Agreement. Section 8 . Duration of Agreement and Termination. A. Duration. The duration of this Agreement. As perpetual and the" Commission shall continue from year to year, subject to subsection B) ,- below. , B. Termination. Prior to the ratification of a joint RFP by a member ' unit. of local government pursuant to Section 4D, any member unit may withdraw from this Agreement- at any time by giving written ten (10.) day notice to the secretary-treasurer. Any funds advanced or revenues receivable shall be prorated from the date of actual receipt of the written notice and returned to the terminating party by the secretary-treasurer. The Commission may also be terminated by mutual agreement of all the parties at any time, subject to contractual'obligations in existence at. said time. Except as provided above, parties to :this,. Agreement: may not unilaterally terminate following affirmative action under .Section 4D. of this Agreement, unless said unilateral termination is agreed to by all other parties to thi.s ;Agre'ement. Section- 9. General Terms. K. Severability. The _ terms of this Agreement are severable and a determination 'by an appropriate, body, having' jurisdiction over the subject matter of this. Agreement th'a't results in the inval.i:dity 'of any part, .,shall not affect the remainder .of the Agreement. B. Interpretation. The terms and: pr.ovi.sions of this AGREEMENT - page 8 Agreement. shall be liberally construed in accordance with the general purposes of this Agreement. Nothing in this Agreement shall be construed to limit the 'right of any governing body of any unit of local government to pursue an independent course of action for the same purposes or proceed' based on a comparison of the merits of the development of an i.ne iv--,dual System with the merits of a joint, cooperative effort. C. Increasing Member Units of Government. The . Board may develop a method for allowing other units of local government to enter into this Agreement that decides not to, enter into this Areement or were not originally contemplated as possible members. A fee or cost for subsequent Inclusion of a Party may be imposed upon an interested party. D. Effective Date. This Agreement shall .become effective when it has been authorized by two or more of the units of. local government and the authorizing resolutions have been received as is provided in Section 7 of this Agreement. E.. Amendments. Amendments to any term of this Agreement, except -Section 8B, may be made by the Board, pursuant to the quorum and voting requirements of Section . 4B of this Agreement for substantive decisions, until the Request for Proposal is approved and forwarded to the respective governing bodies of member units of local government in accordance with Section 4D. entitled "Ratification of Request for Proposal" . Thereafter , the terms of this Agreement shall not be amended without the written author izat-ion of the governing bodies of all member units of local government. AGREEMENT - page 9 No amendment may be made to Section 8B of this Agreement which would result in a limitation of the right of any , member unit of government to withdraw from this Agreement on ten (10) days notice .prior . to ratifi.ca_ti.cn of. the Joint Request for Proposal. by that member unit. Subscribed to and entered into in duplicate original this day c`. , 19 by the appropriate officer (s). who are duly authorized by resolution to execute this Agreement on behalf. of the governing body of the . below named unit of local government. CITY OF Title _ • � Attest. By: Title C.Ywi /ecew,au2 Title Ci,'1 /d CITY OF Lake Oswego By nuc leMayo Attest.; By- Af Title City Recorder eic i t y Attorney CITY OF C Attest : 2 Gl/t. BY= Title Ti le I �j r%L.Cx�J F!G AGREEMENT - p ac a 10 CITY OF RS fR/yj By: I V77 -&W4� Tit e yOR Attest. By Title letv c CITY OF MILWAUKIE By: Mayor Attest: rL ��z7�rfPa2 By• Ti tle - City Pecorder Titile - Citymanager . CITY OF AGATi� By i e MR-y Attest: By; YdY2�x�v eld44;�,;�j Title T le CITY OF TIGAgp By Ti 1e - ay6r7 . Attest: By; Title;-- Citq Rder V le - City Administrator AGREEMENT page 11 cirl OF K C%! ( /ZTJle Attest- a �+��+,,.� By: fl t1e t Ie �}pml 1.lt "iZ�fL . der� ll.c�,.ri...� CITY OFRoy" By: 7Y Tft le Attest: oog!iiBy Title ;tle CITY OF By: Title Attest: .. By: tle Titl CITY OF Hillsboro By: . d yrs,/ T t e Attest : 2 Byz r�r Tittle C?; Titye AGREEMENT - page 12 CONSOLIDATEID MACC FRANCHISE The following consolidated MACC Franchise represents the original MACC franchise with all amendments through 1988. It is a working paper for reference only. The intent is to provide a single point of reference, However, it has not been reviewed.by legal counsel, nor adopted by the MACC°Board of Commissioners. TABLE OF CONTENTS SECTION 1: PURPOSE AND INTENT SECTION 2: DEFINITIONS SECTION 3: GRANT OF FRANCHISE SECTION 4 : CONSTRUCTION AND SERVICE REQUIREMENTS SECTION 5: SYSTEM DESIGN AND PERFORMANCE REQUIREMENTS SECTION 6: SERVICES AND PROGRAMMING SECTION 7: RATES AND CHARGES SECTION 8: REGULATION OF .FRANCHISE SECTION 9: GENERAL FINANCIAL. AND . INSURANCE -PROVISIONS SECTION 10 : RIGHTS RESERVED TO GRANTOR SECTION 11: RIGHTS OF INDIVIDUALS PROTECTED SECTION 12 : TERMINATION AND EXPIRATION SECTION 1.3: OPERATIONS AND MAINTENANCE SECTION 14 : MISCELLANEOUS PROVISIONS APPENDICES EXHIBIT A: Summary of Proposal Commitments of Grantee to Grantor. EXHIBIT B: ' The Intergovernmental Cooperation Agreement - Metropolitan Area Communications Commission. EXHIBIT C: Resolution 81.41 entitled, "A Resolution Establishing a Method of Allocating Revenues 'and Expenses Resulting from. any Cable Communication Franchise. Agreement Regulated and Administered through the Metropolitan Area Communications Commission. " EXHIBIT D: Map . of Metropolitan Service District Urban Growth Boundary, dated November - 8, 1979. EXHIBIT G: Acceptance Certificate - Tidel Communications, Inc. EXHIBIT H: Resolution 86-0.7, entitled, "A Resolution Approving Compliance with the Terms of. MACC Resolution No. 86-02 by Tidel Communications, 'Inc•'., Approving Transfer of the Franchise Agreement to WillametteCable Television, Inc. , a Wholly Owned Subsidiary of Tidel Communications, Inc . , Establishing Further Requirements Related to the Approval of the Transfer. " EXHIBIT I: Appendix No. 1 from Franchise Amendment Agreement, entitled, "Public Communications Network Rates for Government and Non-Profit Users. " EXHIBIT J: Exhibit A from Franchise Amendment Agreement, entitled, "Network Operation and Maintenance Plan Public 'Communications Network. " NOTE: Exhibits E: "Glossary of Rate Definitions, " F: "Resolution 86-02 Consenting to the Transfer of the- Cable Communications Franchise Agreement to Tidel Communications, Inc. from Storer Metro Communications, Inc. , " and other exhibits and documents superceded or extraneous to this engrossed, Franchise Agreement are on file at the Metropolitan Area Communications Commission. PREFACE This document is a compilation .of documents .which relate to the authorization for and regulation of the construction, operation and maintenance of the cable communications system in the territory' of the. jurisdictions who are members of the Metropolitan, Area Communications Commission This document is aedited version of the original franchise n agreement entered into between Storer Communications and the MACC jurisdictions as amended :by a further agreement between parties. The assets of Storer Metro Inc.. and all the rights and obligations created by the franchise agreement we're assumed by -Tidel Communications Inc. in September, 1986. Tidel, Communications Inc. has transferred all of the. assets and rights and obligations under the franchise agreement to its wholly owned subsidiary, ' Willamette Cable Television Inc. Willamette Cable Television is now.known as Columbia Cable of Oregon. Columbia Cable assumed the Franchise on , These transfers were approved by the MACC jurisdictions. This document has been published for the convenience of the parties and the members of the public who are affected by it. It is not . intended toreplace or be substituted for the original documents from which it has been derived. Rather# - the original documents remain the controlling legal documents for all relevant purposes. Incase of any conflict between the original documents and this edited version, the original documents shall always be deemed to control. SECTION 1: PURPOSE AND INTENT. 1.1 The Oregon cities of Banks, Beaverton, Cornelius, Durham, Gaston, Forest Grove, Hillsboro, King City, Lake Oswego, North Plains, Rivergrove, Sherwood, Tigard, Tualatin,. and Wilsonville together with Washington County, Oregon (hereafter, Grantors) are authorized to and by this franchise agreement do grant to Willamette Cable Television, Inc. (hereafter Grantee) a non-exclusive, revocable fifteen year franchise to construct, operate and maintain a cable communications system for the franchise area comprised of all area within the collective jurisdictional boundaries of the Grantors; 1.2 The Grantors, by Intergovernmental Cooperation Agreement, have joined together as the Metropolitan Area Communications Commission (hereafter Commission) , solicited proposals for a cable communications system franchise, and following the evaluation of the proposals, have recommended Grantee to be- the franchise pursuant to this agreement and have forwarded this franchise agreement to the governing bodies of each Grantor. Grantors have adopted it in the appropriate manner and agreed to continue for the term -of the franchise with the Commission for the purposes of franchise administration, regulation, oversight, enforcement and generally to act .on behalf of and for Grantors following the execution of this franchise 'agreement; 1.3 The purpose of this franchise agreement is to' create a binding, enforceable contract between Grantors and Grantees. This franchise agreement, among other things, incorporates in its entirety all offerings, promises, representations and language contained in the two volume proposal of Storer Metro Communications, - Inc., entitled "Cable Communications for the 80's and Beyond: A proposal to the Metropolitan Area Cable Commission", a copy of which is on file in the office of the Commission, certified as a true copy by the Grantee and the Commission Chairman. Said proposal, by this reference, is incorporated into and made a part of this franchise agreement, as though fully set forth herein. This franchise agreement is intended to be the document defining the performance by the Grantee and shall govern if there is a conflict with any provision of . the proposal incorporated herein and to that end a Summary of Proposal Commitments is attached hereto, marked Exhibit A, and by- reference incorporated herein. Failure of Grantee to abide by and carry out any material offerings, promises, representation and language of the proposal unless expressly consented to and approved by the Commission, shall be a breach of this franchise agreement, even though there may be no express reciting of a particular provision of the proposal in this franchise agreement; 1 .4 Cable television activity has been taking place in the unincorporated area of Washington County prior to the effective date of. this franchise agreement . A summary. of such activity has been published to the Commission and interested parties entitled, "Cable Television in Unincorporated Washington County", covering activity between 1979 - 1981 . Said publication, distributed under FRANCHISE AGREEMENT - Page 4 1 a cover letter dated August 10, 1981, by Michael C. McCloskey, Senior Management Analyst for Washington County, is hereby incorporated by, reference and made a part of this agreement, as though,.fully set forth herein. Said publication .contains, among other things, the following documents: (a) Ordinance Nos.. 225 and 251. relating to cable television, activities, (b) the Washington County Amended Cable Television Plan for the unincorporated area-of thecounty, (c) the special .non-exclusive franchise agreement with Sylvan Videocable, the non-exclusive agreement with Metro-West Cablevision, Inc. , and a stipulated' agreement with Liberty Cable Communications, Inc., relative to a U.. S. District Court ,Consent Decree and Final Judgment. A copy of this document, certified a true copy, shall remain on file for examination in the office of the Commission and with Washington County. 1 .5 The governing body of each Grantor has adopted this franchise agreement as that jurisdiction' s own agreement. Therefore,. all Grantors herein have elected to continue participation in the Commission and be bound .by its- .decisions and actions taken pursuant to the powers, duties and ,responsibilities set forth in... the Intergovernmental Cooperation Agreement which created the Commission, a copy of which - is ; attached' hereto as Exhibit B'. It is intended that Grantee shall rely upon, look to, communicate with, and comply with the orders and decisions of the Commission, its agents and employees for all matters which the Commission has the authority to act and which are relevant to carrying out the purposes of this franchise agreement . However, nothing in this franchise agreement is intended to empower the commission to make or allow substantive changes or amendments hereto, without the written concurrence of, the governing body of each Grantor. FRANCHISE AGREEMENT - Page 5 SECTION 2. DEFINITIONS. For' the purposes of this franchise agreement, the following words, terms, phrases, and their derivations shall have the meanings given herein. When' not inconsistent with the context, words. used in the present tense include the future tense, words in the plural ,.number include the singular' number, and words in the singular number include the plural number. -The word "shall" is always mandatory and not merely directory.. 2.1 "Access Services" means services provided. on any ..public or .community access channel. •2.2 "Additional Subscriber Service" means any service not included in Basic Subscriber Television Service or Basic Subscriber Radio Service or Institutional Service, including, but -not limited to, pay-cable. 2.3 "Agency Subscriber" means a subscriber who receives a service as a government, public agency, school, non-profit corporation, or as a member thereof. 2.4 "Availability of Service" means the ability of ' a subscriber to obtain a service within 60 days following the energizing or activation of the system in any area, or following a request in an. activated area, by paying applicable installation and/or usage charges. 2.5 "Basic Subscriber Television Service" means .the total of all of the following: (a) The retransmission to all subscribers of all broadcast television channel signals authorized by the FCC and provided for herein; (b) The provision to all subscribers of non-broadcast open- channel signals, originating from sources outside the cable communications system; (c) The cablecasting to all subscribers of- local origination channels) and the public, educational, and government access channel signals; .and (d) The transmission to all subscribers of all other cablecast open-channel signals. Basic subscriber television service may be offered to subscribers in one or more tiers, - or combinations of programs. 2. 6 "Basic Subscriber Radio Service" means the .provision to all subscribers of such audio services as the retransmission of broadcast FM radio signals, the retransmission of short wave, weather, news, time and other similar audio broadcast channels, and the transmission of cablecast FM radio signals, as permitted by the FCC. FRANCHISE AGREEMENT - Page 6 2.7 "Broadcast Signal" means a television or radio signal that is transmitted over-the-air to a wide geographic audience and is received by cable communications system off-the-air; whether by microwave link, by satellite receiver, or by some other. means. : 2 .8 "Cablecast Signal"_ means a non-broadcast ...signal that originates within the facilities of the cable communications system. 2.9 "Cable Communications System, Cable Television System,," or "System, " sometimes referred to as "Cable TV Systems", "CATV System", or "Broadband Communications Network, " means a system of antennas,. cables, amplifiers, towers, microwave links, cable- casting studios, and any other conductors, terminals, converters, equipment or facilities, designed and constructed for -the primary purpose of distributing video programming to subscribers and.- the secondary or additional purpose of producing, receiving, amplifying, - storing, processing, or distributing :audio, video, digital, or other forms of electronic or electrical signals, whether owned, rented, leased or lease purchased by the .-Grantee, 2 .10 "Channel" means a six Megahertz . (Mhz) frequency band, which is capable of carrying either one standard television signal, or a number of audio, digital or other -non-video signals,. or some combination of such signals. 2.11 "City" means an Oregon Municipal Corporation which is a member of the Commission. and all of the territory within its present and future . corporate boundaries, which has adopted this franchise agreement as -its own and is .a member of the Commission. 2.12 "Commercial Subscriber" means a subscriber who receives a cable television service in a place of business, where the cable service may be utilized. in connection with . a business., trade, profession. or other lucrative undertaking. 2.13 "Commission" means the Metropolitan Area Communications Commission. and its officers, agents and employees, created and exercising its-.powers pursuant. to an Intergovernmental -Cooperation Agreement entered into 'by Grantors herein, as authorized by state law (particularly ORS Chapter 190.) and the laws, charters and other authority of the individual member units of local government who are members of 'the..'Commission. The ,powers of the Commission .have been: delegated to,;it by Grantors and although it may exercise those powers as an entity, it remains a composite of Grantors herein. 2.14 "Community Access Channel"., "Public Access Channel", "Community Information Channel" ;or "Community Channel" means any channel or portion of a channelutilized for programming, whether by Grantee or ,in cooperation with, by or through the Commission, where any member of the general public or any . non-commercial organization may be a programmer, .:either without charge ,or in a non-profit manner, on a non-discriminatory basis. FRANCHISE AGREEMENT - Page 7 2.15 "Converter" means an electronic device which converts signals and signal carriers from one form to another. 2.16 "County" means the County of Washington County, a political subdivision of the State of Oregon, which is a member of the Commission. 2 .17 "Educational Channel", Educational Access Channel" means any channel or portion ` of a -channel on which educational institutions are the only designated programmers. 2.18 "Entertainment Services" means television services generally provided on a one-.way, non-interactive basis including, but not limited to, broadcast.channels, local origination channels, pay channels or any other channels supplied to subscribers at -a basic or premium charge where the ' content of the transmitted signals is uniform to all subscribers or individual classes of subscribers and program selection is accomplished by operation of a tuner or converter under the sole control of the subscriber. 2.19 - "FCC" means the Federal Communications Commission. 2 .20 "Franchise" or "Franchise Acrreement" means this agreement, including all ' referenced material, adopted in the appropriate manner-* by each Grantor as its own agreement with Grantee and fully executed'by all Grantors and the Grantee. 2'.21 "Franchise Area" means the corporate, boundaries of each city which is a member of'. 'the 'Commission; as now or hereafter constituted, together with the unincorporated area of Washington County. , 2.22 "Government Channel". "Government Access Channel" means any channel or ,portion of a channel on which government agencies are. the only designated programmers. 2.23 "Grantee" or "Franchise" means Willamette Cable Television, Inc. , .an Oregon Corporation, to which this franchise is granted for the. construction, operation, and maintenance, of a cable communication system, and the lawful successors, transferees, or assignees thereof. 2.24 "Grantor" ,or "Grantors" means the units of local government . which are either Oregon municipal corporations or a county, a political subdivision of the State of Oregon,. which -adopt this franchise. agreement by ordinance, resolution, or other appropriate 'manner, .which are 'parties to this franchise Iagreement and which are members of the, Conunission. A reference to Grantor in this franchise agreement refers to the individual member unit of government, .such as city or county, .as well as collectively t.o .the units of a local government which have adopted this franchise agreement and are part of the Commission. FRANCHISE AGREEMENT - Page 8 2 .25 "Gross Annual Revenues" means the annual gross revenues received by the Grantee from all sources in the operation of the cable communications system, except that any sales, excise or other taxes collected for direct pass-through to local, state or federal government shall not be included. 2 .26 "Initial Service Area" or "ISA" means that.;portion of the franchise. area which is within the Urban Growth Boundary, as now or hereafter constituted, of the .Metropolitan. Service District. A copy of the map showing the current boundary is attached hereto, marked Exhibit D and by this reference incorporated herein. 2.27 "Institutional Service!' means such video, audio, data and other services provided to institutional subscribers on an individual application, private channel basis. These services may include, but not limited to, two-way video, audio= or digital signals., among institutions, or -from institutions to residential subscribers. 2.28, "Institutional Subscriber Network, " "Institutional Network, " "Institutional System," or "B System" means cable communications network designed principally for the provisions of non-entertainment, interactive services to businesses, schools,, . public agencies or other non-profit..agencies for use in connection with the ongoing operations of such institutions. 2.29 "Institutional Subscriber" means a place of business, public agency, school or non-profit corporation receiving institutional services on the institutional subscriber network.. 2.30 "Interactive Services" means services provided to subscribers where the subscriber either (a) both receives information consisting of either- television or other signals and transmits signals generated by the subscriber or equipment under his or her control for the purpose of selecting what information . shall be transmitted to the subscriber or for any other-purpose; or (b) transmits signals to any other location for any, purpose. 2.31 "Intergovernmental Cooperation.Agreement" ,or -"ICA" means that certain agreement and all- existing and futures amendments thereto, entitled "Intergovernmental Cooperation'= "Agreement- Met=opolitan .Area Communications Commission-, " a current copy of which is. -attached hereto as Exhibit B. 2.32 "Leased- Channel" means. any channel or . portion of, a. channel available for programming. for a fee or.. charge by persons or entities other than Grantee; rincluding those portions of the other access channels not in use. by their designated programmers. Z,:32 (a) :, "Line of Demarcation" means the point where Grantee . terminates a cable drop either on the Public Communications Network or the Residential Subscriber .Network. The point shall be designated by the subscriber and shall be limited to a single point. FRANCHISE AGREEMENT - Page 9 2.33 "Local Origination Channel" means any channel or portion of a channel where the Grantee is the only designated programmer, or has delegated programming to a third party and which is utilized to provide television programs to subscribers. 2.34 "Monitoring" means observing a one way communications signal, or the absence of a signal, where. the observer is neither the subscriber nor 'the programmer, whether the signal is observed by. visual - or electronic means, ,for any purpose whatsoever. 2.35 "Non-Broadcast Signal" means a signal that is transmitted by a cable communications system and that is not involved in -an over-the-air broadcast transmis'sionpath. 2.36 "Open-Channel" means any channel- that can be received by all subscribers, without the necessity of special equipment. 2.37 "Pay Channel" or "Premium Channel" means a channel- on which television signals are delivered to subscribers for a special fee or charge to subscribers over and above the regular charges for basic subscriber service, on a per program, per channel, or other subscription basis. 2.38 "Pay-Television" or. "Pay-Cable" means the delivery to subscribers over the cable communication system of a pay or premium channel. 2..39 "Person" means any. corporation, partnership, proprietorship, . individual, organization, or other entity authorized 'to do. business in .the State of Oregon, or any natural person. 2.40 "Private Channel", or "Closed-Circuit Channel" mean's any channel which is available only to subscribers who are provided. with special converters or terminal equipment to send or receive signals on that channel. 2.41 "Programmer" mean's any person or entity who or which produces or otherwise, provides program material or information for transmission by video, audio, `digital-•or other signals, either live or from , recorded tapes or other storage methods or media, . to subscribers, by means of the cable communications system. 2.42 "Proposal" . means the , two volume cable communications system proposal submitted to .the Commission on June -1, 1981 by Storer Metro Communications, Inc., incorporated by reference herein, and * on file with the Commission, entitled "Cable Communications for the ' 80's . 'and Beyond: A proposal to the Metropolitan Area Cable Commission." 2.43 "Public Access Channel" means any channel or. portion of a channel where ` any member - of the general public ` may , be a programmer on a first come - first served basis, subject ' to appropriate rules formulated by the Commission. FRANCHISE AGREEMENT - Page 10 2.44 "Resident" means-any person residing within, the franchise area or as otherwise defined by applicable law. 2.45 "Residential Service" means services delivered on the residential subscriber network. .2.46 "Residential Subscriber" means a 'subscriber who receives services on - the residential subscriber network , in an individual dwelling unit, where the service `is not be utiiized" in .connection with a business, trade or profession.. 2.47 "Residential Subscriber Network"' or' "A 'System" means a cable communications network designed principally for the delivery of entertainment, community access or interactive services to individual dwelling units. 2.48 "School" means any public educational institution, including ' primary and secondary schools, . community colleges, colleges, universities and extension centers, ' and all similarly situated private and parochial educational institutions which,have received the appropriate accreditation from the State, of 'Oregon and, where required, from other authorized accrediting 'agencies. 2.49 "Section" means any section, subsection. or provision of this franchise agreement. 2.50 "Streets and Public Ways" means the surface .of, and the space above and below any public street, sidewalk, alley, or other public way of any type whatsoever, now or hereafter existing as - such within the franchise area, and-any easements, rights of way or' other similar means of access to the extent Grantors have the right to allow Grantee to use them. 2`.51 "Subscriber" means any person who elects to subscribe to, for any" purpose, a service provided by the Grantee 'by means of, or in connection with, the cable communications system -whether or not a fee is paid for such service. . ; 2.52 "Tappincr" means observing a:two-way communications signal- exchange where the. observer ` is neither of the communicating parties, whether,`the exchange is observed by visual or electronic,, means, for any purpose. whatsoever 2.5.3 "_Writing" means handwriting, `typewriting, ,'printing, photostatt ng, '-photographing and every - means ' . of recording, including; letters, wo=ds, pictures, sounds or . symbols,. .or combination thereof, and all papers, '-maps, magnetic ,or. paper tapes, photographic .films and prints, magnetic or' punched cards,. 'discs, drums, software, or other documents. 2.54 "Year" means 'a full calendar "year, unless' designated otherwise, such as a "fiscal year" . FRANCHISE AGREEMENT - Page 11 SECTION 3: GRANT OF FRANCHISE 3.1 Grant. Grantors, and each of them, hereby grant to the Grantee a non-exclusive,' revocable franchise for a fifteen year period from and after the .effective date hereof to construct, operate and maintain a cable communications system within Grantors' boundaries. This franchise constitutes the authority, right, privilege and obligation to provide the services of a cable communications system as required by the provisions of this franchise agreement. The franchise is granted subject to the terms and conditions contained herein, and consistent with charters, ordinances or other laws or regulations of Grantors, which 'are incorporated by this reference and 'made a part of this franchise agreement as 'is fully set forth herein. In the event of conflict between the terms and conditions of this franchise and the authority on which Grantors may grant a franchise, the charters, ordinances or other regulations of Grantors shall, without exception, control. The franchise is hereby made subject to the general ordinances or other regulations of Grantor now in effect or hereafter made effective. Nothing in this franchise shall be deemed to waive- the requirements of any codes 'and ordinances of Grantors regarding permits., fees to be paid, manner of construction or other regulations. 3.2 Use of Public Streets and Ways. For the purpose. of constructing,, operating and maintaining a cable communications system in the franchise area, the Grantee may Ierect, install, construct, repair, replace, -reconstruct, and .retain in, on, over, under, ' upon, across, and along the public streets and ways within the franchise area such wires, cables, conductors, ducts, conduits, vaults, manholes, amplifiers, appliances, pedestals, attachments, and other property and equipment as are necessary, convenient and appurtenant to the operation of the cable communications system. Prior to .construction or alteration, however, the Grantee shall in each case file plans as required with the appropriate agencies of Grantors and in accordance with any agreements with utility providers and companies, and receive approval as necessary before proceeding. 3.3 Duration and Effective Date of Franchise. Except as otherwise provided herein for early termination, the term of this franchise and all rights, privileges, obligations and restrictions pertaining thereto shall be fifteen '(15) years from the effective date of this agreement, at which time the franchise shall expire and be of no force and effect. The effective date of the franchise shall be the date of franchise acceptance by Grantee in accordance with Section 3.7 herein and approval by the Commission of the detailed construction. schedule submitted with the acceptance in accordance with Section 4 .2,' herein. FRANCHISE AGREEMENT - Page 12 3.4 Franchise Not Exclusive. The franchise granted herein is not exclusive. This franchise shall not be construed as any limitation upon the right of the Grantors, through .their proper officers, to grant to other persons or. . corporations, rights, privileges or authority the same as, . similar to, .or different from the rights, privileges or authority herein set forth, inthesame ' or other streets' and public ways or, public places by -franchise, permit or otherwise. 3.5 Franchise Non-Transferable. This franchise shall not be sold, leased, mortgaged, . assigned or otherwisetransferred, nor shall any .of the rights or...prvileges herein granted or authorized .be leased, assigned, mortgaged, _;sold or transferred, either in whole or in part, nor shall title hereto, either. legal or equitable, or any right, interest or property herein; pass to or vest in any person, , except the Grantee, either by act of the Grantee or by' operation of law, without the consent of the Grantors, expressed in writing. The granting of such consent in one instance shall not render unnecessary any subsequent consent in another instance:. The Grantee, upon any transfer as heretofore described, shall within sixty (60) days thereafter file with the Grantors through the Commission a copy of •the deed, agreement, mortgage, lease,, or other written instrument evidencing such sale, lease, mortgage, assignment or transfer, certified and sworn to as correct by the Grantee. Every such transfer as heretofore described, whether voluntary or involuntary, shall be deemed void. and of no effect unless Grantee shall within .sixty (60) days after the same shall have been made, file such certified copy :as. is, required. 3,.6 Chancre in Control. . The Grantee- shall promptly notify the Grantors through :the Commission of any proposed change in, transfer of, or.,.acquis.ition by any other party of control of the Grantee. Such .change -in control shall make this 'franchise•.,. subject to revocation unless and until the. Grantors shall have given written consent thereto. .For the purpose- of determining whether they. will consent to such change, transfery or acquisition of control,- Grantors ontrol,Grantors may inquire into the qualifications of the prospective controlling party to perform the obligations, of the Grantee under this franchise agreement. The Grantee shall assist Grantors in any. , such inquiry. The Grantors may condition said transfer upon the terms and conditions as it deems appropriate. FRANCHISE AGREEMENT - Page 13 3:7 Franchise Acceptance. The Grantee, together with Tidel Communications, Inc., an Oregon .corporation (hereinafter parent corporation) , within thirty (30) days after the tender by the Commission to Grantee` of the franchise agreements adopted by each Grantor shall file in the office of the city recorder, 'city clerk, county clerk or other appropriate official for receipt of correspondence . for a Grantor, a written acceptance executedby Grantee and its ''parent corporations, in a form approved by the Commission. Parent corporation, Tidel Communications Inc., by executing and filing the acceptance, " guarantees performance by Grantee of all Grantee's obligations hereunder and agrees to perform those obligations on .Granteels, behalf, if so ordered by Grantors through the Commission, in. the event" Grantee for any reason within its control fails to perform them. In the event Grantee and parent corporation fail to accept this franchise agreement as to any individual Grantor as -provided herein, this franchise shall be null and void. FRANCHISE AGREEMENT - Page 14 SECTION 4: CONSTRUCTION AND SERVICE REQUIREMENTS 4.1 General. The Grantee shall meet . or exceed all .the construction, extension and service requirements ,set forth in thisu franchise agreement which includes those constrction, extension and service requirements set out in the. .proposal. The Grantee shall meet .the construction, extension and. service requirements regardless of whether assumptions contained in the proposal, including, but.. not limited to, subscriber penetration and/or revenue projections#, prove .to. be. correct.., 4.2 Construction Schedule. .. (a) A detailed construction schedule, which shall be subject to Commission approval, shall be submitted to. the Commission at the time of acceptance of adopted franchise agreements by Grantee pursuant to Section 3.7, herein. Following approval of the construction schedule, Grantee shall complete system construction and offer service to all residents in the initial service area, except residents within the City of Lake Oswego and residents with the unincorporated area of Washington County to Liberty Communications, Inc. and Sylvan Videocable, within twenty-four (24) months after commencement of construction. Grantee shall commence construction within six (6) months after effective date of this franchise. For purposes of this franchise agreement, "commencement of construction", as finally determined by the Commission if necessary, shall mean the beginning of installation of any part of the system., including, but not limited to, the construction of any facility, building or structure, or the stringing of any strand wire or the laying of any conduit to facilitate the placing of coaxial cable within the franchise area. Following commencement 'of construction, Grantee . shall complete, activate and have service available to subscribers, except residents of the city of Lake Oswego .and residents with the unincorporated area of Washington County currently within the service area granted. by Washington County to Liberty Communications, Inc. and Sylvan Videocable, in at least thirty-nine percent (39%) ' of the ISA in the first twelve months and in the remaining sixty-one percent (61%) of the ISA in the second twelve months. Service shall be offered to any -requesting subscriber no later than 60 days from the date of request following the energizing or -activation of the system within any specific area.. Grantee shall complete system construction and offer service to all residents in the initial service. area within the city of Lake- Oswego by July 11, 1984. FRANCHISE AGREEMENT - Page 15 (b) Within 18 months of the effective date of this franchise the Grantee shall commence construction of a system to provide entertainment services to residents within the unincorporated area of Washington County -currently within those service areas previously authorized by Washington County (except for the service areas referred to in Section 4 .18, herein) ; .and within said service areas where the Grantee, pursuant to this agreement, is required to construct the institutional system. The Grantee shall test market such entertainment services to not less than 200 subscribers in the aforementioned area prior to January 11 1985. The Grantee shall provide to the Commission* and to Washington County the results of such test marketing and any other information related to Grantee' s provision of entertainment services to the aforementioned area by January 11 1985. Upon submission of such results and information the Grantee and Washington County will in good faith meet to discuss the feasibility of the Grantee. operating an ' entertainment system within such area, the manner in which said system would be constructed' and provided and any other related matters.- The Grantee and Washington County shall mutually agree on the time and place of such a meeting(s) . The results of. such a meeting, including any agreement or proposal which may occur, may be reviewed by the Commission. The Commission may designate a representative to attend any meetings between the Grantee and Washington County. This provision shall not in any way limit the right of the Commission or Washington County' to authorize the construction and operation of a system different,,than that of.the .Grantee in the area referred to herein, nor shall it limit Washington County from meeting and discussing with Grantee at any time matters relating to Section 4.2 (b) . 4.3 Penalties for Delay in Construction. Upon determination by the Commission that the Grantee has failed to strictly 'comply with the approved construction. schedule, the"Commission may apply, at its sole option, any of the following penalties: a) Imposition of a penalty . of up to $100 per day for each mile of cable not completed within 15 days of the scheduled completion date; FRANCHISE AGREEMENT - Page 16 (b) Imposition of a penalty of up to $1, 000 per day for each day in. excess of thirty days that any major facility is not completed as set forth in . the detailed construction schedule approved by the Commission.. For the purpose of this• section, major facility shall .include, but not be limited to, headend facilities, access and production studios, local office facilities and the like; c,) Reduction in the duration of the franchise on a month-for-month basis for each month of delay exceeding three (3) months; {d) Forfeiture of faithful performance bonds for delays in the construction of any substantial part of the system exceeding one year; (e) Termination of the franchise for delays exceeding eighteen (18) months; and (f) If, after six (6) months of the effective date .of the franchise, Grantee has not commenced construction and Grantee does not commence construction within thirty (30') days of written notice from the Commission of such failure, the Commission may impose a financial penalty in an amount not 'to exceed Five Thousand Dollars ($5, 000) per day for each day the Grantee fails to initiate construction. Failure to impose a penalty for one violation does not preclude the imposition of a penalty for another or subsequent violation. 4.4 . Right of Inspection of Construction. Grantors shall have the right to inspect all construction or installation work performed within their respective jurisdictions and to make such- tests as. they shall find necessary :to , ensure compliance with the terms of this franchise'agreement and other pertinent provisions of law. 4.5 Provision of Residential Service. Subject to the provisions of Section 7 herein concerning' rates and charges-, Grantee shall provide all-- residential services to .&kl residents . within the initial �servicd . area of the franchise area at uniform installation charges and monthly' rates. and within. the schedules of Section 4 .2, above. 'New 'residents in active cable areas shall be offered, service within sixty '(60_) days after request 'for service.. The''following exceptions shall apply: FRANCHISE AGREEMENT - Page 17' (1) Isolated Homes. A. For dwelling units either within or outside of the initial service area, where the number of homes per .mile is less than 35, Grantee shall have no obligation to provide. service necessitating more than a line extension or drop. of 200 feet as measured from the end of the existing cable plant, unless the person requesting service contractually agrees to pay construction costs based on -the following formula: (1) Grantee shall, provide service at its standard installation, charge if no more than 200 feet of construction is required. (2) Grantee and the subscriber shall share equally the actual cost of the extension for the distance over 200 feet but less than 500 feet. (3) The subscriber shall pay all costs for construction greater than 500 feet. (4) The amount of cable construction as measured in feet, which is the basis for the cost sharing, will be computed as follows: Start at a, point at the nearest existing cable plant exclusive of a street crossing. The actual length of -cable needed from the starting point to the subscriber's home shall be the total number of feet. The cost of the project from the starting point to the home shall be divided by the total number of feet. The resultant cost per foot shall be used to compute each party' s share. Street bores or crossings needed to bring the existing cable plant to the requesting subscriber' s side of the street shall not be included as part of the extension,.- (2) New Subdivisions. A. Grantee will be required to build, activate, proof and sell cable in new subdivisions within- sixty (60) days of the time when 50% of the subdivision"s potential dwelling units .have been .issued building permits, or 25% of the subdivision"s potential dwelling units have contracted for cable television service. B. If plant extension as measured from the end or the existing cable .plant exceeds 200 feet times the number - of .planned dwelling units in the new subdivision to reach the beginning of.the new subdivision Grantee may consider the new subdivision as isolated homes and condition service on subscribers compliance with Subsection 4 .5 ('1) above. FRANCHISE AGREEMENT Page 18 C. The Commission, as a franchise obligation, will notify all member jurisdictions to; add Grantee to their lists so Grantee will be notified of Grantee considerat ions,. of new subdivisions. D. Where jurisdictional approval of a subdivision ,includes provision for . the construction of ,separate _'phase of the subdivision each phase will. be , considered a- separate subdivision for the purpose of this section. 4.6 Provision of Institutional Services. Grantee shall provide access to all services on the institutional network to all public agencies, public . and private educational institutions, . hospitals, as well as commercial establishments , and major . businesses within the initial service area of the franchise area, as such agencies, institutions, hospitals, commercial and major business establishments shall be determined by the Commission. The provision of service to public_ agencies, public and .private educational institutions and hospitals will be subject to the installation charges and rates specified in Section 7.8. 4 .7 Construction Cost. Grantee has estimated in the franchise application that the construction cost of the cable communications system serving the franchise area will be as follows: Antennas and Towers $ 112, 000 Headend 2,540, 000 Satellite Earth Stations 202, 000 Distribution Plant 111780, 000 Hub Interconnect Cable 300, 000 Washington County Interconnect Cable 50, 000 :Metro-West Network Upgrade 17 0, 000 Drops,: Converters, Subscriber Connections and Converter Replacements, 15,797, 000 Buildings 30, 000 Leasehold Improvements 116,000 Cablecasting Equipment 2,226,00D Security Alarm Installation 21 679,000 Dow Jones Installations. 17.7:, 0.00 Cash Security Fund = 100,000 Test Equipment and 'Spares 185.,000 Vehicles 77.11,000 Capitalized Start-up Expenses 7921000 Total _ $384 0.27 :.000 FRANCHISE AGREEMENT - Page 19 4.10 Repair and Restoration of Streets. Public Ways and Grounds. Whenever the Grantee shall disturb the surface or otherwise damage any street, alley, public highway, other public way`or ground for any purpose mentioned herein, it shall repair and restore: 'the same. to the condition - in which it was prior to , the opening or other damage thereof, and when any opening is made by the Grantee in any hard surface pavement in any street, alley, public .highway or other way the Grantee shall promptly refill the opening and restore the pavement to its original condition. The Affected Grantor may refill and/or repave in case of neglect ,of the Grantee. The cast thereof, including the cost of inspection, supervision and administration shall be paid by the Grantee. - All excavations made , by the Grantee in the streets, alleys,, 'public highways or other ways shall be properly safeguarded for. the prevention of accidents. The work hereby required shall be done -in strict compliance with the rules, regulations and ordinances of Grantors as now or here after provided. 4..11 Construction Codes. The Grantee shall strictly adhere to all building, zoning or other codes currently or hereafter in force in each Grantor' s jurisdiction. The Grantee shall arrange its lines, cables and other appurtenances,' on both public and private property, in such a manner as to cause no unreasonable interference, as determined by the Grantor having jurisdiction, with the use of said public or private property by any person. In the event of such. interference, Grantors may require the removal of Grantee's' lines, cables and appurtenances from the property in question. 4 .12 .' Reservations of Street Ricrhts. Nothing in this franchise agreement shall be construed to prevent Grantors from constructing sewers, grading, paving, repairing and/or altering any street, alley, or public highway, or laying down, repairing, or removing water mains or constructing or establishing any other public work. If any such property of the Grantee herein shall interfere with the construction or repair of any street or public improvement, whether it be construction, repair or removal of a sewer or water . main,. the improvement of.. a street or .any other public: improvement, all such property including poles, wires, conduits or other appliances and facilities shall be removed, replaced or -relocated in a timely manner as shall be directed by the affected Grantor, so that the same shall not interfere with the said public work of such Grantor, and such removal, replacement or relocation shall be at the expense of the Grantee. FRANCHISE AGREEMENT - Page 21 4.13 -Street Vacation and Abandonment., In the event any street, alley, public highway or portion thereof used by . the Grantee shall be vacated by a Grantor, or the use thereof discontinued by the Grantee,. during the term of,this franchise, -:the Grantee shall forthwith remove his facilities therefrom unless specifically permitted in writing to 'continue .the same by ,the new .controlling jurisdiction or property�owner, .as :appropriate ' At the time of removal thereof the Grantee, shall restore, repair or reconstruct the street area where such removal •has occurred, and place the street area where such removal has occurred In . such condition as may be required by Grantor. . In the event of, failure, neglect :or refusal of the Grantee, to repair, improve or maintain such street, the affected Grantor may do such work or cause it to be done, and the cost thereof to the Grantor shall be paid by the Grantee. 4 .14 Movement of Facilities. In the event it is necessary temporarily to move or remove any of..the Grantee' s wires, cables, poles or other facilities placed pursuant to this franchise, in order to - lawfully move a large object, vehicle, building. or other structure over the streets, alleys or highways of the Grantor.,- Grantee, upon notice, shall move at the expense of the person requesting the temporary removal such of its facilities as may be required to facilitate such movements. 4 .15 Easements. When Grantee secures easements in its own name it shall use an easement form approved by the Commission. 4 .16 Undergrounding. (a) All system construction isosubject to the. applicable building codes of the state, and codes, ordinances and regulations of each Grantor and any future amendments thereto.. Cable must be installed underground where (1) all. existing utilities .are placed underground,, , (2) statute, ordinance, policy..'or other regulation of an individual Grantor or the Commission requires utilities to be placed underground, - (3) overhead utility lines are .placed underground (Grantee shall bear the cost- of such movement of .its facilities) , (4): Grantee is unable: 'to get pole clearance, - (5) underground easements are obtained from' developers of new .residential areas, or; (6). . ' 'utilities •are overhead but residents, prefer .underground (service provided •at' cost.) . (b) Grantee shall use conduit on-100. of undergrounding. . The specification policy for the use of. condut is as follows.: 1 . PVC conduit is used in 'every. instance where the.-cable is either placed under or cut into asphalt, . concrete or rocky, shaly soil; 2 . PVC conduit is used in all areas where concrete or asphalt is proposed; FRANCHISE AGREEMENT - Page 22 1 3. Polyethylene conduit is used in all areas where good chemical stability and moderate crush resistance are needed; Grantee will utilize, in conjunction with other utility companies or providers, common trenches for underground construction wherever . available. The method of undergrounding, whether by trenching, boring or plowing of conduit, is at the discretion of each Grantor. The cable shall consist of a center conductor made from electrical grade solid copper or copper clad aluminum covered by a dielectric manufacture by gas injected third generation foamed polyethylene. This is covered by a seamless high purity electrical grade aluminum tubing. The dielectric is manufactured to adhere to the center conductor in order to form an effective moisture entrance and travel barrier. The above stated specification may be modified, after approval by the Commission, as superior materials and products become available. In no case may the specification be lowered. 4.17 As-Builts. Grantee shall provide to each affected Grantor and to the Commission "as built" drawings of the system. The drawings shall be at a scale of l inch to 200 feet on 11 X 17 size sheets. The purpose of the drawings is to show the actual location of all facilities. "As builts" shall be updated as changes occur in the system.. 4.18 Construction Requirement in Washincrton County. Notwithstanding any other provision of this franchise agreement, the Grantee is required to either construct the system required by this agreement in the unincorporated area of Washington County granted to Metro-West Cablevision, Inc.: by a nonexclusive agreement, a copy of which is on file as part of the publication entitled "Cable Television in Unincorporated Washington County", heretofore incorporated by reference herein, or to - upgrade any existing system within said area to conform to the system requirements, standards and specifications as proposed by Grantee and incorporated into this agreement. How the Grantee intends to comply with this section shall be set forth in the approved construction schedule as required herein. FRANCHISE AGREEMENT - Page '23 1 Grantor and Grantee jointly acknowledge that Grantee's projected investments was a factor in the evaluation of proposals. Grantee agrees to provide such equipment and services as were set forth in the proposal. Grantee agrees to request in writing Commission consideration of and to- provide to the Commission sufficient written explanation, justification and information regarding, (a) ' any anticipated' adjustments in its estimated construction costs, (b) any proposed substitution of or change in equipment, physical plant, or. system facilities and operations, or (c) any other contemplated deviation from system construction or services contained in the proposal. The: Commission ' may, (a) approve in whole or in part such action as proposed by Grantee, (b) approve in whole or in part subject to conditions requiring additional facilities or services to offset the difference between actual and estimated construction costs which are deemed necessary by the .Commission to maintain the quality of the proposed system, (c) approve subject to a reduction in rates or disallowance of or offset to a requested or future rate increase in accordance with Section 8.4 herein, or (d) disallow the request in its entirety. 4 .8 Erection of Poles. If additional poles in an existing aerial utility system, route are required, Grantee shall. negotiate with the utility company or provider for the installation of the needed poles. 'Grantee shall not erect, for' any reason, any pole on or along any street or public way in an existing aerial utility system unless approved by the affected Grantor. The Grantee shall negotiate the lease of pole space and facilities from the existing pole owners for all aerial construction, under mutually acceptable terms and conditions and shall comply with all ' ordinances, resolutions, rules and regulations of the Grantors. 4. 9 Trimming of Trees or other Vecretation. In the conduct of its business, it may be necessary for Grantee to trim trees or other vegetation in order to ' provide space for its facilities. Tree or vegetation trimming shall be done -only in accordance with the ordinances and other. rules and regulations of each Grantor and if the tree or vegetation is located on private property, -with the permission of .the owner of the property on which the tree or vegetation stands. Nothing contained in this franchise agreement shall. be deemed to empower or authorize Grantee to cut, trim or otherwise disturb any trees or.-other vegetation,' whether ornamental or otherwise. FRANCHISE AGREEMENT - Page 20 SECTION 5: SYSTEM DESIGN AND PERFORMANCE REQUIREMENTS 5.1 System Configuration. .The cable communications system shall consist of at least two interconnected networks,, A single.- trunk residential network and dual-trunk -'institutional network. Both networks shall provide activated bi=directional communications capability in their initial configurations.. 5.2 Channel Capacity. . The cable system.shall be, installed-to deliver: signals .at frequencies up to•four .hundred and forty - (44`0:) megahertz (Mhz) , with specific channel capacity ':as,indicated below. Signal. TV Channel Cable Network Signal Direction Frectuency Range Capacity Residential Outbound, 50 - 440 Mhz 60 plus FM­ band Residential Inbound 5 - "30 Mhz 4 video equivalent Institutional Outbound 203 - 330 Mhz 21 (each cable) Institutional Inbound 5 - 132 Mhz 21 (each cable) 5.3 Satellite Earth Stations. Grantee agrees to and shall provide initially four (4) earth satellite stations. Grantee shall reasonably provide a sufficient number of earth stations to receive signals. from all operational. communications satellites throughout the life of the franchise. . 5.4 Capacity and Capability for 'Interactive Residential Services. Grantee agrees to and shall. provide,, in, the initial system configuration,. the capacity and capability for interactive residential services .including,,' but not limited to, security alarm (including intrusion" and_ fire. alarm) monitoring, home shopping, energy management, home, banking,. teletext, information access, ,and retrieval, subscriber . polling, video games and one-way .'or interactive education. All customer equipment necessary for' such services,, such' as addressable interactive converters, � ' home terminals and home detectors, shall be provided to subscribers; by Grantee in accordance with established and uniform rate schedules. Return modules will be placed, installed, tested and, made operational in all residential network amplifiers ` and,- trunk extendersat . such time as the threshold established by Section 6.4 (a) of, the Franchise Agreement is reached. FRANCHISE AGREEMENT - Page 24 5.5 Capacity and Capability for Institutional Services. Grantee agrees to and shall provide, in the initial system configuration,. the capacity and capability, when necessary to provide service to a subscriber, for -one-way and interactive institutional communications services including, but not limited to, video, voice and data communications. The system shall have the capacity to provide a full range of channelization and multiplexing options to meet the needs, of the broadest spectrum of 'institutional users. The system shall provide all features reasonably necessary to maintain message privacy and security, which, may include but not limited to addressable taps and converters, data encryption and signal scrambling. Grantee agrees to and shall provide and maintain all customer- premises equipment provided by Grantee that is necessary to interface with the cable communications system at a cost to be . determined by Grantee. Equipment commercially available and not directly linked to the cable system, such as data terminals, video cameras and microphones, may be supplied by Grantee or, provided no harm is caused or results to the cable communications system, by the cable system user. Grantee shall provide one institutional system for use by government and non profit users and .one institutional system for use by business and industry users. 5.'6 Cablecastinc Facilities. Grantee agrees to and shall provide the following cablecasting facilities or their equivalent for the cable system serving the Grantors -and each of them at the estimated costs shown: Facility Quantity Cost Estimated .Local Origination Studio 1 $241, 600 Community Access Studio 5 7030, 000 Radio Access Studio 1 7,600 Mobile Production Van 2 263,200 Studio on Wheels 1 232, 600 Total -$1, 4480, 000 Grantee agrees that if the actual construction costs of the cablecasting facilities are contemplated to be below the estimated construction cost contained herein, Grantee will follow and abide by the procedure, the same or substantially the same as, set forth in Section 4.7 herein for Commission consideration and decision regarding . anticipated or proposed adjustments, changes . or other deviations from proposed costs and provision of facilities, equipment or services.. FRANCHISE AGREEMENT - Page 25 5.7 Interconnection. Grantee shall interconnect the cable system with all other cable systems in: Washington,' Multnomah and Clackamas Counties. At . a minimum, . the interconnection ' shall provide 20 MHz bandwidth in* both directions. This bandwidth, shall provide 1.the capability to transmit three video channels .in each direct ion,. . with the remaining 2 MHz in each direction capable of carrying data,. telemetry, audio, and other non-video RF signals. The interconnection shall be completed within two (2) years of commencement. of construction of the systema In addition; Grantee shall interconnect the system .with the State of Oregon facilities and services, at Salem, Oregon`. at such . time as the state makes services, whether video or data transmission, available to Grantee within the franchise area., whether by cable, microwave link or otherwise. The Commission understands that interconnection will require cooperation from other cable system operators. Upon the request of the Commission.. Grantee shall begin negotiations with.cable system operators ' in other adjacent cities and counties to achieve interconnection. Within six (6) months of the Commission request, Grantee shall report to Grantors the results of the negotiations. 5.8 Emergency Alert Capability. Grantee shall provide the system capability for the Commission to transmit an emergency alert signal from locations designated by the Commission to ' all participating subscribers. Grantee shall also provide an emergency audio override capability to permit the Commission or, within its jurisdiction, an individual Grantor to interrupt programming and cablecast from locations designated by each Grantor an audio message on all channels simultaneously in the event of disaster. or public emergency. Grantee may satisfy this obligation by installing and maintaining a Scientific Atlanta Communications Alert System. By 90 days after the effective date of the amendment agreement Grantee shall operate and make available the emergency alert, capability of this system in accordance with an operational plan subject to, the approval of the Commission. 5.9 Standby Power. Grantee shall provide standby power generating. capacity, at the cable communications, system control center and at, all . hubs. Grantee shall maintain standby power system supplies, rated at least at twelve (12) hours ;duration, throughout -the. distribution networks. `5.10 Parental Control Lock. Grantee shall provide subscribers., upon request and at. no 'cost,. with a parental control locking device or digtal .code that permits inhibiting the viewing of premium channels. FRANCHISE AGREEMENT. - Page 26 5.11 Status Monitoring. Grantee shall provide an automatic status monitoring system as an integral part of both the residential and the institutional cable -networks in theevent the Commission requires it to do so. .The Commission 'may require Grantee to install such a system if within 90 days after July 1, 1988, July 1, •1991, July 1, 1994 and July 1, 1997 if the Franchise Agreement term is extended, it determines that Grantee has failed to meet the quality of service and consumer protection requirements of this agreement as amended. 5.12 Technical Standards. The Federal Communications Commission (FCC) Rules and Regulation's, Part 76, .Subpart K (Technical Standards) , as now or hereafter constituted, shall apply. However; because of the recent development of interactive and other innovative services, modifications of FCC standards, as presented in the specifications below, are considered as necessary to meet system service objectives. Applicable Technical Standards (1) Residential Network, Forward Sictnals - Class I Channels. The residential network shall be capable of carrying 60 Class I television channels and the full FM broadcast band. The combined forward trunk and distribution system shall deliver signals to each subscriber' s television receiver that will meet or exceed the following specifications at the mean system temperature +70 degrees F on each and every video channel. This shall include the effects of drop cables, interior splits, and any terminal equipment such as. descramblers and set-top -converters. A. Peak to Valley, 54-440 Mhz 4 .0 db B. Peak to Valley, 6 Mhz 0.5 db C. Carrier to Noise 44 .0 db D. Cross Modulation 57.0 dB E. Carrier to Hum 45.0 dB F. Carrier to Composite Triple Beat 55.0 dB G. Carrier to Triple Beat 76.0 dB H. Carrier to Second Order 68.0 dB I. Chroma/Luminance Delay +150 ns •J. Carrier to Echo . per mertz curve K. Differential Gain 0.5 dB L. Differential Phase 1.0 M. Subscriber Level +8.0 dBnV N. Adjacent Channel Level Differential 2 .0 dB 0. FM Levels Channel 6 -second P. Subscriber Isolation X30. 0 dB (2) Residential and Institutional Networks, Reverse Signals. The reverse channels of both the residential and institutional networks shall have the capability of providing return signals. from any subscriber tap to the extreme end of any area of the -system which is intended to receive the return signals without noticeable signal degradation or interference. FRANCHISE AGREEMENT - Page 27 A. The system capability shall include :transmission .of audio, color video, black and white video, and both low and high speed data, whether analog or digital. B. If necessary to prevent the build-up of noise and distortion products, the area shall be divided into sections, and subtriinks run to a central hub within the areas. Equivalent alternatives such as addressable taps or switches may be utilized. C. No more than +54 dBmV output level shall be required out of any customer modem to meet the system specifications. D. Where applicable, the end of the system specifications shall include the effects of any signal reprocessing equipment necessary to achieve forward transmission.. E. For all video signals originating within the system, the signal delivered to the subscriber' s television receiver, after being transmitted to the headend, processed and retransmitted down .a forward channel, shall meet the specifications of (1) above. 5.13 Performance Testinct. (a) Grantee shall perform all tests necessary to determine compliance with the technical standard of FCC 76.601. Tests shall include the following, as a minimum: Pre-Construction Tests Initial Proof of Performance Annual Compliance Tests Tests in Response to Subscriber .Complaints Monthly Monitor Tests Written records of test results shall be maintained, and shall be available for. . Commission 'or . Grantor inspection upon request. -(b) The tests for the Residential Network shall be performed periodically, at intervals of' no greater than every six months, at . a minimum of 20 subscriber television receiver connections located .throughout the. service area or, if this is not practical, then at 20' other locations satisfactory to the Commission _. At least :8 of these locations shall be. the far end of the distribution trunk cables. The tests may be witnessed by representatives of the Commission or . Grantor, and -written test reports- shall be submitted to the Commission. The: Commission may' conduct independent tests of the system for which the Grantee shall pay the. cost and 'give its fullest cooperation. If more than 1.0% of the locations tested fail to meet the performance standards,. the Grantee shall be required to indicate what' correctve measures have been taken, and 'the entire test shall -be repeated for at least 20 different locations. If a second test results. in failure of more than 1.0%, the Commission may at its sole option reduce subscriber. FRANCHISE AGREEMENT - Page 28 rates due to degraded service, unless the circumstances of the failure are caused by condition& which are beyond the Grantee's control, as determined, acknowledged and verified by the Commission. 5.14 Narrowcasting Capability. The'.residential system shall have, the capability to direct programming to subscriber's, whether residential or agency, within the jurisdiction of each Grantor, notwithstanding that the same cable system serves the jurisdictions .of other Grantors herein. The system `shall also have the capability to provide discrete programming among agency subscribers+; as well as other subscribers. FRANCHISE AGREEMENT - Page 29 SECTION 6: SERVICE AND PROGRAMMING 6.1 Initial Services and Proarammincr. Grantee shall provide-, as a• minimum, the initial services and programming listed in this Section. If any listed service shall become unavailable, or, cannot be provided under existing FCC regulations, Grantee shall provide. substitute programming considered by the Commission to be at least as attractive. to cable system subscribers. Grantee shall not reduce 'the number of program services without . prior written. notification. to and approval by Grantors.. Grantee may add new services at any time, subject to Grantor approval of any -new rates or rate increase necessitated by the added. services. Grantee may combine programming into composite channels to improve efficiency of channel utilization or to attract a larger viewing audience. In enforcing this Section, the Commission shall limit itself to reviewing changes in the programming provided by. Grantee to determine whether the mix, quality, and level of services originally .provided will be maintained after any modification unless the Grantee requests . and the Commission agrees that a variance from the original, mix, quality or level of service is appropriate. 6.2 Basic Subscriber Television Services. Grantee shall provide Basic Subscriber Television Services in three price tiers. In addition to the services set forth in the proposal for the Universal Service and Tier 1 Family Service, Tier II Basic Service shall include, as a minimum, all of the following: (1) Carriage of all Portland area television broadcast stations, including: Channels 2, 6,81 10, 12 (Portland) Channel 3 (Salem) Channel 49 (Vancouver, Washington) (2) Carriage of four (4) non-local television broadcast stations: MTV, Toronto, Canada WGN, Chicago (Ch. 9) WOR, New York (Ch. 9) WTBS, ' Atlanta (Ch 171 (3) -Carriage of twenty-seven (27) video programming services distributed by communications satellite: ABC Arts American Educational Television Network (AETV). Appalachian Community Service Network (ACSN) BETA Black Entertainment Television (BET) Cable News Network (CNN) Cable-Satellite Public Affairs Network (C-SPAN) Catholic Television Network (CTN) CBS Cable Christian Broadcasting Network (CBN) FRANCHISE AGREEMENT - Page 30 Entertainment and Sports Programming Network (ESPN) Health Channel Jewish Television Network (JTN) Las Vegas Live Modern Satellite Network (MSN) Music Channel National Christian Network (NCN) New Prime Time —CineAmerica (NPT) Nickelodeon Public Broadcasting- Service Networks 2 & 3 Satellite Program Network (SPN) Silent Network Spanish International Network (SIN) Storer Washington News Bureau Television for All Children (TVAC) USA . Network (Madison Square Garden/Calliope/English Channel/You) Women' s Channel (4) Carriage of Twenty-six (26) alphanumeric programming . services: Associated Press Newscable Associated Press Sportwire Calendar Events Community Service Clearing House Consumer Factbook Educational Bulletin Board Government Parks & Recreation Bulletin Board Job Bank Library Link NOAA Weather Updated Oregon Newsletter Program Marquees (8) Program Guide Public Access Program Guide Radar Weather Regional Bulletin Board Tickertape/Financial News Transportation Pickup Video Lexicon (5) Carriage of sixteen (16) video channels reserved for Commission use (15 channels downstream and 2 channels upstream, ultimately. reserved but being -utilized at present) Hearing Impaired Service* Our Town Discrete Access * Educational Access (2 channels) Governmental. Access Public Access Regional Interconnect Environmental Report Community Services Clearinghouse Minority Services/LA Gaceta FRANCHISE AGREEMENT - Page 31 Interfaith Programming * Local Organization Public Affairs Polling * Video Lexicon Library Link Senior Citizens -Access. * * Composite with other programming Tier III (interactive) service shall include all Tier II programming, and in addition' the following: (1) Interactive capability for home .banking, home shopping, energy management, information retrieval and other advanced services. (2) Teletext services. 6.3 Pay Television Services. In addition to the basic Subscriber. Television Services, Grantee shall offer the following optional pay-television services or equivalent .programming of the same general class to the extent it is available: Bravo Cinemax Home Box Office Home Theater Network Rockefeller Center Television Showtime The Movie Channel 6.4 Interactive Residential Services. (a) Grantee willintroduce, market and- operate on the Residential Service Network any interactive service at-the time the Commission and Grantee jointlydetermine it .is operating profitably on •20.% of the interactive capable cable. televis ion :systems. in the United States. To determine if-the .service is being , provided profitably, the Commission and Grantee. wil'l survey .-to determine that the interactive cable service. If a third party, is necessary to. provide an interactive, service and Grantee, in . good faith is unable- to secure the third party, the Commission sha1Y'=waive this requirement per Section 4.7. (b) Grantee will report to the Commission at its first meeting after July' 1st. each year . on its efforts : to develop interactive services :and their financial. viability.. (c) Upon introduction of an -interactive service., the service will be available to all areas of the franchise territory. Experiments and demonstrations may take place in 'areas smaller than the entire franchise territory:, FRANCHISE AGREEMENT - Page 32 6.5 Leased Channel Service. Grantee shall offer leased channel service on a non-discriminatory, first-come, first-served basis. Grantee shall not use its position :as-: a cable television system operator to refuse leased channel service to any. applicant who may wish to offer a service competitive with services offered by Grantee. 6. 6 Basic Subscriber Radio Service. Grantee shall provide Basic Subscriber Radio service including the following: 21 local FM radio stations WFMT, Chicago Life Style Satori Network NCN "Family Radio" JISAL (religious) Spectrum Satellite Radio Network Retransmission of shortwave broadcasts from: BBC =t - Radio Luxembourg - The Voice of America - Radio Free Europe Audio quality. enhancement of all ABC,, '. CBS, NBC, and premium television programming. Radio reading services for the blind Radio Access Pay-per-listen 6.7 Institutional'Network Service. With the exception of the demonstration projects proposed' by Grantee, all proposed services within the: technical, financial and geographical capacity of the institutional network shall 'be offered to all institutions on a nondiscriminatory ' basis provided, however, that Grantee upon notice to Grantor shall be entitled to establish reasonable classifications of subscribers and users.'„ Services shall include, but not be limited to, video, data and telemetry communications, with either one-way or interactive transmission. 6.8 . Demonstration. Proiects. Demonstration projects on the Public Communications Network shall be performed in 'accordance with a timetable and program established by the Commission. 6.9 Public Communications Network. Grantee's obligations to provide institutional network ,service to public agencies, public and private educational institutions and to hospitals will be accomplished by. the utilization of the separate system referred to in Section 5.5 and, hereinafter referred to as the Public Communications Network or Network. Service on the Network shall be subject to the following conditions: 1. Any demonstration projects carried out pursuant to Section 6.8 will be funded by the Commission . and not by Grantee. FRANCHISE AGREEMENT - Page 33 2. Subject to Section. 6.1.0, Grantee may cease operation of the Public Communications Network on or .after July 1, 1990. 3. Subject to Section 6.10, Grantee may cease operation of the Public Communications Network on September 31, 19881 if the Commission, in the reasonable exercise of its judgment, finds that Grantee has operated the Network consistent with all terms and conditions of the Franchise Agreement as,amended and that Grantee has demonstrated that'. the revenues derived from the operation of the Network are substantially less than . the costs of operation and that there is little likelihood that such revenues will equal or exceed the costs of operation by July 1, 1990 . The Commission will, ' if requested by Grantee, make this determination no later than July 1, 1988. 6.10 Commission Operation Of Public Communications Network. On or after July 1, 1990, after giving the Commission 180 . days notice of its, intent to do so, Grantee may cease. operation of the Public Communications Network provided that it offers to give title and control of the Network to the Commission. If the Commission shall, pursuant to Section 6. 9 (3) , determine that Grantee may cease operation of the Public Communications Network on September 31, 1988, Grantee shall also offer to give title and control of the Network to the Commission. The terms and conditions of such offers shall include granting to the Commission full title and control of all Network cable plant, electronics, head-end gear and drops to- any public locations being provided with service along with any accompanying equipment already in place at such locations. In addition, Grantee will guarantee that the Commission or its agents shall have . the right to ., any . necessary access to any equipment located in any facility owned. or operated by the. Grantee. Upon receipt of such notice by the Commission, the .Commission will determine within 90 days whether. it is willing to accept the offer. If the ','Commission ;agrees to accept the offer, _it shall promptly notify the ,Grantee.`in 'writing o'f its acceptance and the parties will then take all;. necessary steps to effectuate an orderly transfer of the Network to the Commission. Pending the full transfer of the Network to the Commission, Grantee shall continue to operate the Network and guarantee continuation of service to: all customers in good standing. 6.1.1 Public Communications Network Performance Standards. Grantee's operation of the 'Public Communications Network shall. be subject to the. -following; performance standards: 1. The. Network` will be, operated. consistent with the technical specifications set,. forth in Section 5.1'2' of this Agreement.' 2.. . Grantee will provide a +15dbmv (+ or - 2dbmv) video reference on pilot carrier 301 .25 at. the line .of_demarcation for all Network users. FRANCHISE AGREEMENT - Page 34 3. Grantee will install, proof and activate cable at any user sites within 60 days of a request for use of the -Network by any public user.. 4. Grantee shall maintain a repair force of technicians capable 'of responding promptly to all request for service by Network users. 5. Grantee shall 'provide, at a minimum, service and repair according to the following response times-. During normal working hours (Monday —Friday, 8:00 a.m. - 5:30 p.m.) , the response shall - not exceed 2 hours, except. for extraordinary circumstances relatedto Network operations and maintenance. During non-working hours , the response shall not exceed' 6 hours. Response shall mean a technician is -working on the Network in an effort to correct the service problem. 6. Grantee will operate the Network with due diligence. 7. Grantee will comply with the Network Management Operation and Maintenance Plan attached as Exhibit J hereto which will govern operation of the Network unless the Commission shall agree to amend or terminate the Plan. FRANCHISE AGREEMENT - Page 35 I SECTION 7 : RATES,- AND CHARGES. 7.1 Initial Rates and Charcres. Commencing with the effective date of this franchise agreement, the Grantee . is entitled to . initial rates and charges for services provided to subscribers on the cable communications system. The initial rates and charges are as set forth, below, in this section. 7.2 Basic Service - Residential Subscribers. The initial rates and charges . for basic service to .residential. subscribers within the initial service area shall not exceed the following and shall be subject to the. specific waivers of installation charges, reductions of rates and ',exemptions from charges .and rates for subscribers contained in the proposal. ' Installation Monthly Universal Service (12 Channels) Charge Rate First .TV Outlet .$14 . 95 No charge Tier I (29 Channels) First TV Outlet $15. 95 $4 .75 Additional TV Outlets, each 10.00 2 . 00 FM (with TV) 10.00 2. 00 Converter (no deposit charge) No charge No charge Relocation 10. 00 ---- Reconnection 10.00 ---- Installation Monthly Tier II (52 Channels) Charge Rate First TV Outlet $24 . 95 $7 . 95 Additional TV Outlets, each 10.00 3. 95 FM (with TV) 10 .'00 2. 00 Converter No charge No charge Relocation 10.00 ---- Reconnection 10. 00 ---- Tier I'II (Interactive) First-.TV Outlet $39.95 $9. 95 Additional Outlets (Interactive) 10.00 4 .95 Additional Outlets (Non- Interactive) 10 .00 3.95 FM (with TV) 10.00 2.00 Converter No charge No charge Relocation 10.00 ---- Reconnection 10 .00 - 7.3 Basic Service Apartment. . Commercial and' Public Facilities. The initial rates and charges for basic service within the initial service area to apartments, commercial organizations and public facilities shall not exceed the following: FRANCHISE AGREEMENT - Page 36 Installation Monthly Apartments - Bulk Rate Charcare Rate First. Outlet Cost S a m e a s residential rate 2 - 10 Outlets Cost 10% discount from residential rates. 11 - 20 Outlets Cost 15% discount from residential rates 21 - 30 Outlets Cost 2.0% discount from residential rates More than 30 Outlets Cost 25% discount from residential rates To qualify for bulk rates, the apartments must have one hundred percent '(100%) subscription and single billing address. Installation Monthly Apartments- Bulk Rate Charge Rate First Outlet Cost S a m e a s residential rate 2 - 10 Outlets Cost 10% discount from residential rates 11 - 20 Outlets Cost 15% discount from residential rates 21 - 30 Outlets Cost 20% discount from residential rates More than 30 Outlets Cost 25% discount from residential rates Tax Supported and Non-Profit Institutions Installation Monthly All Tiers Charcre Rate First Outlet Cost S a m e 'a s residential rate 2 - 10 Outlets Cost 1.0% discount from residential rates it 20 'Outlets Cost 15% discount from 'residential rates FRANCHISE. AGREEMENT - Page 37 I 21 - 30 Outlets Cost 20% discount from residential rates More than 30 Outlets Cost 25% .discount from residential rates Installation chargesfor tax supported and non-profit institutions shall be in accordance with the following formula: Drops or extensions necessary to provide service will be at Grantee's expense for the first 300 feet. The user and Grantee will share the cost on a 50/50 basis for an additional 300 feet. The cost -of any construction necessary beyond• 600 'feet will be the responsibility of the user. The amount of cable construction as measured in. feet which is the basis for the cost sharing formula will be computed as follows: Start at a point on the property of the public institution adjacent to the public right-of way nearest to the point where there is cable television plant . capable of being tapped for service and which is nearest to the point of entry into the facility. The actual length of cable needed to extend from the starting point to line of demarcation within the facility shall be the total number of feet. The cost of the project from the starting point to the line of demarcation shall be . divided by the total number of feet. The resultant cost per foot shall be used to compute each party' s . share. 7.4 . Pay-Television Service. The initial rates and channels for pay-television services within the initial service area shall not exceed the following and are subject to the specifyc waivers of installation charges and- reductions. . in rates for multiple pay.- television services as set forth in the proposal. Installation Monthly - Charcfe Rate Home Theater Network $10.00 $3..95 Home Box Office 10.ooi 6.95 Showtime 10.00 6_95 The Movie Channel 10.00 6.95 Bravo 10.00 6.95 Cinemax 1;0.00 6'.95 Galavision 10 .,00 6. 95 Pay-per-View 10..00. Varies per Event FRANCHISE AGREEMENT - Page 38 1 7.5 Security Alarm Monitoring Service. The initial installation charges and rates for home security alarm monitoring services shall not exceed the following:, - Installation Monthly Options Services Charge Rate Basic Package Fire, Medical, Police $99.95 $15.00 Expanded Intrusion Package Multiple Sensors Varies Varies Help- Service No charge 5.95 7. 6 Interactive Services. The initial installation charges and rates for interactive services within the initial service area shall not exceed the following: Installation Monthly Service Charge Rate Opinion Polling and Requires No -Charge Shop-at-Home subscription to Tier III Dow Jones Data Retrieval Requires subscription to Tier III $49.95 $35.00 Pay'-per-View Requires Varies subscription with use to Tier III - Computer Hobbyist Requires Varies subscription with use to Tier III 7.7 Studio and Equipment Usage. Grantee shall not exceed the following initial rates for access studio and video equipment use: (1) Non Commercial Users Rates All Services No .Charge Training No Charge (2) Commercial Usage Determined by specifics of All Services equipment and time required 7. 8 Institutional Services. FRANCHISE AGREEMENT = Page 39 (a) Rates and installation charges for use of the institutional system designed for business and industry use as described in Section 5.5 shall be established at the sole discretion of the Grantee. (b) The rates for use of the institutional system designed for use by government and non-profit users (the Public Communications Network) are established.in* the attached Exhibit I. These rates may be adjusted annually by Grantee in accordance with the formula set forth in Exhibit I . (c) Installation charges for use of the Public Communication 'Network by public agencies, public and private. educational institutions. and hospitals will be computed on the following basis: Drops or extensions necessary to provide service will .be provided free of charge by Grantee up to a distance of 300 feet. The user and Grantee will share the cost on a 50/50 basis for an additional 300 feet. The cost of any construction necessary ' beyond 600 feet will be— the responsibility of the Public Communications Network user.. The amount of cable construction as measured in feet which is the basis for the cost sharing formula will be computed as follows: Start at a point on the property of the public institution adjacent to the public right-of-way nearest to the point where there is cable television plant capable of being tapped for service and which is nearest to the .point of. entry into the, facility. The actual length of cable needed to extend from the starting point to the line of demarcation within the , facility shall be the total number of feet. - The cost of the project from the starting point to the line of demarcation within the facility shall be the total number of feet. The cost of .the project from the starting point to the line of demarcation shall be divided by, the total number- of feet. The resultant cost per .foot shall be .used to compute each party's share. 7.9 Maintenance of Initial Rates. Grantee shall not request any increase in the initial •rates -for basic services for a period of thirty-six (36) months from the• effective date of, this franchise agreement and shall not implement any allowed rate -increase prior, to forty-two'. (42) .months from the effective date of this franchise agreement. Grantee shall not increase pay-televisiozi rates, prior to the expiration of thirty (30) months from the effective- date of this- franchise -agreement, notwithstanding FCC` or other preemption of rate regulation. Upon the expirationof the, forty-two' (42) month .guarantee for basic service rates,. the rates and charge's for any services for which 'rate regulation is not preempted at that .time by the FCC shall be subject to -regulation by the commission. FRANCHISE AGREEMENT - Page 40 SECTION 8: REGULATION OF FRANCHISE 8.1 Intent. Grantors are member units of local government in the'"Commission through an Intergovernmental Cooperation Agreement (hereafter 'ICA) ,, ;and following the effective date of this franchise agreement, the Commission, ` for the term of. *the' franchise shall provide for the day-to-day administration and enforcement of the provisions of this franchise. The jurisdictions which are members of the Commission are the fourteen Oregon municipal corporations (cities) of Banks, Beaverton', Cornelius, Durham, Forest Grove, Gaston, Hillsboro, King City, Lake Oswego, North Plains, Rivergrove, Sherwood, Tigard, Tualatin, and Wilsonville, and the one county of Washington County, a political subdivision of the State of Oregon. 8.2 Commission Regulation. The Commission, acting on behalf of the Grantors, shall have responsibility for regulation in the following areas: (a) Administering . and enforcing the provisions of this franchise agreement adopted by each Grantor as its own, including the adoption of administrative rules and regulations to carry out this responsibility. (b) Coordination of the operation of government and educational channels; (c) Interfacing the Grantee's technical, programming and operational assistance and support to public agency users, such as city .departments, schools and health care institutions; (d) Establishing procedures and standard .'for public institutional operations and services, use of dedicated channels, and sharing of public facilities; (e) Planning expansion and growth of public cable services; (f) Analyzing . the possibility of and developing a program for integration of public aspects of cable communications with other city, state or regional cable communications networks; (g) Formulating and recommending long-range cable communications policy for the franchise area; (h) Disbursing and utilizing. franchise revenues paid to . the Grantors through the. Commission; and (i) Administering the regulation of rates, including considering. requests for rate adjustments by Grantee. FRANCHISE AGREEMENT - Page 41 8.3 Public and Community Access Program. (a) Purpose. The: public, and community access channels shall be governed by. the . Commission or a designate of the Commission in order to ensure that these .channels will be free of censorship, open to all residents of the franchise area and available for all forms of public expression, community information, and debate on public issues. (b) Commission Operation and` Grantee Support of Access. and Local Origination Procrramming. The .Grantee has requested that the Commission provide certain services to the 'Grantee, i.e. , the operation of all 'access and local origination programming . The Commission has agreed to operate such programming, either directly. or by ;contract, commencing July 1, 1988, in reliance upon the Grantee" s promise' of support,, as follows: (1) Grantee will provide funding for access and local origination programming. for the,, he life of this Franchise Agreement. The amount and timing of such payments shall be' as follows: (i) From July 1, 1988, to June 30, 1992, $340, 000 per year, payment to be made in equal installments on the first of each calendar quarter beginning July 1, 1988 . (ii) In July of 1991, an evaluation committee shall be formed to determine whether the Grantee' s contribution for access and local origination programming should increase or decrease as of July 1, 1992, provided that, unless the parties agree otherwise, the funding level shall not increase or decrease . more .than $50, 000 in any one year. The evaluation committee shall also consider the. level of the Grantee' s support under subsections 8 .3 (b) (4) and 8 .3 (b) (7) and shall retain or adjust that level of support in accordance with the evaluation criteria established pursuant to• subsection 8.3 (b) (1) (iii) . The evaluation committee is to be composed of three members chosen by the Commission, three members chosen by. the Grantee, and a seventh member, chosen by the othersix members. In the event. that the other six members cannot agree on. the selection of, the seventh member, the Commission and the Grantee shall 'each present the names of two nominees ..to the Presiding Judge of the- Washington iCounty Circuit .-Court.'' . The Presiding Judge shall select the seventh member of the evaluation committee from among the four nominees'. The Presiding Judge's selection shall be based on his or her determination as to` the nominee most likely to be knowledgeable and objective in performing the .evaluation committee duties. ('iii) ;The. evaluation criteria to be used by the' evaluation committee shall be the criteria 'as established and agreed to by the Commission and the Grantee's- parent company, Columbia Cable of Oregon, prior to the adoption .. of these amendments . FRANCHISE AGREEMENT - Page 42 Uv) The decision of the .evaluation committee regarding the Grantee's funding support for. access and local origination programming from July 1, 1993.1 for the duration of this Franchise Agreement shall be binding on all parties and there shall be no challenge . or appeal -- ' administrative, judicial, by arbitration, or otherwise. ('2) The Grantee or its parent. company, Columbia Cable of Oregon, shall pay to the Commission $49.,000 at the time of the change in control of Willamette Cable TV, Inc.., whereby Willamette will become a corporation wholly owned by Columbia Cable of Oregon. The $49, 000 payment will represent the difference between the Grantee's cost of operation of the access and local origination programming for the period April, 1988 through June, 1988, ($36,000) , and the funding level that- has been negotiated by the parties for that same period ($85, 000) . (3) The Grantee will loan $100, 000 to the Commission at the time of the change in control of Willamette Cable TV, Inc. , whereby Willamette will become a corporation wholly owned by Columbia Cable of Oregon. This loan will be .without interest and, shall be repaid over a period of five years, as follows: Payment Due Each Calendar Quarter, Commencing Payment Year Amount Due October 1, 1988 Year. #1 $10, 000:00 $ 2,500.00 Year #2 20,000.00 51.000.00 Year #3 20, 000.00 51000.00 Year #4 25, 000.00 6,250.00 Year #5 . 25, 000.00 6,250.0.0 The Commission shall make the above-described loan repayments to the Grantee within five business *days following Commission' s receipt of the Grantee's quarterly payments as set out in Section 8 .3 (b) (1) . (4) * Facilities . (i) Tigard studio facilities. Grantee shall provide the Tigard studio facilities to the Commission rent free for four years, possession commencing July 1; 1988. The premises will be turned over to the Commission in clean and good operating condition. . The Commission shall pay . all utilities, building maintenance,, and shall provide liability insurance for the premises and .property insurance for equipment and contents. The Commission shall. be responsible for the maintenance of the facility, including landscaping and grounds. In the event that the facilities become unavailable for any reason, the Grantee shall provide to the Commission equivalent facilities at the Grantee's cost. FRANCHISE AGREEMENT - Page 43 (ii) Local Oricrination/Master Center. The Commission' shall be entitled to use of the local origination/master center studio and offices for four years, possession. commencing June 1, 1988. Grantee shall turn over the premises to the Commission in clean and good operating condition. The Commission' will provide liability insurance and property insurance on the . equipment and contents in the local origination portion of the building. The Commission shall pay its appropriate share of -the utilities, and shall share equally the cost of the maintenance ,of. the heating/air conditioning,system and the cost .of the maintenance of landscaping and grounds. (iii) The Commission may remodel either of the facilities as needed, at the Commission"s cost. Fixtures will remain with the buildings and shall. become the property of the Grantee. The Commission will remain the owner of and shall be entitled to remove equipment that does not become affixed to the property. (5) Television Production and Studio Equipment. Grantee shall transfer to the Commission all of its title and interest in all television production and access and local origination studio equipment and production equipment (mini-mobile) , excepting only that equipment to be designated by the parties prior to the execution of these amendments to the Franchise Agreement. The Commission will take possession and will receive title to such equipment between June 1, 1988 and July 1, 1988. The equipment, with spares, will be provided by the Grantee to the Commission in good repair and with all operation and service . manuals. The Commission shall assume maintenance responsibility for all equipment. (6) Production Vans. The Grantee shall transfer to the Commission all right and- title to both of the Willamette production vans. The vans and related equipment will 'have been recently serviced, in good repair, and will be provided with all maintenance and service manuals. The- transfer -shall be no later than the "15th day of June, 1988-. The Commission shall become responsible for maintenance and operation of the vans upon'the'.transfer of title. (7) - Promotional Services. The Grantee shall-provide, at no cost to the Commission, -ten 30-second advertising availabilities per month for. a period of -four years. Some•of these ava'ilabilities. shall be prime time. The-" Grantee shall. allow the Commission. to include.' one bill • stuffer .of the Commission' s choice .per year. f The Commission shall be responsible-'for-the cost of printing its' bill stuffers.` FRANCHISE AGREEMENT - Page 44 (c) Grantee' s Assurance to Support and Defend the Commission' s Operation of Access and Local Origination Programming. (1) The Grantee understands that the Commission would not have agreed to the Grantee's request that the Commission assume the responsibility for the 'operation of access and local origination programming without the Grantee's assurance that the Franchise Agreement provision regarding the Grantee's support therefor, subsection 8..3 (b) is enforceable under federal and state law and will not be construed to constitute a franchise fee or tax payment for any purpose. (2) The Grantee will not assert that the payments set out in subsection 8.3 (b) are not enforceable under .federal or state law or that they constitute a franchise fee or a tax payment. (3) The Grantee agrees to defend and hold harmless the Commission and the Grantors against any challenge to the legality of the payments set forth in subsection 8 .3 (b) or any effort to characterize those payments as a franchise fee--or as a tax. (4) If any provision of subsection 8 .3 (b) is deemed unenforceable under federal or state law or is deemed to be a franchise fee or tax payment, these Franchise Agreement amendments, to the extent that they transfer responsibility for access and local origination programming. to the Commission and establish Grantee' s support therefor, will be of no force or effect and the Franchise Agreement provisions that they replace will automatically take effect and will control. In such an event, the Commission shall retransfer to the Grantee the premises and property set forth in subsection 8.3 (b) and the Grantee shall accept responsibility for and shall resume operation of access and local original programming as though these Franchise Agreement amendments had not been executed. 8 .4 Rate regulation. (a) Commission Considerations. The Commission., subject to the terms and _conditions of this franchise agreement, shall regulate rates on behalf of Grantors. The 'Commission, on its own may initiate rate reduction proceedings as it deems it necessary to carry out the purposes of this. agreement. Grantee, if it desires to seek a rate increase, shall make its request ' n writing to the Commission. In considering a request for rate increase, the Commission may consider, inter alis, any or. all of the following factors in determining whether to approve in .whole or, in part, modify or deny Grantee' s request.: (1) Grantee's substantial fulfillment of all material requirements of the franchise; (2) Quality of .s.ervice, .as indicated by the number and type of service complaints, Grantee's. response to complaints, and the results of periodic system performance tests; FRANCHISE AGREEMENT - Page 45 (3) Prevailing rates for comparable services in other cable systems of similar size and .complexity; (4) .Rate of return on Grantee Is. financial investment and; equity, as_ compared to business'es. of equivalent risk. however, the costs .incurred, in the acquisition by grantee of the assets, . tock or control of .any person having an interest in. Grantee. shall not be, included in the financial . investment and equity and shall not .be a proper basis for an increase in rates. The. rate of •return shall. be calculated on a cumulative basis for all system revenues and cost, including services such .as .pay-television that may be exempt from local rate regulation. The Grantee, upon request from the Commission, shall provide all information necessary to, .determine system revenues and costs; (5) Performance of Grantee in introducing new services and expanding the cable system's capability, as compared to other systems of similar size and complexity; (6) Performance by Grantee in support . of the public and community access program of the Commission; (7) Performance by Grantee in accordance with the provisions of Section 4.7 and Section .5. 6 of this franchise agreement; and (8) Expenses ,and costs incurred by. Grantee. because of the obligation of the Grantee to commence construction. of and test market' entertainment. services under Section 4 :2- (b), shall not be a proper basis for any request for , rate increases (b) Change in Rates. Increases in rates following- expiration ..of the period of guaranteed rates agreed to by Grantee .for services and required by section 7'.9 herein, shall be requested no more often than annually. by Grantee. upon receipt of a rated, . . .increase request, the Commission shall schedule' a public,hearing, newspaper . of .general circulation in the franchise area, .:together with any other notice deemed appropriate. by the Commission, at least ten days prior to the date of hearing The `Commission shall be entitled to relevant financial and other . information. from Grantee. necessary to determine the- justification for the deliberations . from time to time. : . The. Commission',' by resolution,. may approve the request in full, approve .the request in part, or disapprove the request. FRANCHISE AGREEMENT - Page 46 8.5 Remedies for Franchise Violations. (a) In addition to the penalties for delays in construction as specified in Section 4.3 of this franchise agreement, the Commission has the right to and may impose the following penalties in the event Grantee violates any other provision of this franchise agreement, subject to Section 8 .5 . (c) , below: (1) Impose a financial penalty, not to exceed One Thousand dollars ($1, 000) , per day or per incident, for Grantee's violation of this franchise agreement. (2) Require Grantee to make rate rebates or payments to the customers or classes of customers in such amount and on such basis as the Commission may deem reasonable; and (3) Require Grantee to correct or otherwise remedy the violation prior to any rate increase becoming effective. (b) In determining which remedy or remedies for Grantee's violation are appropriate, the Commission may take into consideration the nature and extent of the violation, the, remedy deemed appropriate to prevent such violations in the . future, whether the Grantee has a history of previous violations of the same or similar kind, and the like. (c) Within ten (10) days after receipt of a written notice of a violation from the Commission, Grantee may request in writing a hearing before the Commission. Grantee shall set forth in detail in the request for hearing the specific basis for its appeal of. the notice of violation. The Commission shall consider the appeal and, if the appeal is denied and a material violation of this agreement is found by the Commission to exist, assess the appropriate penalty or remedy against Grantee. (d) Grantee acknowledges that damages at law may be an inadequate remedy for violations bf the franchise and agrees that Grantor may obtain injunctive relief or specific performance to enforce the provisions of this franchise agreement. 8.6 Public Disclosure. Subject to the Oregon Public Records Law, whenever, pursuant to this. franchise agreement, Grantee shall make available for inspection by the Commission or .submit to the Commission reports containing information considered proprietary by the Grantee, the Commission shall not disclose .or release such reports or information to the public without Grantee' s prior written consent. 8.7 Consumer Protection Standards and Penalty Guidelines FRANCHISE AGREEMENT - Page 47 FRANCHISE AGREEMENT - Page 48 a. Telephone Answering 1 . Standard of Performance. The Franchise Agreement provides in section 13.4 (a) : "The Grantee shall maintain an office in the franchise territory which shall be open during all usual business hours, have a publicly listed toll-free telephone, . and be so operated to receive subscriber complaints and requests for repairs or adjustments on a 24-hour basis. A written log shall be maintained listing all complaints and their. disposition." Incoming calls shall be answered within three minutes 90% of time during any one hour time period. "Answered" means that- the caller speaks to an employee of the Grantee. Grantee will meet or exceed the 90% standard in meeting the telephone answering requirements of Section 13.4 (a) of the Franchise Agreement . The test for compliance will be whether an open incoming telephone line is availabl6, 90% of the time during any one hour and whether calls are picked up by an employee within three minutes . 2. Monitoring Procedures . Commission staff will monitor consumer complaints it receives and will periodically check the availability of open telephone lines. The commission will request, pursuant to Section 13.3 (e) , reports from Grantee on telephone utilization. 3.. Penalty Standards. The Commission shall impose penalties for violation of the telephone answering standards, except in cases where the system has suffered an outage or other disruption affecting trunks or distribution feeders or some occurrence has caused similar service . related problems to a number of subscribers. The Commission may at its discretion, waive or reduce penalties if timely and appropriate corrective action is taken. The following are guidelines for the Commission in setting penalties. The dollar amounts set forth are intended as guidelines for the maximum amount to be imposed absent egregious circumstances or changes in the value of the dollar based on inflation. If the 90% standard is not met during one or more one hour periods during a single day, a single violation will be deemed to have occurred. (A) One violation to nine violations in any one month. PENALTY: . $50.00 per violation. FRANCHISE AGREEMENT - Page 49 (B) Ten or more violations in any one month. PENALTY: $100 per violation for all violations during the month. (C) Violations as specified in (1) or (2) and continue over a two month period and notification had been given of the first month's violation. .PENALTY.: Double Monetary Fines. (D) Violations .as specified in (1) or (2) continue over a, three month period and notification had 'been given of violations in months one and two. PENALTY: Triple Monetary Fines. (E) Violations as specified in (1) or (2) continue for a period of four or more months . and notification had been given of violations in months one, two and three. PENALTY: Triple Monetary Fines Consider Franchise Revocation (b) Customer Service Response 1. Performance Standards. The Franchise Agreement states in Section 13.4 (c) : "The Grantee shall maintain a repair force of technicians capable of responding to subscriber complaints or requests for service within 24-hours after receipt of the complaint or inquiry. No charges shall be made to the subscriber for this service. " Grantee shall respond to a complaint for request for service within 24-hours of a request. For a subscriber with a , construction or technical problem, a response means a Grantee representative will correct or attempt to correct the problem within 24-hours of a request. The commission shall apply this standard to all. requests for repairs or correction of technical problems. Requests for added or changed services packages, such as add or drop channels, additional outlets, etc. , are not subject to this 24-hour response time. A subscriber can voluntarily elect to extend the response time requirement beyond 24-hours. 2 . Monitoring Procedures . The Trouble Call reports provided to the Commission pursuant to Section 13.3 (a) shall be used to monitor this standard. Grantee shall indicate on the Trouble Call report those subscribers requesting service who voluntarily elect to FRANCHISE AGREEMENT - Page 50 extend the response time requirement beyond 24-hours. The Commission will review all reports. 3. Penalty Standards. The following are guidelines for the Commission in setting penalties. The dollar amounts set forth are intended as guidelines for the maximum amount to be imposed absent egregious circumstances or changes in the value of the dollar based on inflation. (A) If the 5% or greater, but less than 10% of the monthly requests for service exceed the 24-hour requirement. PENALTY: $10.00 per violation. (B) If '10% or greater, but less than 15% of the monthly requests for service exceed the 24-hour requirement PENALTY: $20 .00 per violation. (C) If 15% or greater of the- monthly requests for service exceed the 24-hour requirement. PENALTY: $30 .00 per violation. (D) In computing compliance or violation of these standards the following mathematical formulas will be used. (a) 12 z .05 T1 This determines if the 5% threshold is exceeded. if it is, penalties are computed by formula (b) . •(b) (T2 - 'T3) X P = $. T1 = Total service calls per month. T2 = Total service calls per=-month in excess of 24-hour response requirement. T3 = 5% of total service calls per month. P = Dollar penalty - for penalties . (A) O, (B) and .(C) above. The dollar penalty is determined based upon the quotient in formula (a) . (c) Technical Specifications (1) Performance standards. The Commission will monitor system performance in order to insure subscribers FRANCHISE AGREEMENT- Page 51 receive good quality television reception. The Franchise Agreement in Section 5.12 contains specific standards for technical quality. (2) Monitoring Procedures. The Commission will follow the provisions of Section 5.13 to test to determine if technical - standards are being met. The Commission will use Grantee's performance tests, or independent tests authorized by the Commission. If the operating standards do not meet the required technical specifications, the Commission shall provide Grantee with an opportunity to correct the problem. The Commission will notify, Grantee of the non compliance. Grantee will have 7 days to correct the problem and prove to the Commission the problem is corrected. If corrective action and proof of it are not made. within 7 days of Grantee receiving the notification, the Commission may enact . penalties. (3) Penalty Standards. . Monetary Penalties shall be applied based upon the degree and prevalence of the deviation. Penalties shall increase in amount for continued .violations. The Commission may also consider rebates or payments to subscriber. (d) Subscriber Hook-ups. (1) Performance Standards. Section 4.2 (a) of the Franchise Agreement states in pertinent part "Service shall be offered to any requesting subscriber -no later than 60 days from the date of request following the energizing or activation of the system within any specific areas. " This time period shall be the standard. for all subscriber hook-ups with the additional conditions as provided in Section 4.5 as amended also applicable as provided ,for therein. (2) Monitoring Procedures. The Commission will monitor and investigate reports of violation of this standard. A request will be deemed made on the date of signing of a service agreement, receipt of funds by the company, mailing of. a written request, or on the 'dat& of a 'verified oral request. _ (3) Penalty Standard. The penalty shall be up. to $100.00 per day for every day over 60 days until. the installation is completed, or the cost of installation, whichever is more. Upon notification to Grantee that the install was not made within the required time frame, the Commssion'may, of its own accord, have the installation made. The penalty in this situation shall equal the cost `of the installation plus any administrative expenses. FRANCHISE AGREEMENT - Page 52 I SECTION 9: GENERAL FINANCIAL AND INSURANCE PROVISIONS. 9.1 Compensation. (a). Franchise Fee. As compensation for the franchise to be granted, and in consideration of permission to use the streets and public ways of the Grantors for the construction, operation, and ,maintenance : of a Cable Communications System within the franchise area and: to defray the costs of franchise .regulation, the Grantee shall pay. to Grantors through _the Commission an amount equal to �five .percent (5%) of the Grantee' s gross annual revenues. In .the event any slaw or valid .'rule or regulation limits franchise fees.:below the five percent (5%) of gross annual revenues required herein, the Grantee ,agrees to and shall pay the maximum permissible amount and, if such .law or valid rule or regulation is later repealed or amended to allow a higher. permissible amount, then Grantee shall pay the higher amount up to a maximum of five percent (5%) of Grantee' s gross annual revenues. (b) Payment of Franchise_Fees. (1) Payments 'due under this , provision shall be computed and paid quarterly, for .the preceding quarter, . as -,of March 31, June 30, September 30, and December 31. Each quarterly payment shall be due and payable no later -than thirty (30) days',after the dates listed in the previous sentence. In order for the Commission to : make proper distribution of revenues to each Grantor, a quarterly report shall be made as hereinafter provided which shall contain the relevant facts necessary for the Commission to allocate revenues and. carry out the purposes of Resolution 81-4. (2) No acceptance of any payment shall be construed as accord that the amount paid is in fact, the correct amount, nor shall such acceptance of payment be.construed as a release of any claim Grantors • may have for further. or additional ', sums payable under the provisions of this permit. All amounts paid shall be ' subject to audit and recomputation by Grantors. , (c) Advance of Franchise Fees: Commencing on the date of acceptance of this franchise agreement by Grantee- as to all Grantors .and 'on the 1st day of, each fiscal year thereafter (which is presently July 1, of each year) during. the first five fiscal years, the Grantee shall pay as advance franchise fee payments. to the Commission an amount, as requested by: the Commission, equal to the estimated' reasonable cost ,of the Commission's. activities for the ensuing fiscal year.. . In addition, the `,Grant.ee' s initial payment shall include the- sum' of $' , to. cover the total -pre- franchise otal -pre-franchise costs. incurred . prior to the effective . date of this agreement by Grantors, ihcludingt costs of, staff utilization :and other actual .costs... At such time as annual franchise fees due to the Grantors in any one year pursuant to Section 9.3 (a) , above, shall exceed the total amount of the cost of commission activities for a fiscal year, the amount paid will. be credited against the franchise fee in an amount not to exceed twenty percent (20%) of the total franchise fees paid each year until. the entire amount FRANCHISE AGREEMENT — Page 53 annually advanced to Grantors is accounted for, provided that in no event shall such credits be * used to reduce actual payments to Grantors below the minimum amount specified in. .the Commission's request for advance payments. for any fiscal year to fund the estimated cost of. its activities. Any advance on. franchise fees not actually expended by the Commission shall be retained and used as an off set against any advance on franchise fee request for the next fiscal year. •The Commission agrees to take whatever steps are necessary under the circumstances to assure that total advances on franchise fees by Grantee does not exceed the total aggregate five percent (5%) franchise fee to be paid by Grantee during the fifteen (15) year term of this franchise agreement. In the event such advance payments exceed such aggregate fees, the Commission and Grantors agree to refund to Grantee any excess sum. (d) Alternative Means to Repay Advancement of Franchise Fees. Grantee has advanced to Grantors a total of $193, 000.00 in franchise fee payments - as of July 1, 1985. Notwithstanding the provisions of paragraph 9'.2 (c) providing for a credit for such advance payments Grantee shall continue to pay the full five percent (5%) franchise fee each quarter until July 1, 1990 . If Grantee operates the public Communications Network .until July 1, 1990 and if , Grantors have expended less than $193, 000.00 for. demonstration projects pursuant to Section 6. 81 and 6. 9 (1), or for the items listed in attached Exhibit B, then Grantee shall, commencing with the first franchise fee -payment due after July 1, 1990, be entitled to commence to credit toward its franchise fee payment, pursuant to paragraph 9'.1 (c) above, the difference between $193, 000.00 and the amount actually expended. If,,. - however, Grantee shall cease'operation of theNetwork prior to July 1,, 1990,, for any reason whatsoever or if Grantors shall have expended an amount equal to or greater than $193, 000.00 for the purposes set forth . above, then Grantee shall not be entitled.to any credit against the franchise fee otherwise due and payable and Grantee shall continue to pay the full five percent (5%) franchise fee. (e) Relief of Grantee's Obligation. .The. .Grantee agrees that it will not request or demand modification or reduction. of any of its obligations, financial or -otherwise, under this Franchise Agreement, when :such request would. be based upon the. inability of the Grantee or its principals or agents to otherwise meet debt service obligations or other financial commitments, including any inability to make a return- to equity holders on their investment. 9.2 Security Fund. (a) Within thirty (30) days after the effective date of this franchise transfer,, the -Grantee. shall deposit into a bank account, established by the Commission and maintained through the term of this franchise, the sum of One Hundred Thousand Dollars ($100,•000) , as security for the faithful performance by it of all the provision's of .and its obligations arising under this franchise, and compliance with . all orders, permits and directions of any agency of a Grantor having jurisdictions over its acts 'or defaults FRANCHISE AGREEMENT - Page 54 under this contract, and for the payment of any claims, liens and taxes due the .Commission or a Grantor, or penalties imposed by.the Commission, -which arise by reason of the construction, operation or maintenance of. the system or pursuant to the terms of this agreement: The Grantee shall be entitled-.to withdraw. for its own uses -the interest earned on this deposit. (b) (1) Within ten (10) .days after notice to it that any amount has been withdrawn by the Commission from the' securty fund.pursuant to, subsection (a) of this section, the Grantee shall deposit a sum of money sufficient to restore, such security fund to the original amount in the account at the time of withdrawal. , (2) Within ten (10) days after notice to it that, any amount has been withdrawn by the Commission or any third party from any amount, has including principal and interest, posted pursuant to subsection (a). of, .this; section by .any prior grantee, the Grantee shall deposit a sum of money sufficient to restore such security, fund to. the amount in the account at.. the time of withdrawal. Provided that, if -there is . a withdrawal from .. a security fund posted by a prior grantee, and such withdrawal is the result•of a'third party' s claim.-and such claim is ,unrelated to the Grantee and its performance under this - Franchise Agreement, the Grantee'-s obligation to replenish the fund shall be limited to $160, 000 . (c) If the Grantee fails, after ten (10) days notice..to pay- a Grantor any fees, - taxes or other amounts due and unpaid; or, fails-to repay to a Grantor, or the Commission, within such ten (10) days, any damages, costs or expenses which a. . Grantor or the Commission shall be .compelled, to pay by reason. -of any act or default of the Grantee.in•connection with this franchise; or, fails" after thirty . (30) days notice of such failure by a Grantor to comply . with any provision of the • franchise or meet . any -other obligation specified under subsection. (a) 'of this section which the Commission reasonably determines can be remedied by an -expenditure of the security, Commission may immediately withdraw the amount thereof, with interest and any penalties, from the-. security fund fot, payment 'to a .Grantor, to the Commission or to any third party as 'deemed appropriate by the Commission:. Upon such' withdrawal" the Commission shall notify the Grantee of the amount and date thereof. (d)• All security' funds deposited pursuant to this section shall -become the property of, the. Commission in the event ` that. the franchise- is cancelled .by reason of the default of the Grantee or revoked for cause,. Default shall ' occur upon the Grantee's' failure to perform pursuant to- the Franchise Agreement, : and shall• include,, but not be limited,to:,- a breach or anticipatory breach, of the Agreement by the•Grantee,:. insolvency of the Grantee,- bankruptcy (voluntary . or 'involuntary) of the Grantee,. any assignment •for ,the benefit of the creditors of. ;the Grantee, or the appointment of -.a receiver for. the Grantee. . The Grantee,. however, hall be entitled .to .the return of' such. security fund,, .as posted. by L. the Grantee, or portion thereof, as,, remains on deposit at the expiration of the term of the •franchise,- or upon termination of the FRANCHISE AGREEMENT - Page 55 franchise at an earlier date, provided that there is then no outstanding default on the part of the' Grantee. (e) The rights reserved to Grantors and the Commission with respect to the security fund. are' in addition to all other rights of the -Grantors and the Commission whether reserved by this contract or authorized. by law, and no action, proceeding or exercise of a right with respect to such security fund shall affect . any other right Grantors or the Commission may have. (f) The Grantee agrees .that it will not use and that it waives any rights it may have to attempt provisional remedies, including, but not limited to, restraining orders and preliminary injunctions, to challenge or stay the Commission' s removal of funds from any security deposit pursuant to this Section 9.2. In the event that the Grantee challenges the Commission' s removal of security funds by other than provisional remedies, or resists the Commission's efforts to require the Grantee 'to replenish the fund pursuant to subsection 9.2 (b) (1) or 9.2 (b) (2) , the Grantee shall have the burden of proving by clear and convincing evidence that the Commission, in removing the funds or in demanding their replenishment, has acted in an arbitrary and capricious manner and in bad faith. 9.3 Faithful Performance Bond. Upon the transfer of the franchise, the . Grantee shall furnish proof of the posting .of a faithful performance bond running to the Commission, acting on behalf of Grantors, with good and sufficient surety approved by the Commission, 'in the penal sum of Two "Hundred Fifty Thousand Dollars ($250, 000) , conditioned that the Grantee shall well and truly observe, fulfill, and perform each term and condition of the franchise. Such bond shall be maintained by the Grantee throughout the term of this franchise. Written evidence of payment of required premiums shall be filed -and- maintained with, the Commission. 9.4 Damages and Defense. (a). The Grantee shall defend,' indemnify and hold harmless Commission. and Grantors, their officers, agents and employees, for and against all claims, damages and penalties as a result of the award and exercise of this franchise. These claims, damages and penalties shall include, . but shall not .be limited to, damages arising out of copyright infringement, defamation or anti- trust actions . and all other damages 'arising out of the award of franchise or the construction, operation, maintenance or . reconstruction of the cable communications system authorized herein, whether . or not any act or . omission complained of is authorized, allowed, or prohibited by this franchise. FRANCHISE AGREEMENT - Page 56 (b) If the Grantee "fails to defend as , required in Section 9.4 (a) , above, then the Grantee agrees to and shall pay'all expenses incurred by the Grantors, . Commission, their officers, agents and employees, in defending themselves with regard to all claims, damages and ,penalties , mentioned in section (a) ' ' above. These expenses shall include all out-of-pocket 'expenses, ' such as. attorney fees, and 'shall also include the reasonable value of any services rendered _by any employees of the Grantors or the Commission. 9.5 Liability Insurance and Indemnification. (a) . The Grantee shall maintain, throughout the term of the franchise, liability insurance insuring the Grantee, the Commission and Grantors, their officers, agents and employees, with regard to. all, claims, damages and penalties.mentioned in subsection (a) of Section 9.:4, . abo.ve, . in the minimum amounts of: $'1, 000.4, 00o for :personal injury or death to 'any one person; $3', 000,.000 for personal injury .or death ,,resulting 'from any one accident $500, 0'00 for property damage resulting from any one accident; " and $1, 000, 000 for all other types of liability. Such insurance shall name as additional insureds the Commission and Grantors, their officers, agents and employees, .and .shall further provide that the policy. shall not be 'canceled during the life of this franchise without giving 30 days written notice to the Commission and Grantors. (b) . Grantee shall file with the Commission copies' of all insurance policies or certificates of insurance showing up-to-date coverages and evidence of .payment of premiums as set forth above. . , Insurance policies shall be subject to approval by the Commission. Coverages shall not be changed or canceled without approval of the . Commission and. failure . to maintain required . insurance may be considered a breach of this agreement by the Commission. The Commission shall annually" " review all insurance policies and . coverages'. If 'it is . determined by the Commission that, circumstances require and, that it is reasonable and necessary to 'increase insurance - coverage and liability limits to adequately cover the risks of the, Grantors; Grantee and the•"Commission, their officers, agents . and` employees, the Commission " may ' 'require additional to be acquired by the- Grantee. FRANCHISE AGREEMENT - Page 57 SECTION 10: RIGHTS RESERVED TO GRANTORS 10.1 Right to Purchase the System. (a) In the event Grantors or any of them have declared a forfeiture or: otherwise revoked this: franchise agreement as provided in Sections ' 12.1 or 12.2 herein, or in the event of expiration of the initial term of this franchise agreement without the franchise being renewed or extended as provided in Section 12.3, the 'Grantee shall continue its operations under the terms and conditions of this franchise agreement and as required by Section 12.4 herein, following the date of forfeiture or revocation or expiration of the initial term, if such continuation of operations is ordered by the Commission or Grantors pending the purchase of the whole or part of the system by Grantors or any of them. The Commission or Grantor (s) may subsequently order in writing termination by Grantee of its operations at a specific time. Within 30 days of the order by Commission or Grantors to continue operations, Grantee shall tender to the Commission an inventory of its system used in its operations under this franchise agreement showing the original book costs thereof, the amount of depreciation accruals previously attributed thereto. in rate making proceedings, and the undepreciated net book value thereof. After receiving the inventory, Grantors or any of them may notify the Grantee that they desire to acquire by purchase all or a portion of the system used by the Grantee in its operation for its fair value. Such notice shall be by resolution or other appropriate writing of the Grantors desiring to purchase and shall state a date upon which Grantee shall cease. its operations and receive payment as described below. The valuation for purpose of this subsection 10.1 (a) shall be determined by mutual agreement between. Grantor(s) and the Grantee. If such mutual agreement is not reached, then Grantors) may demand that such valuation be determined by an arbitration committee, as provided in Section 10.1 (c) , below. For purposes of revocation or forfeiture under this subsection 10.1 (a) ,, fair valuation of all or part of the system shall be based upon the fair value of the plant and equipment; including real property, reduced by the amount of any lien, encumbrance, or obligation of the Grantee which Grantor(s) may assume, but shall not be 'determined by partners investment or expectation of profits or going concern value and shall not include any sum for the value of the unexpired portion of this franchise agreement or for records. For any other purpose-under this section, fair market valuation of all ' or part of this system shall be determined as described in subsection 10.1 (b) . During any period of continued operation under this section, the Grantee shall not sell, assign, transfer, or lease to- any other persons, firm or corporation, any portion of the system used by it in its operations including parts of the system without the prior written consent of the Grantor (s) . FRANCHISE AGREEMENT - Page 58 The Grantee shall provide, in all existing and future rental, lease, and lease-purchase arrangements of all or parts of the system from any subsidiary, parent or other affiliate of the Grantee, .for the. Grantor(s) acquisition of all, or parts of the system, on the same .terms and conditions as are provided in this section. The Grantee shallprovide in all zother rental., lease and lease-purchase arrangements of.all or parts of the system for the Grantors) succession tor taking over of, and continuation ,of such rental- lease and lease-purchase arrangements_ on the same terms and conditions as are applicable to.the Grantee under the rental, lease and lease-purchase arrangements. (b) In addition to its rights under Section 10.1 (a) r. the Grantor(s) at any time may purchase,,. condemn, acquire, take over and hold.. in any lawful manner all or any part of the system, including real property,. used by the Grantee in its -operations under this franchise agreement. In the event Grantors) desires) to exercise this right, Grantor(s) shall so indicate by appropriate resolution or other writing-.of the governing body. Within thirty -days of, passage* of such resolution or-'other writing, Grantee shall -tender to the Grantor (s) . an inventory . of' its system showing the original book' coststhereof, the amount of depreciation, -accruals previously attributed- thereto in ratemaking proceedings,- and the undepreciated net book value thereof. - At any time thereafter, the . Grantor (s) may notify by resolution or other appropriate. writing to the Grantee that it -desires to purchase, acquire, take over and hold all or a portion of the systema The price to be paid for all or any part of the system which '' the Grantor (s) shall have so stated its/their desire to purchase, acquire, take over- and hold. shall be the fair value. of all or the part of the. system- as of the effective date ' of `the :notice by Grantors) of its/their desire to purchase, acquire, takeover and hold all or part of the system. If- Grantor(s) . and Grantee are unable to agree upon the fair value of the system, or any part thereof, the Grantor(s) may demand that the fair value be determined by an arbitration committee, as provided in Section 10.1 (c) , below. Grantor(s) at any time may exercise their power toy condemn the system or -any part thereof except during . the . pendency of arbitration proceedings; hereurider. In the . event.. Grantor(s) bring(s) -condemnation proceedings 'in court to .acquire the .system of the Grantee or any portion thereof, the Grantor(s)_ and Grantee shall proceed with . all reasonable dispatch to - obtain an . adjudication. For•all purposes*:under this subsection 10 .1 (b) , 'fair valuation of ; the ..system, or, parts ,.thereof,- which the , Grantor (s) ' has/have designated for its/their ,.acquisition shall be based upon the. fair value :of . the system, or parts thereof, - including going concern value, -reduced by the amount of anylien:, encumbrance or obligation of the Grantee which the Grantor (s) may assume FRANCHISE AGREEMENT _ Page 59 Grantor (s) will pay the fair value, determined as hereinbefore set forth, to Grantee in money on the date it/'they take (s) .possession of the system or any part thereof. . (c) Arbitration as provided in subsections 10:1 (a) and 10.1 (b) of this section shall be final and binding upon both parties, subject to•: (1) if proceeding pursuant . to subsection *10.1 (.a) ,, above, Grantor(s) ' right either during or within 60 days of determination of valuation to decide by appropriate resolution or other writing not to acquire' all or any part of the system subject to the valuation proceeding and (2) Af proceeding pursuant to either subsection 10.1 (a) or .10.1 (b) , 'above, Grantor(s) right to decide to acquire, but subject to and conditioned . upon voter approval, if necessary, of the funds necessary for acquisition of all or a part of the system and, if applicable, the successful sale of the bonds. Grantors) may choose to employ arbitration by appropriate resolution or other writing of its governing body. In the - resolution or other writing the governing body shall appoint one arbitrator within fifteen (15) days after passage of such resolution or other writing. The two so appointed shall select a third arbitrator within fifteen (15•) -days after the appointment of the second arbitrator. The arbitrators shall make a written report to Grantor (s) and Grantee of their determination of fair value of the system, or relevant part thereof, within sixty (60`) days after the appointment. of the .third arbitrator. The determination of a majority of the arbitrators shall constitute the arbitration determination hereunder..' The Grantor (s.) and Grantee shall pay the cost of their chosen arbitrator and the cost of the third arbitrator. shall be' divided equally between the Grantors) and the Grantee. (d) In the event Grantor(s) purchase (s) , acquire (s) , take (s) over, or hold(s) all or parts of the system pursuant to subsection 10.1 (a) , above Grantors) shall have the right without limitation to assign, sell, lease, or otherwise transfer its interest in all or parts of the system to any other persons, including any other Grantee of" a cable communications franchise, on whatever terms Grantor (s) deem(s) appropriate. 10.2 Right of Inspection of Records . In order to assist the commission in keeping- adequate records, the Grantee shall provide information in such formas may be required by the Commission for its records, including, but not limited to: (a) The true and entire cost of construction of plant and equipment, of maintenance and of the administration and operation thereof; the amount of stock issued, if any; the amount of cash paid in, the number and par value of shares, the amount and character -of indebtedness, if any, for interest,, for wear and tear or depreciation; all amount and sources of income; and (b) The amount collected annually from users of services including Grantors if applicable, and the character and extent of the service rendered therefor to them. FRANCHISE AGREEMENT - Page 60 The information, in addition to any further data which may be required by the Commission, shall be furnished by the Grantee to the Commission upon request, and at the Granteel's own cost and expense. The Commission and individual Grantors, or their representatives,. shall have the right to inspect. all books, records, maps, plans, income tax returns,. financial statements;, and other like material of the Grantee at any time during normal business hours. 10.3 .Ricrht ' of Inspection of Construction. The Commission or individual Grantors, or their representatives, shall have the right to inspect all construction or installation work performed pursuant to the provision of this franchise- agreement and to make such tests as it shall find necessary to ensure compliance with -the terms of this franchise and other pertinent provisions of law... 10.4 Right of Intervention. The Commission and/or Grantors shall have the right -of intervention in any suit or proceeding to which the Grantee is party which may have an effect :upon the construction; maintenance or operation of the system. The Grantee. shall not . •oppose such . intervention by the Commission and/;or Grantors. 10.5 Riciht to Require Removal of Property. At the expiration of the term for which. the franchise is granted, or upon its forfeiture or revocation, as provided for herein, the Commission or Grantors shall have the right to require the Grantee to remOve,'_at Grantee's own expense, all or any part of the cable communications system from all streets and public ways within the franchise area, or in the, case of an individual Grantor, from all - streets .and public ways within its corporate boundaries. FRANCHISE AGREEMENT - Page 61 SECTION 11: RIGHTS OF INDIVIDUALS PROTECTED 11.1 Discriminatory Practices Prohibited. . The Grantee shall not deny service, deny .access, or- otherwise discriminate against subscribers, programmers, or persons on the basis of race, color, religion, national origin, sex or age. The Grantee shall strictly adhere to the equal employment .opportunity requirements of the federal government, as expressed in Section 76.13 (x) (8) and 76.311 of Chapter 1 of Title 47 of the Code of Federal Regulations, as now or hereafter constituted. The Grantee shall comply at all times with all other applicable federal, state, or city laws, rules and regulations relating to non-discrimination. . 11:2 Unauthorized Monitoring or Cable Tapping Prohibited. The Grantee shall not, nor shall Grantee allow any other person, agency, or entity to tap, or arrange for the tapping, of any cable, line, signal input device, or subscriber outlet or receiver for any purpose whatsoever, without the subscriber' s written consent or that of any user of the system. 11 .3 Privacy and Other Human Rights . The Grantee and the Commission and Grantors shall maintain constant vigilance with regard to possible abuses of the right of privacy or other human right of any subscriber, programmer, or person resulting from any device or signal associated with the cable communications system. The Grantee shall not place in the building, structure or any facility 'of any subscriber any equipment capable of two-way communications without the written consent, revocable at will, of the subscriber and residents, and will not utilize the two-way communications capability of the system for unauthorized or illegal subscriber surveillance of any kind. For purposes of this subsection, tenants who occupy premises shall be deemed to be .subscribers or residents, regardless of who actually pays for the service. Written consent, as required herein, shall not be required of any. subscriber by Grantee as a condition of receiving any other cable service. 11.4 Permission of Property Owner Recguired. No cable, line, wire, amplifier, converter, or other piece of equipment owned by the Grantee shall be installed by the Grantee without first securing the written permission of the owner of any property involved or, where there is an existing utility easement or other easement reserved by .plat or other conveyance, then the' written permission of the Grantor having jurisdiction. If such permission is later revoked, whether by the original or a subsequent owner or Grantor, the Grantee shall remove forthwith any of its equipment- and promptly restore the property to its original condition. -The Grantee shall perform all installations and removals in a workmanlike manner and shall be responsible for any damage 'to residences or other property caused by the installation. FRANCHISE AGREEMENT - Page 62 11.5 Sale- of 'Subscriber Lists . and Personalized Data Prohibited. . The. Granteeshall not sell, or otherwise make available, 'lists of the names and addresses of its subscribers, or any list which identifies, by name, subscriber viewing habits, or personalized data pertaining to a subscriber's. use of any of Grantee's services, without the expressed consent of the subscriber to which the personalized data 'pertains. For purposes of this section, "personalized ,�data" means the name and address of an individual subscriber which is associated or . linked with data obtained on his or her use of specific services provided by or through the Grantee. 1.1.6 Landlord - Tenant. Grantee shall provide to individual units of a multiple housing facility, such as a duplex, apartment or condominium unit, all services offered to other dwelling units" within •the franchise , area, providing the owner(s) of -the facility consents in writing, if, requested by Grantee; as follows: (a) To Grantee' s providing of the services to units of the facility; (b) '. To reasonable conditions and times . for installation, maintenance and inspection of the system on facility premises;. (c) To reasonable conditions promulgated by' Grantee to. protect Grantee's equipment and to'-encourage widespread use of the system; and (d) To not demand payment from. Grantee for permitting Grantee to provide service to the. facility and to not -discriminate .in rental charges, otherwise, between tenants who receive cable service and .those who do not: 1 (e) However, Grantee: 'shall 'have no obligation to. provide service if the cost of installation exceeds $15:0.0.0 per unit*. To determine unit 'costs, the total project tost is divided by the�. number ,of units The total ,project..: cost shall include only the : costs of .cable: installed.on�.the. property including line :extension a-nd; pre/post :wiring ,of .the 'units *Cost .is expressed in_ 1985 dollars This figure shall. be . adjusted each`'year on July 1 to reflect the annual change .iin the:Consumer. Price':Index for the Portland. Metropolitan Region. FRANCHISE AGREEMENT - Page -63 SECTION 12 : TERMINATION AND EXPIRATION. 12:1Revocation. In addition to any rights set out elsewhere in this document, the Grantors reserve the right ' to declare a forfeiture or otherwise revoke this franchise, either individually, collectively or through the Commission, - and all rights and privileges pertaining thereto, in the event that: (a) the Grantee violates any material provision of the franchise; or, (b) the Grantee's approved -construction schedule as required by Section 4 .2 is delayed for 18 months or more from the date of commencement of construction; or, . (c) the Grantee becomes insolvent, unable or unwilling to pay its debts, or is adjudged a bankrupt; or, (d) the Grantee is found to have practiced any .fraud or deceit upon the Commission, Grantors, persons or subscribers; or, (e) the .Grantee fails to obtain and maintain any permit required by any federal or state regulatory body, relating to the construction, maintenance and operation of the system;. Upon failure of the Grantee to comply with the terms of the franchise, following notice to Grantee and an opportunity for it to be heard, Grantors may by ordinance, resolution or other appropriate document, or through Commission action authorized by Grantors, declare a forfeiture, whereupon all rights of the holders of the franchise shall immediately be divested without a further act upon the part of the Commission or Grantors, and the Grantee shall forthwith remove its structures or. property from the streets and restore the streets to such condition as Grantors may require. Upon failure to do so, Grantors may perform the work and collect the cost thereof from the Grantee, either individually, or through the- Commission. The actual cost thereof, inc'luding'administrative costs, shall be a lien upon all plant and property of the Grantee effective upon placement in the lien docket books of the Grantors. 12.2 Receivership. The Grantors shall have the right to declare a forfeiture or otherwise revoke this franchise one hundred and twenty (120) days after the appointment of a receiver, or trustee, to take over and conduct the. business of the Grantee, whether in receivership, reorganization, bankruptcy, or other action or proceeding, unless such receivership or trusteeship shall have been vacated prior to the'. expiration of said one` -hundred and twenty (120) days, or unless; (a) within one hundred and twenty (120). days after his election or appointment, such receiver or trustee: shall have been approved by Grantors and shall have fully complied with all the provisions of the franchise and remedied all defaults .thereunder; and, FRANCHISE AGREEMENT - Page 64 (b) such receiver or trustee, within said one hundred and twenty . (120)' days, shall have executed an agreement, duly approved by Grantors, as well as the court having jurisdiction in the premises, whereby such receiver or trustee assumes and agrees to be bound by each and every provision of the franchise. 12 .3 Expiration. The Commission, if it deems it necessary, may extend the expiration date of this franchise .agreement, for all . or any portion of the franchise area, for a period not to exceed sixty (60) days. Subject to such Commission authority, Grantors and each of them adopting this franchise agreement as its own, shall have the right, at their election, to: (a) renew or extend the franchise, though nothing in the provision shall be construed to require such renewal or extension; (b) invite additional franchise applications or proposals; (c) terminate the franchise without further action; 'or (d) take such other action as Grantors deem appropriate. 12 .4 Continuity of Service Mandatory. It shall be the right of all subscribers to receive all available services insofar as their financial and other obligations to the Grantee are honored. In the event that the Grantee elects to overbuild, rebuild, modify, or sell the system, or Grantors or some of them revoke or fail to renew the franchise, the Grantee shall make its best effort to ensure that all ' subscribers receive continuous uninterrupted service, regardless of the circumstances, during the lifetime of the franchise. In the event of expiration, purchase, lease- purchase, condemnation, acquisition, taking over or holding of plant and equipment, sale, lease, or other transfer to any other person, including any other Grantee of a cable communications franchise, the current Grantee shall cooperate fully with the Commission or Grantors to operate the System in accordance with the terms and conditions of this agreement for a temporary period sufficient in length to maintain continuity of service to all subscribers. 12.5 Extension of Term. (a) Within 90 days of July 1, 1988, the Commission shall hold a hearing to determine whether Grantee has complied .with all provisions of the Franchise Agreement, as amended, relating to the operation of the Public Communications Network. If the Commission determines that Grantee has complied with all such terms of the Agreement, it shall grant to Grantee a 1 year extension of the term of this Franchise Agreement. FRANCHISE AGREEMENT -. Page 65 (b) If the Grantee operates the Public Communications Network from July 1, 1988 until July 1, 1990, within 90 days of July 1, 1990. the Commission. shall hold a hearing to determine whether Grantee has complied with all provisions of the Franchise Agreement, as amended, relating to the, operation of the. Public Communications Network during that period.' If the Commission determines that Grantee has complied with all such terms of the Agreement, it shall grant to Grantee a 1 year extension of the. term of this Franchise Agreement. FRANCHISE AGREEMENT - Page 66 SECTION 13: OPERATION AND MAINTENANCE 13.1 Open Books and Records. The Grantee shall maintain an office within the franchise' area, :and manage all of* its operations in accordance with a policy of accessible open books and -records to the Commission ,and Grantors-. Representatives of the Commission or Grantors shall have the right to inspect at any time during normal business hours, all books, records, maps, plans, income tax returns, financial statements., service complaint logs, performance test results and other like materials of the Grantee which relate to the operation of the franchise. Access to the aforementioned records shall not be denied by the Grantee to representatives of the Commission or Grantors on the basis that said records contain "proprietary" information. 13.2 Communications with Regulatory Agencies. Copies of all petitions, applications, communi cations, 'and reports submitted by the Grantee to the Federal Communications Commission, Securities and Exchange Commission, or any other federal or state regulatory. commission or agency having jurisdiction in respect to any matters affecting cable communications operations authorized pursuant to this franchise agreement, shall also be submitted 'simultaneously to the Commission. 13.3 Reports (a) Monthly Reports. - Within 10 calendar days of the conclusion of each calendar month following the effective date of .this franchise agreement, Grantee shall submit to the Commission a written summary of all complaints received by or referred. to Grantee within the report month'. Said reports shall..contain 0, as a, minimum, the name address and telephone number of the complaining party, the specific nature of the complaint, remedial action taken, if any; current status of the complaint ("closed" or "open") and a notation whether the complaining party resided in a city- or in the unincorporated area of Washington county. (b). . Quarterly Reports._ Within 30 days after the, end of the Grantee's fiscal. quarter,. the Grantee shall submit a written report to the Commission, verified by an officer of -Grantee, which .,. shall contain an accurate statement, in• summarized form as well as in •detail, of 'all receipts .from all sources and all expenditures 'for- all purposes together with a °full statement of all assets and debts as well as -such other information as to the. cost and profits. of Grantee! s. service and :the financial condition of.the Grantee as Grantor may require. Said report shall be in sufficient detaa to -enable the 'C.ommiss.ion to.make .disbursements of franchise. revenue in.. accordance with Section I herein and Resolution 81-41 attached hereto as Exhibit B. (c) Annual Report. No later than April 15 'of each year, the Grantee shall present a- written. report to the .Commission which shall include: FRANCHISE AGREEMENT - Page 67 (1) A fully-audited and certified financial report for the previous. calendar year, including gross revenues from all sources, gross subscriber revenues from each category or service, net income and an end-of-year balance sheet; (2) A summary of the previous year' s activities including, but not limited to, subscriber totals and new services; (3) A summary of complaints. received and handled; and (4) Projected plans for the future. (d) Monitoring and Compliance Reports. No later than April 15 of each year, the Grantee shall provide a written report of'the FCC performance tests for the Residential Subscriber Network required in Part 76, Section 76. 601 of FCC Rules and Regulations as now or hereinafter. constituted. In addition, the Grantee shall provide reports of the test and compliance procedures established by. this franchise. agreement, _ no later than 30 days after the completion of each series of tests. (e) Additional Reports. The Grantee shall prepare and furnish to the Commission, at the times and in the form prescribed, such additional reports, with respect to its operation, affairs, transactions, or property,' .as may be 'reasonably necessary and appropriate- to the performance of any of the rights, functions or duties of the Grantee in 'Connection with this franchise. 13.4 Maintenance and Complaints. (a) The Grantee . shall maintain an office in the franchise territory which shall be open during all usual business hours, have a publicly listed toll-free telephone, and be so operated to receive subscriber complaints and requests for repairs or adjustments on a 24-hour basis. A- written log shall be maintained listing all complaints and their disposition. (b) The Grantee shall render efficient service, make repairs promptly, and interrupt service only for good cause and ,for the shortest time possible. Such interruptions, insofar as possible, shall_ be preceded by notice and shall occur during a period of minimum use of the system. A written log shall be maintained for all service interruptions. (c) The Grantee shall maintain a repair force of technicians capable of responding to subscriber complaints or requests for service within 24 hours after receipt of the complaint or request. No charges shall be made to the subscriber for this service. FRANCHISE AGREEMENT - Page 68 (d) The Commission shall ensure that all subscribers, programmers, and members of the general public have recourse to a' satisfactory hearing of any complaints, where there is evidence that the 'Grantee has not settled " their complaint to the satisfaction of the person initiating the complaint. The Commission shall establish procedures for handling and .,settling complaints. 13.5 Safety. (a) The Grantee shall, at all times, employ the standard of care ,.-attendant to the risks involved and shall install and maintain in use commonly . accepted methods .and. devices for preventing failures and accidents which are .likely. to cause damage,, .. injury, or nuisance to the, public. or to employees of the Grantor.: (b) The . Grantee shall install and maintain-=its _wires, cable, fixtures, and other equipment in accordance with . the requirements of the National ' Electric Safety Code, and in such manner that they will not interfere with the installations of any Grantor or any public utility. (c) All lines, equipment and connections in, over, under, and upon either the streets and public; ways of Grantors or private property within boundaries of Grantors, wherever situated or located, shall 'at all times be kept,.and maintained in a safe and suitable condition, and in good order and repair. FRANCHISE AGREEMENT - Page 69 1 SECTION 14: MISCELLANEOUS PROVISIONS 14 .1 Compliance with Laws. The Grantee shall comply with all federal and state laws .and regulations, including regulations of any administrative agency thereof, as well as all ordinances, resolutions, rules and regulations of all Grantors and the Commission heretofore or hereafter adopted or established during the entire term of this franchise, which are relevant and relate' to the construction, maintenance and operation of the cable television system, 14.2 Severability. Subject to the provisions of Section 14.6 below, if any section, subsection, sentence, clause, phrase or word of the franchise agreement is held to be invalid -or unconstitutional by any court of competent jurisdiction or pre- empted by federal or state regulations or law, such section, subsection, sentence, clause, phrase or word shall be deemed a separate, distinct and independent provision and such holding shall not affect the validity of the remaining provisions hereof. In the event that suit or action is brought by a party not a party - to this Franchise Agreement, challenging the validity or constitutionality of _ any word, phrase, clause, sentence, subsection, section or other provision of this Franchise Agreement, as amended, the Grantee agrees to assume the cost and obligation of defending said suit or action on behalf of itself.. the Commission, and the Member, Jurisdictions, to the .extent any are named or implicated as respondents or defendants in such suit or action. The Grantee will indemnify and hold harmless the Commission and the Member Jurisdictions against any adverse_ decree or judgment rendered in such suit or action. 14 .3 Captions. The captions to sections throughout this franchise agreement are intended solely to facilitate reading and reference to the sections and provisions contained herein. Such captions shall not affect the meaning or interpretation of this franchise agreement. 14.4 No Recourse Aaainst the Commission or Grantors. . T h e Grantee shall have no recourse whatsoever against the Commission or Grantors or their officials, boards, commissions, agents, or employees for any loss, costs, expense, or damage arising out of any provision or requirement contained herein, and resulting from the good faith acts of such persons. in the enforcement or administration of this franchise agreement, or in the event this .franchise agreement or any part thereof is determined to - be invalid. 14.5 Nonenforcement by Commission or Grantors. The Grantee shall not be relieved of its. -obligations to comply with any of the provisions of this franchise agreement by reason of any failure of the Commission or Grantors to enforce prompt compliance. FRANCHISE AGREEMENT - Page 70 1 14 . 6 Subsequent Action by State or Federal -Agencies. Should the State of Oregon or -any agency thereof, the FCC, * or, any other agency of the federal government subsequently require the Grantee to act in any manner which is inconsistent with any provisions of this franchise agreement, the Grantee shall so notify the Commission and Grantors. Upon receipt of such ,notification, the Grantors .shall determine if. a material provision of this franchise agreement is affected. Upon such determination, the Grantors shall have the right , to modify or amend . any other -section of this franchise agreement to such reasonable extent .as may be necessary to carry -out the full intent andpurpose of the franchise. The Grantors or any of them, may terminate ,the . franchise in the event such Grantors determine that- substantial and material compliance with the original proposed terms ' of the franchise has been frustrated by such state or federal '.requirement. 14 .7 Force iMaleure. If by reason of force - ma' jeure the Grantee is unable in whole or in part to carry out its obligations hereunder,- 'the ,.Grantee;.shall. not be deemed in violation. o.r default during the continuance of such inability. The term "force majeure" as used herein shall mean the following: acts of God; strikes, lockouts, or other industrial disturbances; acts of public enemies, orders of the government of the United States of America, or of. the State of Oregon, or their departments, agencies, political subdivisions, or officials; acts. of . any civil or military authority; insurrections; riots; epidemics; landslides; earthquakes; lightning; fires; hurricanes; . volcanic activity;' storms; floods; washouts; droughts; restraint .of government and people; - civil disturbances; explosions; or . partial or entire failure of utilities. The .Grantee agrees, howeverto. give its best efforts to remedy as. soon as possible, under the circumstances, the cause or causes preventing Grantee from carrying out its responsibilities and duties under this franchiseagreement. 14 .81 Guarantee of Performance. Grantors have , made ' the decision; to enter into this franchise agreement with Grantee following solicitation of competitive proposals . from companies interested ' in obtaining a franchise to provide a cable communications system for Grantors. Grantee agrees that it.,entered into this franchise agreement. voluntarily, and made all . offerings and promises -contained in the.'proposal in order to secure ,and in consideration of the grant .of. .a .fifteen (15) year franchise from Grantors. Performance pursuant to ;the 'terms, and conditi.ons...of this franchise agreement . :is guaranteed by Grantee and by Tidel Communications, - Inc.:,; :(parent. corporation) notwithstanding : subsequent changes of any kind in 'the regulatory environment by the federal or - state government. Failure of Grantee or :parent corporation, or some or all of-them, to perform' in accordance 'with_ the terms and.conditions contained herein shall constitute a breach of this franchise agreement. - . Grantors shall be entitled. as a matter of right to, any, remedy contained herein including, but not limited to, forfeiture or revocation of this franchise agreement, injunctive relief or specific performance, or any. other 'remedy contained herein or otherwise available to Grantors for failure to perform by Grantee. FRANCHISE AGREEMENT - Page 71 14.9 Entire Agreement. This franchise, agreement contains the entire agreement between the parties; supersedes -.all prior agreements or proposals except as specifically set forth herein, and cannot be changed orally but only by an instrument in writing executed by the parties. 14.10 Consent. Wherever the consent of either the Grantee or the Commission is specifically. required in this agreement, such . consent will not unreasonably withheld. . 14.11 Renegotiation Sessions. It is agreed that commencing with the effective date of this franchise agreement, at the call of the Commission, the Grantee and the Commission shall meet and renegotiate on matters of concern .of interest to. either of them. The topics for renegotiation shall be stated- in writing by each party prior to the meeting(s) , but each party .shall be entitled to include any item of interest ' in the topic list. 14.12 Effect of Amendments. The parties recognize that they have conflicting opinions regarding the effect of the adoption of The Cable Communications Policy Act of 1984 on the original provisions of the Franchise Agreement. ' In addition, Grantee has requested and Grantors have agreed to relieve Grantee of certain obligations which are clearly enforceable by Grantor under the Act. Grantor would not have done so if it did not have Grantee's assurances that it would abide . the entire terms of the amending agreement. The parties intend and believe that all of the provisions hereof are consistent with and permitted by The Cable Communications Policy Act of 1984 . Grantor would not have entered into this Franchise Amendment Agreement but for Grantee' s representation that the following provisions would not be subject to. challenge: (1) the provisions for setting rates and installation charges for users of the- Public Communications Network; (2) that any extensions of the term of the franchise do not constitute renewal of the franchise under said Act; (3) that the time value of money is fully accounted for in the method agreed to for crediting repayment of advances on franchise fees; (4) that there need be .no compensation paid to Grantee if the Public Communications Network. is accepted by the Commission; and (5) that the provisions of Section 8.7 Consumer Protection Standards and Penalty Guidelines are enforceable. The parties agree that. they are estopped from challenging in any judicial proceeding the validity or enforceability of the specific provisions of the Franchise Amendment Agreement set forth in the preceding sentence based on the terms of the Act as it is written on the effective date of the Franchise Amendment Agreement. FRANCHISE AGREEMENT - Page 72 The parties recognize that amendments to the Act or further action or Federal or State regulatory or Judicial .authorities may occur. As to the five. enumerated. ,items, 'the . parties .intend that the exiting provisions of Section 14.6, - 14.7 and. 14.8 of the Franchise Agreement and Section 625 of the Act shall control in the event of changes in . circumstances other than judicial interpretations of the existing provisions of the : Act that adversely, impact 'the Grantee`,s performance. 14.13 Arbitration. Any controversy or claim arising .out of or relating .to this Franchise Agreement, or to the, breach thereof,- shall be settled by arbitration. in. -accordance, with the, Rule of 'the American Arbitration Association, - and Judgment upon. the award may, - be entered in any court having, jurisdiction thereof. ' 'All arbitration hearings -shall, take place, n Washington County, Oregon.. The arbitration decision. shall be final and binding on the parties. FRANDRFT.DOC FRANCHISE AGREEMENT - Page. 73